Every Form 4 that BRC Group Holdings, Inc. (RILY) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow RILY and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full RILY filings page.
BRC Group Holdings, Inc. insider Alan N. Forman reported a routine tax-related share disposition. On the RSU vesting date, the company withheld 2,853 shares of common stock at $8.18 per share to cover income taxes tied to the accelerated vesting of Restricted Stock Units granted on March 4, 2024. After this withholding, Forman directly holds 34,974 shares of common stock.
BRC Group Holdings, Inc. Co-CEO Thomas J. Kelleher reported a bona fide gift of 3,000 shares of common stock held indirectly. The shares were given to a trust that is unaffiliated with him and the issuer, and he received no consideration for the transfer.
After the gift, an indirect account referenced in the filing holds 899,288 shares of common stock. The filing also shows 70,541 shares held directly, along with additional indirect holdings through a family trust, a self-directed IRA, and accounts over which he has dispositive power for his wife and daughters.
BRC Group Holdings, Inc. director and Co-CEO Bryant R. Riley reported an open-market sale of 195,492 shares of Common Stock at $9.00 per share. After this transaction, he holds 6,574,236 shares directly. The filing also lists additional indirect holdings through a 401(k) plan and several Uniform Transfers to Minors Act custodial accounts for his children, for which he disclaims beneficial ownership except for any pecuniary interest.
BRC Group Holdings, Inc. executive Alan N. Forman, EVP, General Counsel and Secretary, reported open-market sales of a total of 100,000 shares of BRC Group common stock. The sales occurred in two transactions on May 13 and May 14.
He sold 20,555 shares at a weighted average price of $8.5805 per share and 79,445 shares at a weighted average price of $8.5634 per share, with prices in multiple lots ranging roughly between $8.40 and $9.26. After these sales, he directly holds 37,827 common shares.
BRC Group Holdings, Inc. director and Co-CEO Bryant R. Riley reported a tax-withholding disposition of common stock tied to RSU vesting. On April 13, 2026, 17,059 shares of common stock were withheld by the company and remitted to cover taxes at $7.23 per share in connection with restricted stock units granted on February 24, 2023 and March 4, 2024.
Following this tax payment, Riley directly or jointly held 6,769,728 common shares. The filing also notes indirect holdings through multiple Uniform Transfer to Minors Act custodial accounts for his children and through the B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley, for which he disclaims beneficial ownership except to the extent of his pecuniary interest.
BRC Group Holdings, Inc. Senior Vice President and Chief Accounting Officer Howard Weitzman had 4,861 shares of common stock withheld on April 13, 2026 to cover taxes due on the vesting of previously granted Restricted Stock Units. This was a tax-withholding transaction, not an open-market sale.
After this withholding, Weitzman directly owns 53,710 shares of BRC Group Holdings common stock and indirectly holds 7,500 shares through a self-directed 401(k) plan, showing he retains a meaningful equity stake in the company.
BRC Group Holdings Co-CEO Thomas J. Kelleher reported a tax-related share disposition in company stock. On April 13, 2026, 22,440 shares of common stock were withheld by the company at $7.23 per share to cover taxes due on vesting of Restricted Stock Units granted in February 2023 and March 2024. This was not an open-market sale. After this withholding, Kelleher held 70,541 shares directly, plus additional indirect holdings including 902,288 shares in a family trust, 34,118 shares in a self-directed IRA, and further shares held with dispositive power for his wife and daughters.
BRC Group Holdings EVP and General Counsel Alan N. Forman had 3,741 shares of common stock withheld on April 13, 2026 to pay taxes tied to vesting Restricted Stock Units. This was a tax-withholding disposition, not an open-market sale. After this event, he directly holds 137,827 shares of BRC Group Holdings common stock.
Brandt Tamara Sue reported acquisition or exercise transactions in this Form 4 filing.
BRC Group Holdings, Inc. director Tamara Sue Brandt received equity compensation awards in the form of common stock and restricted stock units. On April 3, 2026, she was granted 3,660 shares of common stock for Board equity compensation, 14,695 restricted stock units that vest in full on May 19, 2026, and 33,064 restricted stock units that vest in full on April 3, 2027. Following these awards, she directly holds 57,614 shares of common stock, including the shares underlying these equity awards.
Labran Renee E reported acquisition or exercise transactions in this Form 4 filing.
BRC Group Holdings, Inc. director Renee E. Labran reported equity compensation grants in the form of common stock and restricted stock units. On April 3, 2026, Labran was granted 3,660 shares of common stock issued as Board equity compensation.
On the same date, Labran also received two restricted stock unit awards that settle in BRC Group common stock, covering 14,695 shares that vest in full on May 19, 2026, and 33,064 shares that vest in full on April 3, 2027. Following these awards, Labran directly holds 58,152 shares of common stock.
ANTIN ROBERT L reported acquisition or exercise transactions in this Form 4 filing.
BRC Group Holdings, Inc. director Robert L. Antin reported equity-based awards of common stock on April 3, 2026. He received 3,660 shares as Board equity compensation and two restricted stock unit grants of 14,695 and 33,064 units that settle in common stock.
The 14,695-unit RSU grant vests in full on May 19, 2026, the date of the company’s 2026 annual shareholder meeting, and the 33,064-unit RSU grant vests in full on April 3, 2027. Following these awards, he directly holds 131,914 common shares and has an additional 200,000 shares held indirectly through the Robert and Patti Antin Living Trust, for which he disclaims beneficial ownership except for his pecuniary interest.
D Agostino Robert P reported acquisition or exercise transactions in this Form 4 filing.
BRC Group Holdings, Inc. director Robert P. D Agostino reported equity awards that increased his direct ownership to 211,989 common shares. On April 3, 2026 he received three separate stock-based grants totaling 51,419 shares as Board equity compensation and restricted stock units.
Footnotes state that part of these awards are restricted stock units that settle in common stock and vest in full on May 19, 2026, the date of the Company’s 2026 Annual Shareholder Meeting, and on April 3, 2027. These are compensation-related grants rather than open-market purchases.
PAULSON RANDALL E reported acquisition or exercise transactions in this Form 4 filing.
BRC Group Holdings director Randall E. Paulson reported equity-based awards of common stock and restricted stock units on April 3, 2026. The awards cover a total of 51,419 shares of common stock, issued at no cash cost as part of Board equity compensation and time-vested RSUs.
Following these grants, Paulson directly holds 370,398 shares of BRC Group Holdings common stock. Footnotes state that a portion represents Board equity compensation, while additional restricted stock units settle in common stock and vest in full on May 19, 2026 and April 3, 2027.
Walters Marian reported acquisition or exercise transactions in this Form 4 filing.
BRC Group Holdings director Marian Walters reported equity awards in company stock. On April 3, 2026, she received 3,660 shares of Common Stock issued as Board equity compensation. She was also granted a restricted stock unit for 14,695 shares that vests in full on May 19, 2026, the date of the Company’s 2026 Annual Shareholder Meeting.
A second restricted stock unit for 33,064 shares was granted, vesting in full on April 3, 2027. Following these awards, Walters directly holds 55,980 shares of Common Stock. An additional 5,701 shares are held of record by the D AND M WALTERS FAMILY TRUST, reflecting indirect ownership.