What are DeMilia’s direct Tompkins Financial (TMP) share holdings after these transactions?

After the reported transactions, DeMilia directly holds 7,526.978 shares of Tompkins Financial common stock. This figure reflects the new 730-share award, the 264 shares withheld for taxes, and the series of small dividend-reinvestment acquisitions reported in 2026.

Tompkins (TMP) EVP gains 730-share award and small tax withholding

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Tompkins Financial Corp executive David M. DeMilia reported compensation-related and small routine share movements in company stock. On May 18, 2026, he received a grant of 730 common shares at $0.00 per share, increasing his direct holdings to 7,526.978 shares.

That same day, 264 shares were withheld for taxes at $84.18 per share, a non-market disposition tied to equity compensation. Earlier in 2026, he recorded several small acquisitions under Rule 16a-6, each around one share through the dividend reinvestment and stock purchase and sale plan. Indirect holdings include 2,100.7811 shares by ESOP and 163.4763 shares by 401(k).

Insider Trade Summary

8 transactions reported

Mixed 8 txns

Insider DeMilia David M

Role EVP, Pres of TCB Hudson Valley

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	730	$0.00	--
Tax Withholding	Common Stock	264	$84.18	$22K
L	Common Stock	1.208	$82.75	$99.96
L	Common Stock	1.183	$84.50	$99.96
L	Common Stock	1.342	$74.4894	$99.96
L	Common Stock	1.2	$83.3209	$99.99
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 7,526.978 shares (Direct, null); Common Stock — 163.476 shares (Indirect, By 401(k))

Footnotes (1)

Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan. Each performance-based stock unit (PSU) represents the right to receive, following vesting, one share of Tompkins common stock. The number of shares of common stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning with the first day of the fiscal year of the grant date and ending on the last day of the fiscal year of the third anniversary of the grant date. Shares withheld for taxes.

Key Figures

Stock award: 730 shares Tax withholding shares: 264 shares Direct holdings after award: 7,526.978 shares +4 more

7 metrics

Stock award 730 shares Grant of common stock at $0.00 per share on May 18, 2026

Tax withholding shares 264 shares Shares withheld for taxes at $84.18 per share on May 18, 2026

Direct holdings after award 7,526.978 shares Total direct common shares following May 18, 2026 grant

ESOP indirect holdings 2,100.7811 shares Common stock held indirectly by ESOP as of February 13, 2026

401(k) indirect holdings 163.4763 shares Common stock held indirectly by 401(k) as of February 13, 2026

Small Rule 16a-6 acquisition 1.3420 shares Acquired at $74.4894 per share on March 12, 2026

Small Rule 16a-6 acquisition 1.2000 shares Acquired at $83.3209 per share on February 13, 2026

Key Terms

performance-based stock unit (PSU), Rule 16a-6, Dividend Reinvestment and Stock Puchase and Sale Plan, ESOP, +1 more

5 terms

performance-based stock unit (PSU) financial

"Each performance-based stock unit (PSU) represents the right to receive..."

Rule 16a-6 regulatory

"Small acquisition under Rule 16a-6"

Dividend Reinvestment and Stock Puchase and Sale Plan financial

"Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan."

ESOP financial

"nature_of_ownership: By ESOP"

An Employee Stock Ownership Plan (ESOP) is a program that gives employees ownership shares in their company, often as part of their benefits package. It acts like a company-sponsored savings plan, allowing workers to have a stake in the company's success, which can boost motivation and loyalty. For investors, ESOPs can influence company decisions and stock value, making them an important aspect of corporate ownership and governance.

401(k) financial

"nature_of_ownership: By 401(k)"

A 401(k) is a type of retirement savings plan offered by employers that allows workers to set aside a portion of their paycheck before taxes are taken out. The money saved in a 401(k) can grow over time through investments, helping individuals build funds for their future retirement. It matters to investors because it provides a tax-advantaged way to save and invest for long-term financial security.

Form 4 Insider Transactions: What Each Field Means →

05/20/2026 - 04:40 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DeMilia David M

(Last)

(First)

(Middle)

P.O. BOX 460

(Street)

ITHACA

NEW YORK

14851

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
TOMPKINS FINANCIAL CORP [ TMP ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	EVP, Pres of TCB Hudson Valley

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
02/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	02/13/2026		L	V	1.2⁽¹⁾	A	$83.3209	6,737.281	D
Common Stock	03/12/2026		L	V	1.342⁽¹⁾	A	$74.4894	6,766.738	D
Common Stock	04/14/2026		L	V	1.183⁽¹⁾	A	$84.5	6,767.921	D
Common Stock	05/13/2026		L	V	1.208⁽¹⁾	A	$82.75	6,769.129	D
Common Stock	05/18/2026		A		730⁽²⁾	A	$0	7,526.978	D
Common Stock	05/18/2026		F		264⁽³⁾	D	$84.18	7,262.978	D
Common Stock								163.4763	I	By 401(k)
Common Stock								2,100.7811	I	By ESOP

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan.

2. Each performance-based stock unit (PSU) represents the right to receive, following vesting, one share of Tompkins common stock. The number of shares of common stock acquired upon vesting of the PSUs is contingent upon the achievement of pre-established performance metrics, as approved by the Company's Compensation Committee, over a three-year performance period beginning with the first day of the fiscal year of the grant date and ending on the last day of the fiscal year of the third anniversary of the grant date.

3. Shares withheld for taxes.

	/s/ David M. DeMilia	05/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did TMP executive David M. DeMilia report in this Form 4?

David M. DeMilia reported a stock award and related tax withholding. He received 730 shares of Tompkins Financial common stock, while 264 shares were withheld to cover taxes, along with several very small dividend-reinvestment acquisitions.

How many Tompkins Financial (TMP) shares were granted to DeMilia?

DeMilia was granted 730 shares of Tompkins Financial common stock. The grant carried a reported price of $0.00 per share, reflecting an equity award rather than a market purchase, and increased his direct ownership position in the company.

Were any Tompkins Financial (TMP) shares sold in the open market?

The filing shows no open-market sales. Instead, 264 shares were disposed of as tax withholding at $84.18 per share, which means they were withheld to satisfy tax obligations tied to equity compensation, not actively sold on the market.

What small acquisitions did DeMilia make under Rule 16a-6 for TMP?

DeMilia reported several small acquisitions under Rule 16a-6, each around one share. These include 1.3420 shares at $74.4894, 1.2000 shares at $83.3209, and similar amounts, largely connected to the company’s dividend reinvestment and stock purchase and sale plan.

What indirect Tompkins Financial (TMP) holdings are reported for DeMilia?

The filing lists 2,100.7811 shares held indirectly by an ESOP and 163.4763 shares held indirectly by a 401(k). These positions are in addition to his directly owned shares and are reported as indirect ownership interests tied to benefit plans.