Buttermore reports multiple ROK disposals tied to vesting and option (NYSE: ROK)

Rhea-AI Filing Summary

Robert L. Buttermore reported proposed sales of Common stock of Rockwell Automation. The filing lists securities to be sold tied to restricted stock lapses on 12/04/2024 (390 shares) and 12/07/2024 (10 shares), and an employee stock option exercise on 03/02/2026 (8,532 shares, broker payment for cashless exercise).

The filing also shows recent sales in the prior three months, including 184 shares on 12/05/2025 and 231 shares on 12/08/2025, with additional disposals listed on other dates.

Insights

Equity Capital Markets Analyst

Form 144 lists proposed disposals linked to compensation vesting and an option exercise.

The filing specifies restricted stock lapses (390 and 10 shares) and an 8,532-share employee stock option exercise on 03/02/2026 described as a broker payment for a cashless exercise. These entries are routine compensation-related transactions.

Examples shown include sales of 184 shares on 12/05/2025 and 231 shares on 12/08/2025; timing and amounts for additional disposals are provided by date. Cash-flow treatment is tied to the broker cashless process disclosed.

Corporate Governance Specialist

The report is administrative and does not, by itself, alter governance or capital structure.

The filing documents an insider's planned or recent sales connected to equity compensation mechanics rather than a strategic share issuance. The entries list specific share counts and dates for restricted stock lapses and exercises.

Subsequent Form 4 or settlement filings may provide final sale execution details; this filing records proposed or reportable dispositions tied to compensation events.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	8932	3563145.00	112357908	03/02/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/04/2024	Restricted Stock Lapse	Rockwell Automation, Inc.			390	12/04/2024	Equity Compensation
Common	12/07/2024	Restricted Stock Lapse	Rockwell Automation, Inc			10	12/07/2024	Equity Compensation
Common	03/02/2026	Employee Stock Option Exercise	Rockwell Automation, Inc			8532	03/02/2026	Broker Payment for Cashless Exercise

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Robert L. Buttermore 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	12/05/2025	184	74127.00
Robert L. Buttermore 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	12/08/2025	231	92637.00
Robert L. Buttermore 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	12/10/2025	229	92039.00
Robert L. Buttermore 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	02/17/2026	204	77548.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What did the ROK Form 144 filed by Robert L. Buttermore report?

It reported proposed sales of Rockwell Automation common stock tied to compensation events. The filing lists a 8,532-share option exercise on 03/02/2026 and restricted stock lapses of 390 and 10 shares in December 2024.

Does the Form 144 show recent insider sales for ROK?

Yes; the filing lists multiple sales in the prior three months. Examples include 184 shares on 12/05/2025 and 231 shares on 12/08/2025, with additional disposals recorded on other dates in the excerpt.

Are the listed transactions from compensation or open-market sales in the ROK filing?

The excerpt ties several items to compensation mechanics: restricted stock lapses and an employee stock option exercise. One entry is described as a broker payment for a cashless exercise, indicating a compensation-related settlement method.

Will this Form 144 change Rockwell Automation's share count or capital structure?

The filing documents insider disposals and compensation-related issuances rather than a company-level offering. It does not state an issuer share issuance or a change to authorized shares in the provided excerpt.