Rockwell Automation (ROK) insider plans Rule 144 sale of 68 shares on NYSE

Rhea-AI Filing Summary

Rockwell Automation, Inc. insider plans small Rule 144 sale. A holder has filed to sell 68 shares of Rockwell Automation common stock through Charles Schwab & Co., Inc. on the NYSE, with an aggregate market value of $27,396. The filing notes that 112,273,567 shares of Rockwell Automation common stock were outstanding at the time, which is a baseline figure and not the amount being sold.

The 68 shares to be sold were acquired on 12/05/2025 through a restricted stock lapse from Rockwell Automation as equity compensation, with payment also dated 12/05/2025. The person filing also sold Rockwell Automation securities in the prior three months: 103 shares on 09/08/2025 for gross proceeds of $35,552 and 250 shares on 09/11/2025 for gross proceeds of $87,500.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Charles Schwab & Co., Inc. 3000 Schwab Way Westlake TX 76262	68	27396.00	112273567	12/05/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	12/05/2025	Restricted Stock Lapse	Rockwell Automation, Inc.			68	12/05/2025	Equity Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Isaac Woods 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	09/08/2025	103	35552.00
Isaac Woods 1201 SOUTH 2ND STREET MILWAUKEE WI 53204	ROCKWELL AUTOMATION, INC	09/11/2025	250	87500.00

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does Rockwell Automation (ROK) disclose in this Form 144 filing?

The notice states that a security holder plans to sell 68 shares of Rockwell Automation common stock under Rule 144 on the NYSE through Charles Schwab & Co., Inc., with an aggregate market value of $27,396.

How many Rockwell Automation (ROK) shares are being sold and how were they acquired?

The planned sale covers 68 common shares. These shares were acquired on 12/05/2025 via a restricted stock lapse from Rockwell Automation, Inc. as equity compensation, with payment also dated 12/05/2025.

What is the market value and broker for this Rockwell Automation (ROK) Form 144 sale?

The filing lists an aggregate market value of $27,396 for the 68 shares to be sold. The broker handling the transaction is Charles Schwab & Co., Inc., based in Westlake, Texas, and the shares are to be sold on the NYSE.

How many Rockwell Automation (ROK) shares were outstanding according to the Form 144?

The notice reports that 112,273,567 shares of Rockwell Automation common stock were outstanding when the form was prepared, which serves as a reference point relative to the small number of shares being sold.

What other recent Rockwell Automation (ROK) share sales by this holder are disclosed?

Over the prior three months, the person for whose account the securities are to be sold also sold Rockwell Automation securities in two transactions: 103 shares on 09/08/2025 for $35,552, and 250 shares on 09/11/2025 for $87,500.

What representation does the seller make in the Rockwell Automation (ROK) Form 144?

By signing the notice, the person for whose account the securities are to be sold represents that they do not know any material adverse information about Rockwell Automation’s current or prospective operations that has not been publicly disclosed. The form also warns that intentional misstatements or omissions are Federal criminal violations under 18 U.S.C. 1001.