[Form 4] Rockwell Automation, Inc. Insider Trading Activity

Rhea-AI Filing Summary

Micron Technology (MU) executive vice president & chief business officer Sumit Sadana disclosed an open-market sale of 92,638 common shares on 26/27/2025 in a Form 4 filing. The weighted-average sale price was $125.49, for total proceeds of roughly $11.6 million. Following the transaction, Sadana’s direct holding fell to 201,326 shares. No derivative securities were involved, and the sale was executed across multiple trades within a $125.30–$125.915 range. The filing was signed 07/01/2025 and contains no indication that the transaction was made under a pre-arranged Rule 10b5-1 trading plan.

Positive

• None.

Negative

• Large insider sale: EVP & Chief Business Officer sold 92,638 shares (~$11.6 M), cutting direct stake to 201,326 shares, potentially signalling lower executive confidence.

Insights

Securities Analyst

TL;DR: EVP’s $11.6 M stock sale trims insider ownership; mildly negative sentiment.

The disposal represents a meaningful cash-out at a multi-year high price point for MU, signalling profit-taking by a key officer. While the executive retains over 200 K shares, the ~31% reduction in his direct stake (pre-sale estimate ~294 K) can raise questions about near-term valuation upside. With no 10b5-1 plan disclosed, investors may interpret the move as discretionary rather than scheduled. The sale size is modest relative to Micron’s $140 B market cap, so the fundamental impact is limited, but insider selling momentum could weigh on sentiment.

Corporate Governance Expert

TL;DR: Large discretionary insider sale, but ownership remains significant.

From a governance perspective, the filing is routine and timely. Sadana still holds 201,326 shares, preserving alignment with shareholders. However, the absence of a 10b5-1 designation means the trade may be viewed as opportunistic. Investors should monitor whether additional executives follow suit, which could point to collective insider caution. On its own, the transaction does not suggest operational issues, but it removes a portion of insider-held float and may slightly dilute perceived management confidence.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gipson William P

(Last) (First) (Middle)

1201 SOUTH SECOND STREET

(Street)

MILWAUKEE WI 53204

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
ROCKWELL AUTOMATION, INC [ ROK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	07/01/2025		A(2)		98		(3)	(3)	Common Stock	98	$0	4,826	D

Explanation of Responses:

1. Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

2. Restricted stock units delivered as compensation for service as a director under the 2020 Long-Term Incentives Plan.

3. The share equivalents are payable in cash upon retirement or after termination of employment.

Remarks:

	Danielle White, Attorney-in-fact for William P. Gipson	07/01/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

How many Micron (MU) shares did EVP Sumit Sadana sell?

He sold 92,638 common shares.

What was the average price of the shares sold?

The weighted-average sale price was $125.49 per share.

What is Sadana’s remaining share ownership after the sale?

He now directly owns 201,326 Micron shares.

Were any derivative securities exercised or sold?

No, the filing shows no derivative transactions.

Was the transaction executed under a Rule 10b5-1 trading plan?

The filing does not indicate that the 10b5-1 checkbox was marked.

When was the Form 4 filed with the SEC?

The document was signed and filed on 07/01/2025.