Welcome to our dedicated page for LMP CAPITAL & INCOME FUND SEC filings (Ticker: SCD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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LMP Capital & Income Fund Inc. (SCD) received an amended Schedule 13G from Bank of Montreal and affiliates reporting 0 shares of the fund’s Transferable Rights, representing 0% of the class. The reported event date is 09/30/2025.
The filing lists 0 for sole and shared voting power and 0 for sole and shared dispositive power across Bank of Montreal, Bank of Montreal Holding Inc., and BMO Nesbitt Burns Inc. It states the securities were held in the ordinary course of business, not to change or influence control.
Raymond James Financial Services Advisors, Inc. filed Amendment No. 3 to Schedule 13G reporting beneficial ownership in LMP Capital & Income Fund Inc. (SCD).
The firm reports 725,860.33 shares beneficially owned, representing 4.2% of the class, as of September 30, 2025. It has sole dispositive power over 725,860.33 shares and no voting power. The filing states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control.
The position is disclosed under the institutional categories of broker-dealer and investment adviser and reflects ownership of 5 percent or less of the class.
Jeffrey Masom filed an initial Form 3 reporting his relationship to LMP Capital & Income Fund Inc. (Ticker: SCD) as an Officer with the role noted as "Director- Subadviser." The report, relating to an event dated 04/29/2025, states no securities are beneficially owned. The form was signed by Mitchell O'Brien by power of attorney on 08/27/2025.
Sit Investment Associates, Inc. (SIA) and its subsidiary Sit Fixed Income Advisors II, LLC (SFI) have filed a Schedule 13G reporting a 13.6 % passive stake in LMP Capital and Income Fund Inc. (CUSIP 50208A102, symbol SCD). As of 31 July 2025, the advisers jointly hold 3,115,773 common shares on behalf of client accounts, giving them shared voting and dispositive power over the entire position; they possess no sole voting or dispositive authority. The ownership percentage is based on 22,906,340 shares outstanding (including shares issued via the 11 July 2025 rights offering).
SIA and SFI, both registered under the Investment Advisers Act, state that the securities were acquired in the ordinary course of business and not for the purpose of influencing control of the closed-end fund. They expressly disclaim beneficial ownership under Rule 13d-4. The certification is signed by Vice President Paul E. Rasmussen on 5 Aug 2025, and the filing is made pursuant to Rule 13d-1(b) for investment advisers.
The disclosure introduces a sizable institutional holder to SCD’s register, signaling external confidence but also concentrating over 5 % of outstanding shares in managed accounts that could be reallocated at the advisers’ discretion.