Truist Financial Corporation filings document the regulatory record of a North Carolina financial holding company with common stock and multiple preferred securities listed on the New York Stock Exchange. Its 8-K reports cover operating results, earnings materials, Regulation FD disclosures, medium-term note offerings, share-repurchase authorization, dividend-related securities matters, and material corporate events.
Proxy and governance filings describe shareholder voting matters, board and executive compensation topics, and equity incentive plan approvals. Truist’s securities disclosures also identify its capital structure, including common stock, depositary shares tied to Series I, Series O and Series R preferred stock, and Series J preferred purchase securities, alongside formal reporting on financing arrangements and financial statement presentation changes.
Truist Financial Corporation filed an Amendment to Schedule 13G reporting beneficial ownership of 10,381 shares of the J.P. Morgan Exchange-Traded Fund Trust series (CUSIP 46654Q674), representing 8.65% (8.65%) of the class as of the 09/30/2025 event date. The filing states Truist has sole dispositive power over the 10,381 shares but no sole or shared voting power. The filing certifies the holdings were acquired and are held in the ordinary course of business and not for the purpose of influencing control. The statement is made by Truist as parent holding company for its affiliated registered investment adviser and is signed by a Truist vice president on 10/10/2025.
Truist Financial Corporation filed an amended Schedule 13G reporting ownership of 15,217 shares of an Exchange Traded Fund issued by Harbor ETF Trust (CUSIP 41151J638), representing 7.61% of the class. The filing states Truist has no voting power over these shares but holds sole dispositive power to direct their sale or disposition. The statement affirms the securities were acquired and are held in the ordinary course of business and were not purchased to influence control of the issuer. The filing is signed by a Truist vice president on 10/10/2025.
Truist Financial Corp reports beneficial ownership of 35,324 shares of an Exchange Traded Fund issued by Calamos ETF Trust, representing 5.05% of the class. The filing shows Truist has sole dispositive power over these shares but no voting power, and states the holdings were acquired and are held in the ordinary course of business rather than to influence control. The form identifies Truist as a parent holding company/registered investment adviser and lists the issuer's principal office in Naperville, Illinois. The filing does not disclose any purchases, sales, or changes in voting control beyond the ownership and power allocations reported.
Truist Financial Corporation filed an amendment to a Schedule 13G reporting ownership of 52,973 shares of an Exchange Traded Fund issued by Federated Hermes ETF Trust (CUSIP 31423L503). The filing states Truist holds 2.97 of the class and has sole dispositive power over the shares but no voting power. The statement certifies the shares are held in the ordinary course of business and not to influence control. The filing identifies Truist’s address and role as parent holding company for an affiliated registered investment adviser and is signed by a Truist vice president on 10/10/2025.
Truist Financial Corporation filed a Schedule 13G reporting an ownership stake in a First Trust exchange-traded fund. The filing shows Truist holds 886,905 shares, representing 6.29% of the class, with sole dispositive power but no voting power. The filing includes a certification that the position was acquired and is held in the ordinary course of business and not to influence control of the issuer. The cover date for the reportable event is 09/30/2025 and the signature date is 10/10/2025.
Truist Financial Corporation reports beneficial ownership of 138,564 shares of an exchange traded fund managed by Macquarie ETF Trust, representing 11.79% of the class. The filing shows sole dispositive power for the full amount and no voting power, indicating Truist can direct disposition of the shares but does not claim authority to vote them. The statement affirms these holdings were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer. The trustee/filing signer certifies the disclosure as true and complete.
Truist Financial Corporation filed an amended Schedule 13G reporting beneficial ownership of 209,320 shares of an Exchange Traded Fund issued by Pacer Funds Trust (CUSIP 69374H238), representing 29.9% of the class as of 09/30/2025. The filing shows Truist has sole dispositive power over the 209,320 shares but no voting power, and certifies the holdings are held in the ordinary course of business and not to influence control. The statement is signed by a Truist Vice President on 10/06/2025.
Truist Financial Corporation filed an amended Schedule 13G reporting ownership of 2,877 shares of the Crossmark ETF Trust Exchange Traded Fund (CUSIP 22767F103). The holdings represent 0.46% of the class and are held with sole dispositive power while Truist reports no voting power. The filing states the shares were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control. The filing lists Truist as the parent holding company for Truist Advisory Services, Inc., and is certified by Edward M. Kwiatkowski, Vice President, dated 10/06/2025.
Truist Financial Corporation reported beneficial ownership of 187,031 shares of the Macquarie ETF Trust exchange-traded fund, representing 14.39% of the class as of the 09/30/2025 reporting event. The filing states Truist holds sole dispositive power over those 187,031 shares but discloses no sole or shared voting power. The statement classifies the filer as an investment adviser (IA) and a parent holding company (HC) for Truist Advisory Services, Inc., and includes a certification that the shares were acquired and are held in the ordinary course of business and not to influence control of the issuer.
Truist Financial Corporation reported beneficial ownership of 328,633 shares of the Exchange Traded Fund class issued by Federated Hermes ETF Trust, representing 18.41% of the class. The filing states Truist has no voting power (sole or shared) and holds sole dispositive power over the shares, indicating authority to buy or sell but not to vote them. The statement certifies the position was acquired and is held in the ordinary course of business and not for the purpose of influencing control. The filing was submitted by Truist as the parent holding company for its affiliated registered investment adviser.