Rocky Mountain Chocolate grants director 55K shares

RMCF disclosed a stock-based compensation grant to a non-employee director, increasing his direct common share holdings.

Rhea-AI Filing Summary

Rocky Mountain Chocolate Factory, Inc. (symbol: RMCF) is the issuer of record for a Form 4 filing submitted to the SEC. Quinn Brian J reported acquisition or exercise transactions in this Form 4 filing.

Rocky Mountain Chocolate Factory, Inc. (RMCF) reported that director Brian J. Quinn received an annual grant of 55,622 shares of common stock on September 1, 2026 as part of the Board of Directors compensation program for non-employee directors. The grant was made at a stated price of $0.00 per share, and following this award Quinn held 98,961 common shares directly. No Rule 10b5-1 trading plan is reported for this transaction.

Insider Trade Summary

Grant/Award: 55,622 shares

Grant/Award 1 txn

Insider Quinn Brian J

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	55,622	$0.00	$0.00

Holdings After Transaction: Common Stock — 98,961 shares (Direct)

Footnotes (1)

1. F1. Represents the annual common stock grant to non-employee directors pursuant to the Board of Directors compensation program.

Key Figures

Shares granted: 55,622 shares of common stock Grant price: $0.00 per share Shares held after transaction: 98,961 shares +1 more

4 metrics

Shares granted 55,622 shares of common stock Annual stock grant to non-employee director on September 1, 2026

Grant price $0.00 per share Stated transaction price for the 55,622-share award

Shares held after transaction 98,961 shares Director Brian J. Quinn’s direct RMCF common stock holdings following the grant

Number of acquire transactions 1 transaction Single reported grant/award acquisition on this Form 4

Key Terms

non-employee directors, Board of Directors compensation program, Grant, award, or other acquisition

3 terms

non-employee directors financial

"Represents the annual common stock grant to non-employee directors pursuant"

Non-employee directors are board members who do not work for the company as salaried employees and usually do not hold day-to-day management roles. They act like outside referees or independent coaches, providing oversight, asking tough questions, and protecting shareholders’ interests; investors care because these directors help ensure management is accountable, reduce conflicts of interest, and influence decisions that affect company strategy and long-term value.

Board of Directors compensation program financial

"grant to non-employee directors pursuant to the Board of Directors compensation"

Grant, award, or other acquisition financial

"transaction is coded as a Grant, award, or other acquisition of shares"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did RMCF director Brian J. Quinn report on this Form 4?

He reported an award of 55,622 shares of RMCF common stock on September 1, 2026. The filing describes this as the annual common stock grant to non-employee directors under the Board of Directors compensation program, increasing his directly held shares.

At what price were the RMCF shares granted to Brian J. Quinn?

The 55,622 RMCF shares were granted at a stated price of $0.00 per share. The transaction is characterized as a grant or award under the company’s compensation program for non-employee directors, rather than an open-market purchase.

How many RMCF shares does Brian J. Quinn own after this grant?

After the grant, Brian J. Quinn directly held 98,961 shares of RMCF common stock. This figure is reported as his total direct holdings following the September 1, 2026 stock award transaction.

Is the RMCF director stock grant part of a compensation program?

Yes. A footnote states that the 55,622-share award represents the annual common stock grant to non-employee directors made pursuant to Rocky Mountain Chocolate Factory’s Board of Directors compensation program.

Was the RMCF Form 4 transaction under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox indicates no Rule 10b5-1 trading plan is reported for this transaction. The award is described as an annual stock grant under the director compensation program.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/03/2026 - 03:19 PM EDT Accepted by SEC EDGAR 09/03/2026 - 03:19 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Quinn Brian J

(Last) (First) (Middle)

265 TURNER DRIVE

(Street)

DURANGO COLORADO 81303

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Rocky Mountain Chocolate Factory, Inc. [ RMCF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/01/2026(1)		A		55,622	A	$0	98,961	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Represents the annual common stock grant to non-employee directors pursuant to the Board of Directors compensation program.

	/s/ Carrie E Cass - Attorney in Fact	09/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)