Welcome to our dedicated page for LMP Capital and Income Fund SEC filings (Ticker: SCD), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
LMP Capital and Income Fund Inc. filings document closed-end fund governance and shareholder voting matters for SCD. The Fund’s definitive proxy materials cover annual meeting proposals, director elections for classified board seats, ratification of the independent registered public accounting firm and procedures for holders of common stock.
These regulatory records focus on formal governance actions rather than operating-company earnings, with disclosure centered on board oversight, proxy solicitation, voting mechanics and other matters submitted to stockholders of the Fund.
Jeffrey Masom filed an initial Form 3 reporting his relationship to LMP Capital & Income Fund Inc. (Ticker: SCD) as an Officer with the role noted as "Director- Subadviser." The report, relating to an event dated 04/29/2025, states no securities are beneficially owned. The form was signed by Mitchell O'Brien by power of attorney on 08/27/2025.
Sit Investment Associates, Inc. (SIA) and its subsidiary Sit Fixed Income Advisors II, LLC (SFI) have filed a Schedule 13G reporting a 13.6 % passive stake in LMP Capital and Income Fund Inc. (CUSIP 50208A102, symbol SCD). As of 31 July 2025, the advisers jointly hold 3,115,773 common shares on behalf of client accounts, giving them shared voting and dispositive power over the entire position; they possess no sole voting or dispositive authority. The ownership percentage is based on 22,906,340 shares outstanding (including shares issued via the 11 July 2025 rights offering).
SIA and SFI, both registered under the Investment Advisers Act, state that the securities were acquired in the ordinary course of business and not for the purpose of influencing control of the closed-end fund. They expressly disclaim beneficial ownership under Rule 13d-4. The certification is signed by Vice President Paul E. Rasmussen on 5 Aug 2025, and the filing is made pursuant to Rule 13d-1(b) for investment advisers.
The disclosure introduces a sizable institutional holder to SCD’s register, signaling external confidence but also concentrating over 5 % of outstanding shares in managed accounts that could be reallocated at the advisers’ discretion.