TriplePoint (TPVG) CEO Discloses Purchases and Large Disposition in Form 4

Rhea-AI Filing Summary

James P. Labe, Chief Executive Officer and Director of TriplePoint Venture Growth BDC Corp. (TPVG), reported multiple transactions in the company’s common stock in late August 2025. On 08/22/2025 he purchased 42,003 shares at $6.438 and on 08/25/2025 he purchased 80,000 shares at $6.4781, increasing his reported indirect holdings to 297,657 shares held indirectly by TriplePoint Capital LLC. The filing also shows 250 shares held in children’s custodian trust accounts and a reported disposition of 234,001.703 shares (noted separately). The report disclaims beneficial ownership of the indirectly held shares except to the extent of his pecuniary interest and notes inclusion of shares received through the issuer’s dividend reinvestment plan.

Positive

• Insider purchases recorded: 42,003 shares at $6.438 and 80,000 shares at $6.4781, indicating acquisition activity by CEO/Director
• Increased reported indirect holdings: Indirect ownership via TriplePoint Capital LLC rose to 297,657 shares

Negative

• Large reported disposition: 234,001.703 shares are reported as disposed of in the filing
• Beneficial ownership disclaimer: Reporting person disclaims ownership of indirectly held shares except for pecuniary interest, limiting clarity on control or intent

Insights

Securities Analyst

TL;DR: Insider made material purchases totaling 122,003 shares and reports large indirect holdings via TriplePoint Capital LLC.

The Form 4 documents two open-market purchases: 42,003 shares at $6.438 and 80,000 shares at $6.4781, reported as indirect ownership through TriplePoint Capital LLC, bringing reported indirect holdings to 297,657 shares. The filing also records a disposition of 234,001.703 shares and 250 shares held in children’s custodian accounts. The reporting person explicitly disclaims beneficial ownership of securities held by the entity except for pecuniary interest. For investors, these entries document insider activity and changes in reported beneficial ownership without additional context on intent or timing beyond the transaction dates provided.

Corporate Governance Expert

TL;DR: CEO/Director disclosed multiple purchases and an earlier large disposition; ownership is largely indirect through an affiliated entity.

The Form 4 indicates the reporting person serves as both CEO and Director and files as a single reporting person. Purchases on 08/22/2025 and 08/25/2025 are recorded as indirect via TriplePoint Capital LLC, and the filer disclaims direct beneficial ownership except for pecuniary interests. The presence of custodian-held shares and dividend reinvestment plan shares is noted. This filing supplies required transparency on insider transactions and the structure of reported ownership but does not provide explanatory commentary on the disposition or the strategic rationale for the purchases.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Labe James

(Last) (First) (Middle)

C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.

2755 SANDHILL ROAD, SUITE 150

(Street)

MENLO PARK CA 94025

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
08/22/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/22/2025		P		42,003	A	$6.438	217,657(1)	I	By TriplePoint Capital LLC
Common Stock	08/25/2025		P		80,000	A	$6.4781	297,657(1)	I	By TriplePoint Capital LLC
Common Stock								250(1)	I	Held in children's custodian trust accounts
Common Stock								234,001.703(2)	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.

Remarks:

	/s/ James P. Labe	08/26/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did TPVG CEO James P. Labe report?

The Form 4 reports purchases of 42,003 shares on 08/22/2025 at $6.438 and 80,000 shares on 08/25/2025 at $6.4781, plus a reported disposition of 234,001.703 shares.

How many TPVG shares does James P. Labe report indirectly owning after these transactions?

The filing reports 297,657 shares beneficially owned indirectly by TriplePoint Capital LLC following the 08/25/2025 purchase.

Are any shares held in trust or under a dividend reinvestment plan?

Yes. The filing shows 250 shares held in children’s custodian trust accounts and notes inclusion of shares received under TPVG’s dividend reinvestment plan.

What is the reporting person’s relationship to TPVG?

James P. Labe is reported as both a Director and the Chief Executive Officer of TriplePoint Venture Growth BDC Corp.

Did the filer claim direct beneficial ownership of the indirectly held shares?

No. The reporting person disclaims beneficial ownership of the indirectly held securities except to the extent of his pecuniary interest therein.