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Runway Growth Finance Corp. Form 4 Filings

RWAY NASDAQ

Every Form 4 that Runway Growth Finance Corp. (RWAY) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow RWAY and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full RWAY filings page.

Rhea-AI Summary

Runway Growth Finance Corp. (RWAY) director and officer R. David Spreng reported an open-market or private purchase of 1,000 shares of common stock on 2026-08-14 at $6.8891 per share. Following this transaction, he directly holds 194,504 shares, with an additional 41,371 shares held indirectly through a 401(k) plan.

Rhea-AI Summary

Runway Growth Finance Corp. officer Carmela Thomson, CFO, Treasurer and Secretary, reported a purchase of common stock. On 2026-08-13, she bought 8,000 shares of common stock at $6.9679 per share in an open-market or private transaction. Following this transaction, her directly held position increased to 12,840 shares of Runway Growth Finance Corp. common stock. The Rule 10b5-1 trading plan checkbox was not marked as applicable.

Rhea-AI Summary

Runway Growth Finance Corp. Chief Financial and Operating Officer Thomas B. Raterman reported open‑market purchases of company stock. He bought a total of 10,000 shares of common stock in three non-derivative transactions at prices between $6.335 and $6.67 per share, bringing his direct holdings to 98,359 shares. This amended Form 4 corrects earlier filings that had mistakenly reported these transactions using code "A" and now properly classifies them as code "P" open‑market purchases.

Rhea-AI Summary

Runway Growth Finance Corp. President and CEO R. David Spreng reported an open-market purchase of 3,000 shares of common stock on May 20, 2026 at $6.365 per share. Following this trade, he directly holds 193,504 common shares and indirectly holds 41,371 shares through a 401(k) plan.

This Form 4/A is an amendment that corrects the original transaction code, changing it from an award entry to a purchase (code "P") for the same transaction date and amount.

Rhea-AI Summary

Runway Growth Finance Corp. director and executive R. David Spreng, the company’s President, CEO and CIO, reported an equity compensation grant and updated shareholdings. He received a grant/award acquisition of 3,000 shares of common stock at $6.365 per share, bringing his direct ownership to 193,504 common shares after the transaction. The filing also reports 41,371 common shares held indirectly through a 401(k) plan. A footnote explains that a previous Form 4 filed on April 1, 2025 misstated his direct and indirect holdings, and this Form 4 corrects that disclosure.

Rhea-AI Summary

Raterman Thomas B. reported acquisition or exercise transactions in this Form 4 filing.

Runway Growth Finance Corp. reported that CFO and COO Thomas B. Raterman received a grant of 7,000 shares of common stock at a value of $6.335 per share. This is a compensation-related award, not an open-market purchase. Following the grant, he directly holds 98,359 shares.

Rhea-AI Summary

Raterman Thomas B. reported acquisition or exercise transactions in this Form 4 filing.

Runway Growth Finance Corp. executive Thomas B. Raterman, the CFO and COO, reported compensation-related stock awards rather than open-market purchases. On the reported date, he received two grants totaling 3,000 shares of common stock at a reference price of $6.67 per share, increasing his direct holdings to 91,359 shares. The filing also notes that a previous Form 4 for Mr. Raterman misstated his direct and indirect holdings, and this report corrects that disclosure.

Rhea-AI Summary

Runway Growth Finance Corp. reported an insider sale by a large shareholder’s fund. A fund managed by Carlson Capital, L.P. sold 560,105 shares of Runway Growth Finance common stock in open‑market transactions at approximately $6.59 per share on April 9.

According to the footnotes, the shares are held by Double Black Diamond Offshore Ltd., for which Carlson Capital acts as investment manager, and the reporting persons disclaim beneficial ownership beyond their pecuniary interests. After the sale, that fund’s reported holdings were 3,885,000 shares, indicating it retained a substantial position.

Rhea-AI Summary

Runway Growth Finance Corp. (RWAY) reported an insider transaction involving Oaktree-affiliated entities. OCM Growth Holdings LLC, listed as a director and 10% owner, sold 1,250,000 shares of Runway Growth common stock on 11/17/2025 in an open market sale coded “S” at a price of $9.05 per share. After this sale, OCM Growth Holdings LLC is shown as beneficially owning 7,029,668 shares directly. The filing is made jointly by OCM Growth Holdings LLC, Oaktree Capital Holdings and Oaktree Capital Group Holdings GP, which each state that they disclaim beneficial ownership beyond their respective economic interests.