Regional Management (NYSE: RM) holder plans Rule 144 sale of common stock

Rhea-AI Filing Summary

Basswood Financial Fund, Ltd. filed a Form 144 notice to sell 15 shares of common stock, par value $0.10, through J.P. Morgan Securities LLC on the NYSE. The aggregate market value of the planned sale is 570.6, compared with 9,712,805 shares of this common stock outstanding.

The seller previously acquired 6,278 common shares on 03/24/2014 in an open-market and/or affiliate transfer transaction paid in cash. Over the past three months, Basswood Financial Fund, Ltd. has reported several additional small common stock sales, including 234 shares for gross proceeds of 8,629.92 on 11/25/2025 and 374 shares for gross proceeds of 13,665 on 11/21/2025.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock, par value $0.10 (???Common Stock???)	J.P. Morgan Securities LLC 270 Park Avenue New York NY 10017	15	570.6	9712805	12/01/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	03/24/2014	(3)	Open Market and/or Transfers from Affiliates			6278	03/24/2014	Cash (3)

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Basswood Financial Fund, Ltd 979 Batesville Road Suite B Greer SC 29651	Common Stock	11/25/2025	234	8629.92
Basswood Financial Fund, Ltd. 979 Batesville Road Suite B Greer SC 29651	Common Stock	11/24/2025	203	7411
Basswood Financial Fund, Ltd 979 Batesville Road Suite B Greer SC 29651	Common Stock	11/21/2025	374	13665
Basswood Financial Fund, Ltd 979 Batesville Road Suite B Greer SC 29651	Common Stock	11/26/2025	14	553.42

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Regional Management (RM) disclose in this Form 144 filing?

The filing shows that Basswood Financial Fund, Ltd. has filed a notice of intent to sell 15 shares of the issuer’s common stock, par value $0.10, on the NYSE through J.P. Morgan Securities LLC.

How many RM shares are proposed to be sold and what is their market value?

The notice covers a proposed sale of 15 common shares with an aggregate market value of 570.6, as disclosed in the securities information section.

How many RM shares are outstanding according to this Form 144?

The securities information section states that there are 9,712,805 shares of the issuer’s common stock outstanding at the time of the filing.

When and how did the seller acquire the RM shares referenced in the Form 144?

The filing shows that common stock was acquired on 03/24/2014 via an open market and/or transfers from affiliates, with 6,278 securities acquired and paid for in cash on that date.

What prior RM stock sales by Basswood Financial Fund, Ltd. are disclosed?

The document lists several recent common stock sales, including 234 shares sold on 11/25/2025 for gross proceeds of 8,629.92 and 374 shares sold on 11/21/2025 for gross proceeds of 13,665.

What representation does the seller make about non-public information in this Form 144?

The signing person represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.