Here are the Form 4 insider transactions from Tectonic Financial, Inc. 9.00% Fixed-to-Floating Rate Series B Non-Cumulative Perpetual Preferred Stock (TECTP) in our archive over the last 12 months, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow TECTP and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full TECTP filings page.
Tectonic Financial, Inc. reported that Chief Executive Officer Sherman A. Haag had 5,000 shares of Series B Non-Cumulative Perpetual Preferred Stock, at $10.0000 per share, called for redemption by the company on February 17, 2026. Following this issuer-initiated redemption, Haag reported owning 0 shares of this preferred series.
Tectonic Financial, Inc. reported a Form 4 transaction for its Chief Financial Officer, Michelle Kay Baird, involving Series B Non-Cumulative Perpetual Preferred Stock. On this date, 2,500 shares at $10.00 per share were affected when the securities were called for redemption by the issuer. Following this redemption, the filing shows the officer holding 0 shares of this security directly.
Tectonic Financial, Inc. reported that 29,967 shares of its Series B Non-Cumulative Perpetual Preferred Stock held by director Thomas McDougal were called for redemption by the issuer at $10.00 per share on February 17, 2026, leaving him with no shares of this security.
Tectonic Financial, Inc. redeemed 2,500 shares of its Series B Non-Cumulative Perpetual Preferred Stock held by director Barb Bomersbach at $10.0000 per share. This issuer-initiated redemption reduced her direct holdings of this preferred series to 0 shares following the transaction on February 17, 2026.
Tectonic Financial, Inc. insider Sherman A. Haag, who is a director, Chief Executive Officer and a 10% owner, reported an indirect sale of 20,000 shares of common stock on January 5, 2026 at $5.70 per share. The sale price matches the exercise price of options he had granted in 2017 to certain individuals to buy up to 25,000 shares from him or an affiliate.
After this transaction, 1,719,000 shares are reported as held by The Sherman 2018 Irrevocable Trust, where Haag serves as trustee, 370,000 shares are held by Sherman Tectonic FLP LP, where he is Chief Executive Officer of the general partner, and 12,000 shares are held in an individual retirement account, all reported as indirect beneficial ownership.
Tectonic Financial director Thomas R. Sanders reported stock transactions dated January 5, 2026. One transaction reflects a disposal of common stock in connection with the issuer's spin-off of Tectonic Advisors, LLC, where he exchanged issuer shares for an equal number of Tectonic Advisors units valued at $23.78 per share.
In a separate transaction, he sold 2,000 shares of common stock at $5.70 per share, corresponding to options he had granted in 2017 that allowed certain individuals to purchase shares from him at that exercise price. Following these transactions, Sanders directly beneficially owns 42,620 shares of Tectonic Financial common stock.
Tectonic Financial director Steven B. Clapp reported stock transactions on January 5, 2026. He disposed of 170,480 shares of common stock at $23.78 per share in a sale linked to the issuer’s spin-off of Tectonic Advisors, LLC, receiving shares of Tectonic Advisors in exchange. He also sold 2,000 shares of common stock at $5.70 per share, reflecting the exercise price of options he had granted to certain individuals in 2017.
After these transactions, Clapp directly owned 32,620 shares of Tectonic Financial common stock, with an additional 5,000 shares held indirectly through an individual retirement account and 5,000 shares held indirectly by his spouse.
Tectonic Financial, Inc. reported that its Chief Financial Officer, Michelle Kay Baird, acquired 5,000 shares of common stock on January 5, 2026, in a transaction reported at a price of $0 per share. After this transaction, she beneficially owned a total of 67,740 shares of the company’s common stock in direct ownership. The filing notes that these holdings include restricted stock units that can only be settled in an equal number of common shares and are subject to vesting and forfeiture conditions, meaning some shares will be earned over time and could be lost if conditions are not met.