STOCK TITAN

[Form 3] SUMITOMO MITSUI FINANCIAL GROUP, INC. Initial Statement of Beneficial Ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

SUMITOMO MITSUI FINANCIAL GROUP, INC. director and deputy president Kudo Teiko filed an initial ownership report showing direct holdings of 95,631 shares of Common Stock and a stock option tied to 20,400 shares of Common Stock.

The stock option has an exercise price of ¥1 per share. It becomes exercisable starting on the date the holder ceases to serve as a director, corporate auditor or executive officer and remains exercisable until 20 years after that start date.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Kudo Teiko

(Last)(First)(Middle)
1-2, MARUNOUCHI 1-CHOME

(Street)
CHIYODA-KU, TOKYO100-0005

(City)(State)(Zip)

JAPAN

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/18/2026
3. Issuer Name and Ticker or Trading Symbol
SUMITOMO MITSUI FINANCIAL GROUP, INC. [ SMFG ]
3a. Foreign Trading Symbol
[TYO:8316]
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Deputy President and Corp. EO
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock95,631D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy) (1) (1)Common Stock20,400(2)D
Explanation of Responses:
1. The exercisable period commences on the date the holder ceases to serve as a director, corporate auditor or executive officer (the "Start of Exercise Date") and ends on the date that is 20 years after the Start of Exercise Date.
2. The exercise price for each stock option is (Y)1 (1 Japanese yen).
Remarks:
Exhibit 24
/s/ Masahiro Hokura, attorney-in-fact for Teiko Kudo03/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)
Sumitomo Mitsui Finl Group Inc

NYSE:SMFG

View SMFG Stock Overview

SMFG Rankings

SMFG Latest News

SMFG Latest SEC Filings

SMFG Stock Data

124.09B
6.36B
Banks - Diversified
Financial Services
Link
Japan
Tokyo