Welcome to our dedicated page for Sofi Technologies SEC filings (Ticker: SOFI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The SoFi Technologies, Inc. (NASDAQ: SOFI) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. These documents include current reports on Form 8-K, annual and quarterly reports when available, registration statements, and other materials that describe SoFi’s financial condition, capital markets activity, and significant corporate events.
Recent Form 8-K filings illustrate how SoFi uses SEC reports to communicate material information. For example, the company has filed 8-Ks describing underwritten public offerings of common stock registered on Form S-3, including the size of the offerings, pricing, and intended use of proceeds for general corporate purposes such as enhancing capital position, working capital, and funding growth and business opportunities. Other 8-Ks report quarterly financial results by furnishing earnings press releases for specific periods.
SoFi’s filings also document insider-related transactions and other events. Certain 8-Ks describe prepaid variable forward contracts entered into by senior executives involving shares of SoFi common stock, explaining the structure, pledged shares, and how these contracts provide liquidity while allowing executives to retain voting and dividend rights during the pledge term.
On Stock Titan, users can review these filings in sequence and use AI-powered summaries to understand the key points of lengthy documents. AI tools highlight important items in 10-K and 10-Q reports, explain complex capital markets transactions, and surface notable Form 4 insider activity where available, helping investors quickly interpret what each filing may mean for SoFi’s business. Real-time updates from EDGAR ensure that new SOFI filings, from earnings-related 8-Ks to registration statements, appear promptly so users can analyze SoFi’s regulatory disclosures alongside its stock performance and news flow.
SoFi Technologies executive Kelli Keough reported an open-market sale of company stock under a pre-set trading plan. Keough sold 9,755 shares of SoFi Technologies common stock at a weighted average price of $18.8742 per share, executed in multiple trades within a price range of $18.57 to $19.12 per share.
After this planned sale, Keough directly holds 293,725 shares of SoFi Technologies common stock. The transaction was completed pursuant to a Rule 10b5-1 trading plan adopted on July 30, 2025, which is designed to systematically sell shares according to pre-arranged instructions.
SoFi Technologies EVP Eric Schuppenhauer reported equity award activity involving restricted stock units (RSUs) and related tax withholding. On February 17, 2026, 55,731 RSUs were settled into 55,731 shares of common stock at a stated price of
SoFi Technologies’ Chief Risk Officer Arun Pinto reported equity compensation activity involving restricted stock units and common shares. On February 17, Pinto exercised 45,389 RSUs, converting them into an equal number of common shares at no cost. On February 18, 25,420 common shares were disposed of to satisfy tax withholding obligations tied to the vesting of stock-settled RSUs, consistent with the footnote that these shares were not issued to him. After these transactions, Pinto directly holds 163,230 shares of common stock.
SOFI proposed sale of 25,420 common shares. The Form 144 lists 25,420 common shares tied to Restricted Stock Vesting with an action date of
SoFi Technologies, Inc. presents its annual report describing a digital-first, one-stop financial services platform built around helping members “get your money right.” The company combines lending, financial services and a technology platform to let members borrow, save, spend, invest, protect and manage finances in a single app.
SoFi operates through three segments: a Lending segment offering personal, student and home loans with end-to-end digital origination and servicing; a Technology Platform segment providing core banking and API-based infrastructure to financial and non-financial enterprises; and a Financial Services segment that includes SoFi Checking and Savings, SoFi Invest, credit cards, SoFi Relay, Lantern, SoFi Protect, SoFi Travel and SoFi At Work.
SoFi is a bank holding company, owning SoFi Bank, a nationally chartered bank that uses deposits to fund loans and support growth while providing FDIC-insured accounts and an insured deposit program offering expanded coverage. The filing highlights extensive U.S. regulatory oversight, including the BHCA, CRA, Durbin Amendment, Volcker Rule, capital and safety-and-soundness standards, consumer protection laws and anti-money-laundering rules. In 2025 SoFi also launched SoFi Crypto, a new digital asset trading platform integrated with SoFi Bank and existing products, designed to operate within its current regulatory framework and accompanied by risk disclosures and educational content.
SoFi Technologies’ General Counsel Robert S. Lavet reported an equity award in the form of restricted stock units. On February 9, 2026, he acquired 144,229 RSUs at a price of $0 per unit, held as a direct beneficial owner.
Each RSU represents a contingent right to receive one share of SoFi Technologies common stock upon settlement for no consideration. The award will vest in four equal installments of 25% each on March 14, 2026, June 14, 2026, September 14, 2026, and December 14, 2026, conditioned on his continued service through each vesting date.
SoFi Technologies director Steven J. Freiberg exercised stock options for 250,000 shares of common stock at an exercise price of $7.33 per share on February 6, 2026. He then sold 94,225 shares of common stock at $20.31 per share to cover the cost of the option exercise, withholding taxes, and related broker fees and commissions.
After these transactions, Freiberg directly owned 588,849 shares of SoFi common stock and held 63,704 stock options following the partial option exercise.
SoFi Technologies’ General Counsel, Robert S. Lavet, reported an indirect purchase of company stock through a trust. On February 6, 2026, the Robert S. Lavet Trust bought 5,000 shares of SoFi common stock at $21.044 per share in an open-market transaction.
After this purchase, the trust held 17,172 SoFi shares beneficially associated with Lavet, who serves as both a beneficiary and trustee of the Robert S. Lavet Trust.
SoFi Technologies has filed a Form 144 notice for a potential insider sale of common stock. The filing covers a proposed sale of 94,225 common shares through Fidelity Brokerage Services LLC on NASDAQ, with an aggregate market value of
The seller acquired these shares on