Welcome to our dedicated page for TOMPKINS FINANCIAL SEC filings (Ticker: TMP), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Our SEC filing database is enhanced with expert analysis from Rhea-AI, providing insights into the potential impact of each filing on TOMPKINS FINANCIAL's stock performance. Each filing includes a concise AI-generated summary, sentiment and impact scores, and end-of-day stock performance data showing the actual market reaction. Navigate easily through different filing types including 10-K annual reports, 10-Q quarterly reports, 8-K current reports, proxy statements (DEF 14A), and Form 4 insider trading disclosures.
Designed for fundamental investors and regulatory compliance professionals, our page simplifies access to critical SEC filings. By combining real-time SEC filing updates, Rhea-AI's analytical insights, and historical stock performance data, we provide comprehensive visibility into TOMPKINS FINANCIAL's regulatory disclosures and financial reporting.
Tompkins Financial Corporation (TMP) announced two updates. The company furnished a press release with its earnings for the quarter ended September 30, 2025, providing results and commentary for the period.
The Board declared a cash dividend of $0.65 per share, payable on November 14, 2025, to common shareholders of record on November 7, 2025. This maintains the company’s practice of returning capital to shareholders through regular dividends while reporting quarterly performance via press release.
Angela B. Lee, a director of Tompkins Financial Corporation (TMP), reported acquiring 311 shares of common stock on 10/06/2025. The shares were issued at a price of $65.5264 per share as an election to receive stock in lieu of cash director retainers under the company’s Second Amended and Restated Retainer Plan. Following the transaction, Ms. Lee beneficially owned 1,222 shares of TMP common stock. The filing is a routine Section 16 disclosure that documents compensation-related equity issued to a non-employee director rather than an open-market purchase.
Tompkins Financial Corp filed a Form 13F for the quarter ended 09-30-2025 reporting 724 holdings with a combined market value of $1,195,828,457. The filing indicates the report covers all holdings for the reporting manager and names Lisa Donnelly as the signatory, who signed in Ithaca, NY on 10-08-2025. The Form 13F summary shows 0 other included managers and a Form 13F information table entry total of 724.
Tompkins Financial Corporation (TMP) director Patricia A. Johnson reported a non-derivative acquisition under a director retainer plan on 10/06/2025. She elected to receive 269 shares of common stock in lieu of a cash retainer at an elected per-share value of $65.5264. After the transaction the filing shows 6,187.193 shares beneficially owned by the reporting person. The filing states these shares were issued under the company’s Second Amended and Restated Retainer Plan for Eligible Directors and were reported on a Form 4 filed on 10/07/2025.
The disclosure documents a routine director compensation election (a dividend reinvestment/direct issuance in lieu of cash) rather than an open-market purchase or sale. The change increases the reporting person’s direct stake by a measurable number of shares and provides transparency on insider ownership and compensation choices.
Tompkins Financial Corporation (TMP) director Helen Eaton reported two non-cash acquisitions of phantom stock that convert economically into common shares. On 10/03/2025 Ms. Eaton received 188.855 and 132.389 phantom shares, which together represent 321.244 underlying common shares. Each phantom share is the economic equivalent of one share of common stock and is held in a rabbi trust pending distribution under the Amended and Restated Retainer Plan for Eligible Directors. The filing shows these awards have an attributed price of $65.5264 per share for reporting purposes and that the reporting person has no voting or investment power over the shares prior to distribution. The transactions are recorded as acquisitions (non‑derivative via phantom awards) and increase the reported beneficial ownership to 2,532.244 common shares following the second award.
Heidi M. Davidson, a director of Tompkins Financial Corporation (TMP), reported receipt of director deferred-compensation units on 10/03/2025. She was credited with 132.389 and 188.855 units of Phantom Stock, each unit representing the economic equivalent of one share of common stock and held in a rabbi trust until distribution. The reported derivative entries list a per-share reference price of $65.5264 and show the awards as exercisable beginning 01/01/2041 with expiration on 01/01/2047. The reporting person has no voting or investment power over these units prior to distribution. The transactions are reported as direct beneficial ownership following the acquisition.
Tompkins Financial Corporation (TMP) reported that director Daniel J. Fessenden was awarded 469.795 units of phantom stock on 10/03/2025. Each phantom share is the economic equivalent of one common share and the award was recorded at a price of $65.5264 per share, increasing the reporting person’s beneficial ownership to 11,209.778 shares of common stock.
The phantom shares are deferred compensation held in a rabbi trust and will be distributed only upon the occurrence of specified events in the Amended and Restated Retainer Plan for Eligible Directors; the reporting person has no voting or investment power over these units prior to distribution.
Janet M. Coletti, a director of Tompkins Financial Corporation (TMP), received deferred compensation in the form of 151.084 phantom shares on 10/03/2025. Each phantom share is economically equivalent to one share of common stock and is held in a rabbi trust pending distribution under the Amended and Restated Retainer Plan for Eligible Directors. The filing shows an implied per-share value of $65.5264 for the phantom stock and reports 684.48 common shares beneficially owned by the reporting person after the transaction. The reporting person has no voting or investment power over these phantom shares prior to distribution.
TOMPKINS FINANCIAL CORP (TMP) reported that director Nancy E. Catarisano received awards of deferred "phantom stock" under the company’s Amended and Restated Retainer Plan for Eligible Directors. The filing shows two grants of phantom stock: 132.389 and 306.746 units, each tied to one share of common stock and recorded at a per-share economic value of $65.5264. Phantom stock represents deferred stock compensation held in a rabbi trust and is the economic equivalent of common shares pending distribution upon plan-specified events. The reporting person does not have voting or investment power over these units before distribution.