Every Form 4 that Stoneridge, Inc (SRI) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow SRI and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SRI filings page.
STONERIDGE INC (SRI) reported that President and CEO Natalia Noblet exercised Share Units into Common Shares under the company’s Long-Term Incentive Plan on September 9, 2026. A total of 12,264 Share Units converted into 12,264 Common Shares, with no cash consideration paid.
Following this vesting, Noblet holds 17,264 Common Shares directly. She also holds 49,599 Share Units that will settle in Common Shares, including 27,279 units vesting one-third annually on March 16, 2027, 2028, and 2029, and 22,320 units vesting on March 1, 2028, all subject to continued employment.
STONERIDGE INC (SRI) reported that its CFO and Treasurer, Scott Randall Humphrey, purchased 6,000 Common Shares in a direct ownership transaction. The shares were bought at a weighted average price of $7.01 per share, with individual trade prices ranging from $6.97 to $7.03, resulting in direct ownership of 6,000 Common Shares.
Humphrey also holds 40,053 Share Units granted under the company’s 2025 Long-Term Incentive Plan, each payable on a one-for-one basis in Company Common Shares. These Share Units vest in approximately equal annual installments on June 15, 2027, June 15, 2028, and June 15, 2029, subject to his continued employment on each vesting date.
STONERIDGE INC President and CEO Natalia Noblet purchased 5,000 Common Shares in the open market on August 10, 2026 at a weighted average price of $7.31 per share. After this transaction, she directly holds 5,000 Common Shares plus Share Units representing 61,863 underlying common shares that vest over multiple future dates, subject to continued employment.
Stoneridge Inc. President Stoneridge Brazil Caetano Roberto Ferraiolo reported an open-market sale of 9,000 common shares at $7.55 per share. After the sale, he directly holds 3,996 common shares and 42,545 share units that are payable one-for-one in common shares.
The filing notes that 20,801 of these share units vest in three equal installments on March 16, 2027, March 16, 2028, and March 16, 2029, if he remains employed on each date. The remaining units from 2024 and 2025 grants vest on the third anniversary of their respective grant dates, also contingent on continued employment.
Humphrey Scott Randall reported acquisition or exercise transactions in this Form 4 filing.
STONERIDGE INC reported that CFO and Treasurer Scott Randall Humphrey received a grant of 40,053 Share Units as equity compensation. These Share Units are payable on a one-for-one basis in company common shares and will vest in approximately equal annual installments on June 15, 2027, June 15, 2028, and June 15, 2029, subject to his continued employment on each vesting date. Following this grant, Humphrey holds 40,053 Share Units directly.
Stoneridge Inc. director William M. Lasky bought additional stock in the company. On June 12, 2026, he made an open-market purchase of 5,000 Common Shares at a price of $7.46 per share.
After this transaction, Lasky directly owns 192,666 Common Shares. Of this amount, 23,478 are Restricted Common Shares granted to him under the 2025 Long-Term Incentive Plan on March 16, 2026, which remain subject to substantial risk of forfeiture until March 16, 2027.
STONERIDGE INC director Ira C. Kaplan reported a net purchase of 5,000 common shares. On June 3, 2026, a trust associated with him bought 5,000 Stoneridge common shares in an open-market transaction at an average price of $7.54 per share. After this trade, the trust holds 100,046 shares indirectly, and Kaplan also holds 49,672 shares directly.
STONERIDGE INC President and CEO James Zizelman reported multiple equity compensation transactions in connection with his May 20, 2026 retirement. He exercised derivative awards into 430,663 common shares in one transaction and 142,933 common shares in a separate transaction, both at a stated price of $0.0000 per share. A total of 169,465 common shares were disposed of at $6.89 per share as a tax-withholding disposition, and 142,933 common shares were disposed of to the issuer at $6.89 per share.
Following these transactions, Zizelman directly held 292,637 common shares and indirectly held 6,500 common shares through a trust. Footnotes explain that phantom shares and share units granted under the company’s Long-Term Incentive Plan, including performance shares granted in 2024 and 2025, vested upon retirement, with phantom shares settled in cash and performance shares and share units settled one-for-one in common shares.
English Aron R. reported acquisition or exercise transactions in this Form 4 filing.
Stoneridge Inc. director Aron R. English received a grant of 23,478 common shares as equity compensation. The award was recorded at a price of $0.0000 per share and increases his directly held stake to 23,478 common shares following the transaction. These are restricted common shares granted under the 2025 Long-Term Incentive Plan and are scheduled to cease being subject to a substantial risk of forfeiture on March 16, 2027, effectively creating a multi-year vesting period that ties the director’s compensation to the company’s future performance.
Hartman Robert J. Jr. reported acquisition or exercise transactions in this Form 4 filing.
Stoneridge Inc. reported that Chief Accounting Officer Robert J. Hartman Jr. received a grant of 40,611 share units as equity compensation. The units were granted at no cash cost and are payable on a one-for-one basis in company common shares.
The share units vest in three equal annual installments on March 16, 2027, March 16, 2028, and March 16, 2029, subject to his continued employment on each vesting date. Following this grant, he holds 54,405 share units and 38,202 common shares directly, reflecting a routine long-term incentive award rather than an open-market trade.
Noblet Natalia reported acquisition or exercise transactions in this Form 4 filing.
Stoneridge Inc. reported that Natalia Noblet, President Electronics, received an equity grant of 27,279 Share Units under the company’s Long-Term Incentive Plan. These share units are payable on a one-for-one basis in common shares and represent compensation rather than an open-market purchase.
The award vests in three equal annual installments of one-third on March 16, 2027, March 16, 2028, and March 16, 2029, contingent on her continued employment on each vesting date. Following this grant, Noblet holds 61,863 Share Units in total.
Ferraiolo Caetano Roberto reported acquisition or exercise transactions in this Form 4 filing.
Stoneridge Inc. reported that Caetano Roberto Ferraiolo, President of Stoneridge Brazil, received a grant of 20,801 Share Units under the company’s Long-Term Incentive Plan. Each unit is payable one-for-one in common shares and will vest in three equal annual installments on March 16, 2027, 2028, and 2029, contingent on continued employment. Following this award, he holds 42,545 Share Units and 12,996 common shares directly.
Benedict Susan C. reported acquisition or exercise transactions in this Form 4 filing.
STONERIDGE INC reported that executive Susan C. Benedict, its CHRO and Assistant General Counsel, received a grant of 46,376 Share Units under the company’s Long-Term Incentive Plan. Each unit is payable one-for-one in common shares and vests in three equal annual installments on March 16, 2027, March 16, 2028, and March 16, 2029, subject to her continued employment.
After this award, she holds 102,791 Share Units. She also has 45,029 Phantom Shares, each economically equivalent to one common share and payable in cash at the fair market value of a common share on the vesting date of January 21, 2027, if she remains employed then, plus 17,244 Common Shares held directly. These transactions reflect equity-based compensation, not open-market buying or selling.
Kaplan Ira C. reported acquisition or exercise transactions in this Form 4 filing.
STONERIDGE INC director Ira C. Kaplan received a grant of 23,478 restricted common shares on March 16, 2026 as a compensation award under the 2025 Long-Term Incentive Plan. These shares are scheduled to lose their substantial risk of forfeiture on March 16, 2027. Following this grant, Kaplan holds 49,672 common shares directly and 95,046 common shares indirectly through a trust.
LASKY WILLIAM M reported acquisition or exercise transactions in this Form 4 filing.
Stoneridge Inc. director William M. Lasky received a grant of 23,478 restricted common shares as equity compensation. The award was made at a price of $0.00 per share under the 2025 Long-Term Incentive Plan and will no longer be subject to substantial risk of forfeiture on March 16, 2027. After this grant, Lasky directly holds a total of 187,666 common shares, aligning more of his personal holdings with the company’s long-term performance.
Sklarsky Frank S reported acquisition or exercise transactions in this Form 4 filing.
STONERIDGE INC director Frank S. Sklarsky received a grant of 23,478 common shares as equity compensation. The shares were awarded at no cash cost to him under the company’s 2025 Long-Term Incentive Plan and increase his direct holdings to 75,357 common shares.
The granted shares are restricted stock that will remain subject to a substantial risk of forfeiture until March 16, 2027. This is a routine, non-market transaction reflecting stock-based compensation rather than an open-market purchase or sale.
Rutt Sheila M reported acquisition or exercise transactions in this Form 4 filing.
STONERIDGE INC director Sheila M. Rutt received a grant of 23,478 Common Shares as equity compensation. The shares were awarded at no cash cost to her and are structured as restricted stock under the company’s 2025 Long-Term Incentive Plan.
These restricted Common Shares remain subject to a substantial risk of forfeiture, which is scheduled to lapse on March 16, 2027. After this grant, Rutt directly holds a total of 65,539 Common Shares, aligning her financial interests more closely with those of other shareholders through increased long-term ownership.
Korth Kim reported acquisition or exercise transactions in this Form 4 filing.
STONERIDGE INC director Kim Korth received a grant of 23,478 Common Shares as equity compensation. The shares were awarded at no cash cost under the company’s 2025 Long-Term Incentive Plan, increasing her direct holdings to 131,021 Common Shares. These restricted shares are scheduled to stop being subject to substantial risk of forfeiture on March 16, 2027.
STONERIDGE INC director Carsten J. Reinhardt received a grant of 23,478 Common Shares as equity compensation, recorded at a price of $0.00 per share. Following this award, he directly holds a total of 62,887 Common Shares.
The shares are restricted stock granted under the 2025 Long-Term Incentive Plan and remain subject to a substantial risk of forfeiture until March 16, 2027. This is a compensation-related acquisition, not an open-market purchase or sale.
STONERIDGE INC executive Caetano Roberto Ferraiolo reported exercising share-based awards and related tax withholding in company stock. On March 2, 2026, he converted 4,961 Share Units granted under the Long-Term Incentive Plan into the same number of common shares at a stated price of $0.00 per share.
As part of this event, 1,337 common shares were disposed of at $7.69 per share to cover taxes through a share-withholding transaction, not an open-market sale. After these transactions, he directly owned 12,996 common shares and 21,744 Share Units related holdings as reported.
Stoneridge Chief Accounting Officer Robert J. Hartman Jr. exercised 3,148 share units into 3,148 common shares at $0 per share under the company’s long-term incentive plan. To cover tax obligations, 1,063 common shares were disposed of at $7.69 per share. After these transactions, he directly holds 38,202 common shares and 13,794 share units.
Stoneridge Inc. Chief Financial Officer Matthew R. Horvath reported equity compensation transactions involving Company share units and common shares. On March 2, he exercised 9,052 Share Units, which were granted on March 13, 2023 under the Long-Term Incentive Plan, receiving an equal number of common shares at no exercise price.
On the same date, 3,946 common shares were disposed of at $7.69 per share to cover tax obligations through a tax-withholding disposition. After these transactions, Horvath directly owned 18,994 common shares of Stoneridge Inc., reflecting his ongoing equity stake as an executive.
Stoneridge Inc. officer Susan C. Benedict, CHRO and Assistant General Counsel, reported equity award activity. On March 2, 2026, she exercised 7,396 Share Units from a March 13, 2023 grant, receiving the same number of common shares at a stated price of $0.00 per share.
To cover tax obligations tied to this vesting, 3,224 common shares were disposed of at $7.69 per share through a tax-withholding transaction rather than an open‑market sale. After these transactions, she directly held 17,244 common shares and 56,415 Share Units. She also held 45,029 Phantom Shares, which are cash‑settled awards economically equivalent to common shares and scheduled to vest on January 31, 2027 if she remains employed.
Stoneridge Inc. President and CEO James Zizelman reported equity award activity involving share units and common shares. He exercised 19,363 Share Units, converting them on a one-for-one basis into 19,363 Common Shares at a stated price of $0.00 per share.
To cover tax obligations related to this equity event, 7,619 Common Shares were disposed of at $7.69 per share through a tax-withholding disposition, leaving 31,439 Common Shares held directly after the transactions. He also holds 142,933 Phantom Shares, which are economically equivalent to common shares and payable in cash on January 31, 2027, and 6,500 Common Shares indirectly through a trust.
Stoneridge, Inc. reported an equity-based compensation grant to officer Susan C. Benedict, CHRO and Assistant GC. On January 31, 2026, she received 45,029 Phantom Shares under the company’s Long-Term Incentive Plan at a price of $0 per unit.
Each Phantom Share is economically equal to one common share and will be paid in cash at fair market value on the vesting date of January 31, 2027, if she remains employed. Benedict also directly holds 13,072 common shares and 63,811 Share Units, which are payable one-for-one in common shares if she remains employed through the applicable third anniversaries of their grant dates.
Stoneridge, Inc. President and CEO James Zizelman reported equity-based compensation and holdings. On January 31, 2026, he was granted 142,933 Phantom Shares at $0 under the company’s Long-Term Incentive Plan, payable in cash based on the share price at vesting on January 31, 2027 if he remains employed.
He also holds 213,162 Share Units tied one-for-one to common shares, plus 19,695 common shares directly and 6,500 common shares indirectly through a trust.