Welcome to our dedicated page for STONERIDGE SEC filings (Ticker: SRI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Stoneridge, Inc. filings document the company's public disclosures as an Ohio corporation and supplier of electronic systems for transportation markets. Its reports cover quarterly and annual operating results, non-GAAP financial measures, segment and product commentary, and disclosures tied to the MirrorEye® Camera Monitor System, electronic controls, and related vehicle technologies.
Regulatory filings also address governance and shareholder voting matters through proxy materials, executive and director appointments, compensation arrangements, cooperation agreements, and board composition. Material-event reports include credit facility amendments, covenant and borrowing arrangements, leadership transitions, Regulation FD disclosures, and other capital-structure and corporate-governance matters.
Stoneridge, Inc. approved new compensation protections for Rajaey Kased, President of its Control Devices Division. The updated change in control agreement is a double-trigger arrangement, requiring both a change in control of the Company (which can include a sale of all or substantially all of the Control Devices Division before December 31, 2025) and a qualifying termination within two years for payments to be due. If those conditions are met and a release is signed, Mr. Kased is entitled to two times his annual base salary, two times his target or recent annual incentive award, a pro rata annual incentive based on actual performance for the year of termination, and 24 months of continued life and health benefits.
Stoneridge also granted Mr. Kased a transaction bonus letter providing a cash bonus of $84,204 if the Company sells all or substantially all of the assets of the Control Devices Division. That bonus is contingent on his continued employment and performance through the sale and the execution of a standard release.
22NW Fund and affiliated entities reported direct ownership of 1,943,508 common shares of Stoneridge Inc., equal to approximately 7.0% of the company's outstanding shares based on 27,846,292 shares outstanding as reported April 25, 2025. The shares are owned directly by 22NW Fund, and 22NW, 22NW Fund GP, 22NW GP, Inc. and Aron R. English may be deemed to beneficially own the same shares by virtue of their managerial and partner relationships, although each disclaims ownership of shares it does not directly hold. The statement was filed on Schedule 13G/A and includes a certification that the position was not acquired to affect control of the issuer.
Royce & Associates LP, an SEC-registered investment adviser, has filed a Schedule 13G disclosing beneficial ownership of 1,398,597 shares of Stoneridge, Inc. (SRI) common stock as of 30 Jun 2025. The stake equals 5.02 % of the outstanding shares, crossing the 5 % reporting threshold that triggers passive ownership disclosure under Rule 13d-1(b).
The firm reports sole voting and dispositive power over the entire position and no shared authority. Royce certifies the shares were acquired in the ordinary course of business, with no intent to influence or change control of the issuer. The filing is signed by Vice President Daniel A. O’Byrne on 22 Jul 2025.
- Reporting person: Royce & Associates LP, New York
- Form type: Schedule 13G (passive institutional investor)
- Date of event: 30 Jun 2025
- Ownership details: 1.40 MM shares; 5.02 % of class; sole voting/dispositive power
No financial results, transactions or governance changes are disclosed; the filing strictly reports Royce’s passive minority ownership.
Stoneridge CFO Matthew R. Horvath reported significant insider transactions on June 20, 2025. The transactions involved:
- Conversion of 29,103 Phantom Shares to common shares, followed by their immediate disposition
- Sale of these shares at $5.61 per share
- Reduction of direct holdings from 42,991 to 13,888 common shares
- Retention of 82,239 Share Units under the Company's Long-Term Incentive Plan, which vest on the third anniversary of their respective grant dates
The Phantom Shares were economically equivalent to common shares and were paid in cash. The transactions were executed according to standard reporting requirements under Section 16(a) of the Securities Exchange Act of 1934. The filing was signed by Robert M. Loesch via power of attorney on June 24, 2025.
Susan C. Benedict, CHRO and Assistant General Counsel of Stoneridge, reported significant insider transactions on June 20, 2025:
- Converted 29,103 Phantom Shares to common shares, which were subsequently disposed of at $5.61 per share
- Following these transactions, Benedict directly owns 13,072 common shares
- Maintains 63,811 Share Units granted under the Long-Term Incentive Plan, convertible to common shares if employment continues through various three-year grant anniversaries
The Phantom Shares were economically equivalent to common shares and settled in cash. The transactions were reported via power of attorney by Robert M. Loesch on June 24, 2025. These moves represent a significant change in the executive's equity holdings and compensation structure.
Stoneridge President of Control Devices, Rajaey Kased, reported significant insider transactions on June 20, 2025. The transactions involved:
- 14,551 phantom shares were converted (M) and subsequently disposed of (D) at $5.61 per share
- Following these transactions, Kased directly owns 8,610 common shares
- Maintains 31,369 share units under the Company's Long-Term Incentive Plan, which vest on the third anniversary of their respective grant dates
The phantom shares were economically equivalent to common shares and were paid in cash upon vesting. This transaction pattern suggests a routine vesting and liquidation of executive compensation awards rather than an open market purchase or sale.
Stoneridge Chief Technology Officer Troy Cooprider reported multiple transactions on June 20, 2025:
- Exercised 11,641 phantom shares that converted to common shares, followed by disposition of these shares at $5.61 per share
- Following these transactions, Cooprider directly owns 6,362 common shares
- Maintains 19,906 share units under the company's Long-Term Incentive Plan, which vest on the third anniversary of their respective grant dates
The phantom shares were economically equivalent to common shares and paid in cash upon vesting. The transactions were reported via power of attorney by Robert M. Loesch on June 24, 2025. These changes reflect standard executive compensation arrangements and vesting schedules rather than open market transactions.
Stoneridge President of Brazil Operations, Caetano Roberto Ferraiolo, reported significant insider transactions on June 20, 2025:
- Exercised 14,551 phantom shares that were converted to common shares and immediately disposed of
- Sold all 14,551 acquired common shares at $5.61 per share
- Following these transactions, directly owns 9,372 common shares
- Maintains 26,705 share units under the company's Long-Term Incentive Plan, which vest on the third anniversary of their respective grant dates
The phantom shares were settled in cash, equivalent to one common share each. The transactions were executed under standard SEC regulations and reported via Form 4. The filing was signed by Robert M. Loesch under power of attorney on June 24, 2025.