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  4. [Form 4/A] SOUTH PLAINS FINANCIAL, INC. Amended Insider Trading Activity

South Plains (NASDAQ: SPFI) president exercises 9,000 options, disposes shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

South Plains Financial, Inc. president and director Cory T. Newsom reported an insider equity transaction. On 12/31/2025, he exercised 9,000 stock options with an exercise price of $8.6 per share, receiving the same number of common shares. On the same date, he disposed of 3,670 shares of common stock at a price of $39.61 per share in a separate transaction coded "F." After these transactions, he directly beneficially owned 290,545 shares of South Plains Financial common stock and indirectly owned 643 shares through his spouse.

Positive

  • None.

Negative

  • None.
Insider Newsom Cory T
Role President
Type Security Shares Price Value
Exercise Stock Options (Right to Buy) 9,000 $0.00 $0.00
Exercise Common Stock 9,000 $8.60 $77K
Exercise Price or Tax Liability Common Stock 3,670 $39.61 $145K
holding Common Stock -- -- --
Holdings After Transaction: Stock Options (Right to Buy) — 0 shares (Direct); Common Stock — 290,545 shares (Direct); Common Stock — 643 shares (Indirect, By Spouse)
Footnotes (3)
  1. F1. The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions.
  2. F2. Shares owned by the Reporting Person's spouse.
  3. F3. These were fully exercisable on date of grant to the Reporting Person.

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Form 4 Insider Transactions: What Each Field Means →

FAQ

What insider transaction did SPFI president Cory T. Newsom report?

Cory T. Newsom reported exercising 9,000 stock options for South Plains Financial, Inc. common stock and a separate disposition of 3,670 shares on 12/31/2025.

At what prices were Cory T. Newsom's SPFI transactions reported?

The option exercise had an exercise price of $8.6 per share, and the disposition of 3,670 shares of South Plains Financial common stock was reported at $39.61 per share.

How many SPFI shares does Cory T. Newsom own after this Form 4/A?

Following the reported transactions, Cory T. Newsom beneficially owned 290,545 shares of South Plains Financial common stock directly and 643 shares indirectly through his spouse.

What positions does Cory T. Newsom hold at South Plains Financial (SPFI)?

Cory T. Newsom is reported as both a director and an officer, serving as President of South Plains Financial, Inc.

What derivative securities were involved in this SPFI Form 4/A filing?

The filing shows stock options (right to buy) covering 9,000 shares of South Plains Financial common stock, with an exercise price of $8.6 per share, which were fully exercisable and exercised on 12/31/2025, leaving 0 such options owned afterward.

Who signed the SPFI Form 4/A reporting Cory T. Newsom's transactions?

The Form 4/A was signed by Mikella D. Newsom as Attorney-in-Fact for Cory T. Newsom on 01/08/2026.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Newsom Cory T
(Last) (First) (Middle)
5219 CITY BANK PARKWAY
(Street)
LUBBOCK TX 79407-3544
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SOUTH PLAINS FINANCIAL, INC. [ SPFI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President
3. Date of Earliest Transaction (Month/Day/Year)
12/31/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
01/05/2026 		6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/31/2025 M 9,000 A $8.6 294,215(1) D
Common Stock 12/31/2025 F 3,670 D $39.61 290,545 D
Common Stock 643 I By Spouse(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options (Right to Buy) $8.6 12/31/2025 M 9,000 (3) 12/31/2025 Common Stock 9,000 $0 0 D
Explanation of Responses:
1. The shares reported include restricted stock units that may be settled only by delivery of an equal number of shares of common stock and which are subject to vesting and forfeiture conditions.
2. Shares owned by the Reporting Person's spouse.
3. These were fully exercisable on date of grant to the Reporting Person.
By Mikella D. Newsom as Attorney-in-Fact for Cory T. Newsom 01/08/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR