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South Plains Financial (SPFI) director reports 623-share grant and large indirect holdings

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

South Plains Financial director Richard D. Campbell received a stock grant and reported his holdings. He was granted 623 shares of common stock as a direct award at no cost, bringing his directly held shares to 10,384. The filing also reports indirect holdings of 1,544,969 shares owned by Henry TAW LP, over which he exercises voting authority under a voting agreement and irrevocable proxy, and 40,000 shares owned by Racham Investment Group LLC (RIG LLC).

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Insider Campbell Richard D
Role null
Type Security Shares Price Value
Grant/Award Common Stock 623 $0.00 --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 10,384 shares (Direct, null); Common Stock — 1,544,969 shares (Indirect, By Henry TAW LP)
Footnotes (1)
  1. Shares owned by Henry TAW LP but subject to a voting agreement and irrevocable proxy pursuant to which Mr. Campbell exercises voting authority. Shares owned by Racham Investment Group LLC ("RIG LLC").
Stock grant 623 shares Common Stock grant at $0.00 per share
Direct holdings after grant 10,384 shares Common Stock held directly by Richard D. Campbell
Indirect holdings via Henry TAW LP 1,544,969 shares Common Stock owned by Henry TAW LP
Indirect holdings via RIG LLC 40,000 shares Common Stock owned by Racham Investment Group LLC
grant, award, or other acquisition financial
"transaction_code_description: Grant, award, or other acquisition"
irrevocable proxy financial
"subject to a voting agreement and irrevocable proxy pursuant to which Mr. Campbell exercises voting authority"
An irrevocable proxy is a legal authorization in which a shareholder gives another person or entity the permanent right to vote their shares and cannot later take that voting permission back. It matters to investors because it locks who controls voting power on key issues—like board elections, mergers, or major policy changes—so it can change corporate control and influence the value or direction of an investment much like handing someone an unchangeable voting card.
voting agreement financial
"subject to a voting agreement and irrevocable proxy pursuant to which Mr. Campbell exercises voting authority"
indirect ownership financial
"ownership_type: indirect; nature_of_ownership: By Henry TAW LP / By RIG LLC"
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Campbell Richard D
(Last)(First)(Middle)
5219 CITY BANK PARKWAY
(Street)
LUBBOCK TEXAS 79407-3544
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
SOUTH PLAINS FINANCIAL, INC. [ SPFI ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/20/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock05/20/2026A623A$010,384D
Common Stock1,544,969IBy Henry TAW LP(1)
Common Stock40,000IBy RIG LLC(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Shares owned by Henry TAW LP but subject to a voting agreement and irrevocable proxy pursuant to which Mr. Campbell exercises voting authority.
2. Shares owned by Racham Investment Group LLC ("RIG LLC").
/s/ By Mikella D. Newsom as Attorney-in-Fact for Richard D. Campbell05/22/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did South Plains Financial (SPFI) director Richard D. Campbell report in this Form 4?

Director Richard D. Campbell reported a grant of 623 shares of South Plains Financial common stock. The filing also lists his updated direct holdings and significant indirect positions held through Henry TAW LP and Racham Investment Group LLC.

How many South Plains Financial (SPFI) shares were granted to Richard D. Campbell?

Richard D. Campbell received a grant of 623 shares of South Plains Financial common stock. The shares were acquired at a stated price of $0.00 per share, indicating a compensation-related award rather than an open-market purchase.

What are Richard D. Campbell’s direct South Plains Financial (SPFI) holdings after the reported grant?

After the 623-share grant, Richard D. Campbell directly holds 10,384 shares of South Plains Financial common stock. This total reflects his personal ownership, separate from the larger indirect positions reported through affiliated entities.

What indirect South Plains Financial (SPFI) holdings are reported for Richard D. Campbell?

The Form 4 reports 1,544,969 South Plains Financial shares owned by Henry TAW LP and 40,000 shares owned by Racham Investment Group LLC. These are listed as indirect holdings associated with Campbell, with a voting agreement and irrevocable proxy over Henry TAW LP shares.

Was the South Plains Financial (SPFI) Form 4 a market purchase or sale?

The Form 4 shows a grant of 623 South Plains Financial shares to Richard D. Campbell at $0.00 per share. This reflects a compensation-related award, not an open-market buy or sell transaction in the company’s stock.