Welcome to our dedicated page for Rank One Computing Corporation SEC filings (Ticker: ROC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on Rank One Computing Corporation's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time EDGAR feed updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into Rank One Computing Corporation's regulatory disclosures and financial reporting.
Rank One Computing Corp insider Scott Jeffrey Klum, identified as a more than ten percent owner, has filed an initial statement of beneficial ownership. He reports direct ownership of 2,952,560 shares of common stock and an option to buy 83,500 shares at an exercise price of $0.22 per share.
The option, issued under the 2018 Equity Incentive Plan, is fully vested as of December 31, 2025 and is exercisable until its expiration on September 23, 2030. This filing records Klum’s existing equity position and does not reflect any new purchase or sale transactions.
Rank One Computing Corp director and Chief Technology Officer Joshua Charles Klontz filed an initial ownership report showing his equity stake in the company. He directly holds 4,069,790 shares of common stock and options on 835,000 shares of common stock at an exercise price of $2.40 per share, expiring on April 18, 2032. The options were issued under the 2018 Equity Incentive Plan and vest 20% one year after March 1, 2022, with the remainder vesting monthly over the following four years.
Rank One Computing Corp director Davis Edward Francis filed an initial Form 3, which is used to report a director’s or officer’s beneficial ownership when they first become subject to insider reporting rules. The available data show no reportable transactions or derivative positions in this filing.
Rank One Computing Corp director Meyerriecks Dawn Clawson filed an initial ownership report on Form 3. This filing establishes her status as a director and serves as the baseline disclosure of her equity position in the company. The Form 3 does not report any buy, sell, or other transactions.
Rank One Computing Corp General Counsel Ray David Simpson reported his initial ownership position. He directly holds 693,050 shares of Common Stock. He also holds employee stock options over 33,400 shares at an exercise price of
Rank One Computing Corp Chief Financial Officer Cody Barnes filed an initial Form 3 detailing his equity position in the company. He directly holds 475,950 shares of common stock. He also holds options over 133,600, 16,700 and 25,050 shares of common stock at exercise prices of
Rank One Computing Corp director Brian Ashley Hibbeln filed an initial Form 3, which is a required disclosure of insider holdings when someone becomes a director or certain other types of insider. This filing reports no transactions and does not list any beneficially owned securities at this time.
Rank One Computing Corp Chief Operating Officer Jonathan Blake Moore filed an initial ownership report showing his equity awards in the company. The filing lists two stock option grants, each giving the right to buy common shares at an exercise price of 2.4000 per share.
One option grant covers 25,050 underlying common shares and was issued under the 2018 Equity Incentive Plan, with the footnote stating these options were fully vested as of December 31, 2025 and expire on August 29, 2032. A second grant covers 75,150 underlying common shares under the same plan, vesting 1/60th each month after a vesting commencement date of January 1, 2024, and expiring on May 3, 2034. The report shows no common stock directly held.
Rank One Computing Corp director and Chief Executive Officer Brian Scott Swann filed an initial ownership report showing his equity-based holdings. The filing lists options to buy 501,000 shares of common stock at an exercise price of $0.22 per share that were fully vested as of January 4, 2025 and expire on January 4, 2031. It also shows options to buy 1,002,000 shares at an exercise price of $2.40 per share, with 20% vesting one year after a vesting commencement date of March 1, 2022 and the remainder vesting monthly over a four‑year term, expiring on March 1, 2032. The report indicates no shares of common stock held directly as of the reporting date.
Rank One Computing Corp executive Anthony Edward Brown filed an initial ownership report showing a stock option position in the company. He holds options to acquire 250,500 shares of common stock at an exercise price of $2.40 per share, expiring on February 1, 2033. According to the vesting terms, 25% of these options vest one year after the February 1, 2023 vesting start date, with the remaining options vesting monthly over the following three years. The filing also indicates he currently holds no shares of common stock directly.