STATE STREET (STT) EVP reports 333 shares withheld for taxes

State Street Corporation executive reports routine share withholding for taxes.

Accepted by SEC EDGAR 11/18/2025 - 04:14 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

State Street Corporation executive reports routine share withholding for taxes. An executive vice president and senior advisor of STATE STREET CORP (STT) reported that on 11/14/2025, 333 shares of common stock were disposed of at $116.84 per share, with the shares withheld to cover tax obligations from vesting deferred stock. After this transaction, the reporting person beneficially owned 38,293 shares directly and 637 shares indirectly through a domestic partner as of the report date. The filing is made by a single reporting person and reflects administrative equity and tax management rather than an open-market sale.

Insider Trade Summary

Exercise Price or Tax Liability: 333 shares

Exercise Price or Tax Liability 1 txn

Insider RICHARDS MICHAEL L

Role EVP and Senior Advisor

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	333	$116.84	$39K
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 38,293 shares (Direct); Common Stock — 637 shares (Indirect, By domestic partner)

Footnotes (2)

1. F1. These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
2. F2. The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did STATE STREET CORP (STT) report on this Form 4?

The Form 4 reports that an executive vice president and senior advisor disposed of 333 shares of STATE STREET CORP common stock on 11/14/2025, with the shares withheld to satisfy tax withholding obligations related to vesting deferred stock.

At what price were the withheld STATE STREET CORP (STT) shares valued?

The 333 shares of STATE STREET CORP common stock withheld for taxes were valued at $116.84 per share.

How many STATE STREET CORP (STT) shares does the insider own after this transaction?

Following the reported transaction, the insider beneficially owns 38,293 shares directly and 637 shares indirectly through a domestic partner as of the date of the report.

Was the STATE STREET CORP (STT) insider transaction an open-market sale?

No. According to the explanation of responses, the 333 shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock, rather than sold in an open-market transaction.

Who is the reporting person’s relationship to STATE STREET CORP (STT)?

The reporting person is an officer of STATE STREET CORP, serving as EVP and Senior Advisor, as indicated in the relationship section of the form.

Does this STATE STREET CORP (STT) Form 4 involve any derivative securities?

The provided portion of the Form 4 includes a blank Table II for derivative securities, indicating no derivative securities transactions were reported in this excerpt.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

RICHARDS MICHAEL L

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MA 02114

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and Senior Advisor

3. Date of Earliest Transaction (Month/Day/Year)
11/14/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/14/2025		F		333(1)	D	$116.84	38,293	D
Common Stock								637(2)	I	By domestic partner

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

2. The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	11/18/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.