Matt Banks files Form 144 to sell 554 ROKU shares

Matt Banks reported dispositions of Common stock via a Form 144 notice.

Rhea-AI Filing Summary

Matt Banks reported dispositions of Common stock via a Form 144 notice. The filing lists 554 shares of restricted Common stock dated 06/01/2026 as securities to be sold and shows prior sales of 546 shares on 06/02/2026 and 725 shares on 05/01/2026.

The broker listed is Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza; the filing references NASDAQ as the market. The filing is a routine Regulation 144 notice describing intended and recent dispositions.

Insights

Securities Compliance Analyst

Regulation 144 notice documents planned and recent restricted-stock dispositions.

The excerpt lists 554 shares of restricted Common stock dated 06/01/2026 described as "Securities To Be Sold" and two recent dispositions of 546 shares on 06/02/2026 and 725 shares on 05/01/2026. The broker identified is Morgan Stanley Smith Barney LLC Executive Financial Services.

These entries are procedural disclosures under Form 144. Cash‑flow treatment and whether proceeds go to the issuer or selling holder are not stated in the excerpt; subsequent filings or transaction confirmations would carry those details.

Key Figures

Planned sale: 554 shares Recent sale: 546 shares Recent sale: 725 shares

3 metrics

Planned sale 554 shares Restricted stock to be sold dated 06/01/2026

Recent sale 546 shares Sold on 06/02/2026 (past 3 months entry)

Recent sale 725 shares Sold on 05/01/2026 (past 3 months entry)

Key Terms

Restricted Stock, Form 144, Broker / Dealer

3 terms

Restricted Stock financial

"Common | 06/01/2026 | Restricted Stock | ISSUER"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Form 144 regulatory

"CONTENT METADATA: "form_type": "144""

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

Broker / Dealer financial

"Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 for ROKU show about Matt Banks' transactions?

It shows Matt Banks listed 554 shares of restricted Common stock to be sold dated 06/01/2026. The filing also records sales of 546 shares on 06/02/2026 and 725 shares on 05/01/2026.

Who is the broker listed on the Form 144 filing for ROKU?

The broker shown is Morgan Stanley Smith Barney LLC Executive Financial Services at 1 New York Plaza, New York. The filing includes this broker name and address as provided in the excerpt.

Are the securities described on the Form 144 restricted or unrestricted?

The excerpt explicitly labels the securities as Restricted Stock for the 554-share entry dated 06/01/2026. No further transferability details are provided in the excerpt.

Does the Form 144 state how sale proceeds will be used or who receives them?

No. The provided excerpt does not state the cash‑flow treatment or who will receive proceeds; those details are not included in the visible content.

Which market is referenced in the Form 144 excerpt?

The excerpt references NASDAQ as the market. No trading prices or proceeds amounts appear in the provided text.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/01/2026 - 04:11 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001959033
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	ROKU, INC.
SEC File Number	001-38211
Address of Issuer	1173 Coleman Avenue San Jose CALIFORNIA 95110
Phone	408-556-9040
Name of Person for Whose Account the Securities are To Be Sold	MATT BANKS
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	554	76939.52	131029521	07/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/01/2026	Restricted Stock	ISSUER			554	06/01/2026	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
MATT BANKS 1173 Coleman Avenue San Jose CA 95110	Common	06/02/2026	546	69483.96
MATT BANKS 1173 Coleman Avenue San Jose CA 95110	Common	05/01/2026	725	91002.00

144: Remarks and Signature

Remarks
Date of Notice	07/01/2026
Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1	08/05/2025
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Matthew C. Banks
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)