SoFi officer plans 14,414-share stock sale

SoFi Technologies, Inc. officer Robert S. Lavet has filed a Rule 144 notice to sell up to 14,414 shares of SoFi common stock, with an aggregate market value of $249,059.51, through Fidelity Brokerage Services LLC on NASDAQ.

Rhea-AI Filing Summary

SoFi Technologies, Inc. officer Robert S. Lavet has filed a Rule 144 notice to sell up to 14,414 shares of SoFi common stock, with an aggregate market value of $249,059.51, through Fidelity Brokerage Services LLC on NASDAQ.

The shares relate to restricted stock vesting on September 14, 2026, received as compensation, and the filing notes that the sale includes shares needed to cover tax obligations from a vested equity award. In the prior three months, Lavet sold 14,914 shares for $262,568.43 and 1,188 shares for $20,844.89.

Key Figures

Shares to be sold under Rule 144: 14,414 shares Aggregate market value of planned sale: $249,059.51 Shares sold June 16, 2026: 14,914 shares +5 more

8 metrics

Shares to be sold under Rule 144 14,414 shares Planned sale of SoFi common stock under Rule 144

Aggregate market value of planned sale $249,059.51 Market value of 14,414 shares covered by the notice

Shares sold June 16, 2026 14,914 shares Common stock sale during past three months

Proceeds June 16, 2026 sale $262,568.43 Sale of 14,914 shares of SoFi common stock

Shares sold June 18, 2026 1,188 shares Common stock sale during past three months

Proceeds June 18, 2026 sale $20,844.89 Sale of 1,188 shares of SoFi common stock

Date of restricted stock vesting September 14, 2026 Acquisition date for compensation-related shares

Date of Form 144 notice September 15, 2026 Filing date for planned Rule 144 sale

Key Terms

Rule 144, restricted stock vesting, vested equity award distribution, aggregate market value

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

restricted stock vesting financial

"Common | 09/14/2026 | Restricted Stock Vesting | Issuer"

Restricted stock vesting is the timetable and conditions under which shares granted to employees or insiders become fully owned and can be sold, typically requiring continued work or meeting performance goals. It matters to investors because large blocks of shares can become tradable at once, which can change share supply and price, and because vesting aligns insiders’ incentives with the company’s long‑term performance—think of it like a timed unlock that both rewards and locks in key people.

vested equity award distribution financial

"resulting from the settlement of a vested equity award distribution."

aggregate market value financial

"14414 | 249059.51 | 1291570324 | 09/15/2026"

Aggregate market value is the combined price you would pay to buy all outstanding shares of a company or all companies in a group at current market prices — essentially the sum of each stock’s market capitalization. It matters to investors because it shows the overall size and weight of an investment or sector (like the total cost to buy every piece of a puzzle), helps compare scale across companies or markets, and influences index composition and risk exposure.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What is being sold under the Form 144 related to SOFI?

The notice covers up to 14,414 shares of SoFi Technologies, Inc. common stock, to be sold under Rule 144 through Fidelity Brokerage Services LLC on NASDAQ, with an aggregate market value of $249,059.51 as indicated in the filing.

Who is the security holder in the SOFI Form 144 filing?

The securities are held for the account of Robert S. Lavet, an officer of SoFi Technologies, Inc. Fidelity Brokerage Services LLC is listed as the broker handling the Rule 144 sale of the SoFi common stock.

How were the SOFI shares in this Form 144 acquired?

The shares in this Form 144 are tied to restricted stock vesting on September 14, 2026, received as compensation from the issuer, SoFi Technologies, Inc., according to the acquisition and nature-of-acquisition details.

What SOFI share sales has Robert S. Lavet made in the past three months?

In the past three months, Robert S. Lavet sold 14,914 shares of SoFi common stock for $262,568.43 on June 16, 2026, and 1,188 shares for $20,844.89 on June 18, 2026, as disclosed in the filing.

Does the SOFI Form 144 mention tax-related sales?

Yes. The remarks state that the sale includes an amount necessary to cover a tax obligation resulting from the settlement of a vested equity award distribution linked to SoFi Technologies, Inc. stock.

When was the SOFI Form 144 notice filed?

The Form 144 notice for the planned sale of SoFi Technologies, Inc. shares is dated September 15, 2026, one day after the restricted stock vesting date of September 14, 2026, referenced in the acquisition information.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/15/2026 - 05:02 PM Accepted by SEC EDGAR 09/15/2026 - 05:00 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001351119
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	SoFi Technologies, Inc.
SEC File Number	001-39606
Address of Issuer	234 1ST STREET SAN FRANCISCO CALIFORNIA 94105
Phone	(855) 456-7634
Name of Person for Whose Account the Securities are To Be Sold	Lavet Robert S
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	14414	249059.51	1291570324	09/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	09/14/2026	Restricted Stock Vesting	Issuer			14414	09/14/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Robert S. Lavet 234 1st Street San Francisco CA 94105	Common	06/16/2026	14914	262568.43
Robert S. Lavet 234 1st Street San Francisco CA 94105	Common	06/18/2026	1188	20844.89

144: Remarks and Signature

Remarks	Sale includes an amount necessary to cover a tax obligation resulting from the settlement of a vested equity award distribution.
Date of Notice	09/15/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Joshua Schmitt, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Robert S. Lavet.
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)