2,000-Share Option Sale Notified by ROKU (NASDAQ: ROKU) in Form 144

Rhea-AI Filing Summary

ROKU submitted a Form 144 notice concerning the proposed sale of 2,000 shares on 07/01/2026 tied to a stock option exercise with cash payment to the issuer. The filing also records two prior reported sales by Neil Hunt: 2,000 shares on 06/01/2026 for $258,192.95 and 2,000 shares on 05/01/2026 for $244,222.44.

Insights

Securities Compliance Counsel

Form 144 notifies potential resale under Rule 144; records an option exercise and recent insider sales.

The notice lists a 2,000-share sale dated 07/01/2026 described as arising from a stock option exercise with cash consideration to the issuer. The filing functions as a regulatory disclosure of a proposed resale under resale rules.

Caution: timing and method of any market sale are not stated here. Subsequent filings or broker reports would show whether and when resale occurred.

Key Figures

Form 144 notice: 2,000 shares Prior sale by Neil Hunt: 2,000 shares Prior sale by Neil Hunt: 2,000 shares +1 more

4 metrics

Form 144 notice 2,000 shares proposed sale via stock option exercise on 07/01/2026

Prior sale by Neil Hunt 2,000 shares sale on 06/01/2026 for <money>$258,192.95</money>

Prior sale by Neil Hunt 2,000 shares sale on 05/01/2026 for <money>$244,222.44</money>

Option exercise method cash stock option exercise payment method noted for 07/01/2026

Key Terms

Form 144, stock option exercise, issuer

3 terms

Form 144 regulatory

"submitted a Form 144 notice concerning the proposed sale"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

stock option exercise financial

"tied to a stock option exercise with cash payment to the issuer"

A stock option exercise is the act of using a previously granted right to buy shares of a company's stock at a specific, predetermined price by paying that price and receiving the shares. It matters to investors because exercising changes who owns the shares (which can dilute existing ownership), can trigger taxable events and shift potential gains or losses, and affects voting power and the company’s outstanding share count—like turning a voucher into an actual product that becomes part of circulating supply.

issuer financial

"cash payment to the issuer"

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Available on EDGAR 07/01/2026 - 04:15 PM Accepted by SEC EDGAR 07/01/2026 - 04:14 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Merrill Lynch 555 California Street Suite 1800 San Francisco CA 94104	2000	281306.99	131029521	07/01/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/01/2026	Stock Option Exercise	Issuer			2000	07/01/2026	Cash

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Neil Hunt 1173 Coleman Avenue San Jose CA 95110	Common	06/01/2026	2000	258192.95
Neil Hunt 1173 Coleman Avenue San Jose CA 95110	Common	05/01/2026	2000	244222.44

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does ROKU's Form 144 disclose?

The Form 144 discloses a proposed sale of 2,000 shares from a stock option exercise dated 07/01/2026. It also lists two prior sales by Neil Hunt of 2,000 shares on 06/01/2026 and 05/01/2026.

Who reported the recent share sales in the filing for ROKU?

The filing shows sales by Neil Hunt: 2,000 shares sold on 06/01/2026 for $258,192.95 and 2,000 shares sold on 05/01/2026 for $244,222.44. These are reported as past sales.

How many shares and what method are tied to the 07/01/2026 entry?

The entry dated 07/01/2026 lists 2,000 shares associated with a stock option exercise, with cash consideration to the issuer. The filing records the proposed disposition method but does not detail resale timing or market method.

Does the Form 144 confirm the shares were sold on the market?

No. The Form 144 notifies an intended resale; it records a 2,000-share option exercise on 07/01/2026 but does not confirm completion of any open-market sale. Completion would appear in subsequent trade reports or filings.