STOCK TITAN

[Form 4] TRIPLEPOINT VENTURE GROWTH BDC CORP. Insider Trading Activity

Filing Impact
(High)
Filing Sentiment
(Positive)
Form Type
4
Rhea-AI Filing Summary

James P. Labe, Chief Executive Officer and Director of TriplePoint Venture Growth BDC Corp. (TPVG), reported multiple transactions in the company’s common stock in late August 2025. On 08/22/2025 he purchased 42,003 shares at $6.438 and on 08/25/2025 he purchased 80,000 shares at $6.4781, increasing his reported indirect holdings to 297,657 shares held indirectly by TriplePoint Capital LLC. The filing also shows 250 shares held in children’s custodian trust accounts and a reported disposition of 234,001.703 shares (noted separately). The report disclaims beneficial ownership of the indirectly held shares except to the extent of his pecuniary interest and notes inclusion of shares received through the issuer’s dividend reinvestment plan.

James P. Labe, Amministratore Delegato e Direttore di TriplePoint Venture Growth BDC Corp. (TPVG), ha effettuato più operazioni sul titolo ordinario della società a fine agosto 2025. Il 22/08/2025 ha acquistato 42.003 azioni a $6,438 e il 25/08/2025 ha acquistato 80.000 azioni a $6,4781, portando le sue partecipazioni indirette dichiarate a 297.657 azioni detenute indirettamente da TriplePoint Capital LLC. La comunicazione segnala anche 250 azioni detenute in conti fiduciari per minori e una cessione indicata di 234.001,703 azioni (riportata separatamente). Il rapporto dichiara di non rivendicare la titolarità beneficiaria delle azioni detenute indirettamente, salvo per l'interesse pecuniario, e precisa che sono incluse azioni ricevute tramite il piano di reinvestimento dei dividendi dell'emittente.

James P. Labe, Director Ejecutivo y miembro del consejo de TriplePoint Venture Growth BDC Corp. (TPVG), reportó varias transacciones con acciones ordinarias de la compañía a finales de agosto de 2025. El 22/08/2025 compró 42.003 acciones a $6,438 y el 25/08/2025 adquirió 80.000 acciones a $6,4781, elevando sus participaciones indirectas declaradas a 297.657 acciones mantenidas indirectamente por TriplePoint Capital LLC. El informe también indica 250 acciones en cuentas fiduciarias para menores y una disposición reportada de 234.001,703 acciones (anotada por separado). Se especifica que no reclama la propiedad beneficiaria de las acciones mantenidas de forma indirecta, salvo por su interés pecuniario, y que incluye acciones recibidas mediante el plan de reinversión de dividendos del emisor.

James P. Labe, TriplePoint Venture Growth BDC Corp.(TPVG)의 최고경영자 및 이사로서 2025년 8월 하순에 회사 보통주에 대해 여러 건의 거래를 신고했습니다. 2025-08-22에 42,003주를 주당 $6.438에 매수했고, 2025-08-25에 80,000주를 주당 $6.4781에 매수해 TriplePoint Capital LLC가 간접 보유한 것으로 신고된 보유 주식 수를 297,657주로 늘렸습니다. 제출서에는 미성년자 위탁 계좌에 보유된 250주와 별도로 기재된 234,001.703주의 처분 내역도 표시되어 있습니다. 보고서는 간접 보유 주식에 대한 수익적 소유권을 금전적 이익 범위 내에서만 주장하며, 발행사의 배당금 재투자 계획을 통해 수령한 주식이 포함되어 있음을 명시합니다.

James P. Labe, Directeur Général et Administrateur de TriplePoint Venture Growth BDC Corp. (TPVG), a déclaré plusieurs opérations sur les actions ordinaires de la société fin août 2025. Le 22/08/2025, il a acheté 42 003 actions à 6,438 $ et le 25/08/2025, 80 000 actions à 6,4781 $, portant ses participations indirectes déclarées à 297 657 actions détenues indirectement par TriplePoint Capital LLC. Le dépôt indique également 250 actions détenues dans des comptes fiduciaires pour enfants et une cession déclarée de 234 001,703 actions (mentionnée séparément). Le rapport précise qu’il ne revendique pas la qualité de propriétaire bénéficiaire des actions détenues indirectement, sauf dans la mesure de son intérêt pécuniaire, et qu’il inclut les actions reçues via le plan de réinvestissement des dividendes de l’émetteur.

James P. Labe, Chief Executive Officer und Direktor von TriplePoint Venture Growth BDC Corp. (TPVG), meldete mehrere Transaktionen mit Stammaktien des Unternehmens Ende August 2025. Am 22.08.2025 kaufte er 42.003 Aktien zu $6,438 und am 25.08.2025 weitere 80.000 Aktien zu $6,4781, wodurch sein gemeldet indirekter Bestand auf 297.657 Aktien anstieg, die indirekt von TriplePoint Capital LLC gehalten werden. Die Meldung weist außerdem 250 Aktien in Treuhandkonten für Kinder und eine separat verzeichnete Veräußerung von 234.001,703 Aktien aus. Der Bericht erklärt, dass er das wirtschaftliche Eigentum an den indirekt gehaltenen Aktien nur in dem Umfang beansprucht, wie es seinem pecuniären Interesse entspricht, und dass auch Aktien aus dem Dividenden-Reinvestitionsplan des Emittenten enthalten sind.

Positive
  • Insider purchases recorded: 42,003 shares at $6.438 and 80,000 shares at $6.4781, indicating acquisition activity by CEO/Director
  • Increased reported indirect holdings: Indirect ownership via TriplePoint Capital LLC rose to 297,657 shares
Negative
  • Large reported disposition: 234,001.703 shares are reported as disposed of in the filing
  • Beneficial ownership disclaimer: Reporting person disclaims ownership of indirectly held shares except for pecuniary interest, limiting clarity on control or intent

Insights

TL;DR: Insider made material purchases totaling 122,003 shares and reports large indirect holdings via TriplePoint Capital LLC.

The Form 4 documents two open-market purchases: 42,003 shares at $6.438 and 80,000 shares at $6.4781, reported as indirect ownership through TriplePoint Capital LLC, bringing reported indirect holdings to 297,657 shares. The filing also records a disposition of 234,001.703 shares and 250 shares held in children’s custodian accounts. The reporting person explicitly disclaims beneficial ownership of securities held by the entity except for pecuniary interest. For investors, these entries document insider activity and changes in reported beneficial ownership without additional context on intent or timing beyond the transaction dates provided.

TL;DR: CEO/Director disclosed multiple purchases and an earlier large disposition; ownership is largely indirect through an affiliated entity.

The Form 4 indicates the reporting person serves as both CEO and Director and files as a single reporting person. Purchases on 08/22/2025 and 08/25/2025 are recorded as indirect via TriplePoint Capital LLC, and the filer disclaims direct beneficial ownership except for pecuniary interests. The presence of custodian-held shares and dividend reinvestment plan shares is noted. This filing supplies required transparency on insider transactions and the structure of reported ownership but does not provide explanatory commentary on the disposition or the strategic rationale for the purchases.

James P. Labe, Amministratore Delegato e Direttore di TriplePoint Venture Growth BDC Corp. (TPVG), ha effettuato più operazioni sul titolo ordinario della società a fine agosto 2025. Il 22/08/2025 ha acquistato 42.003 azioni a $6,438 e il 25/08/2025 ha acquistato 80.000 azioni a $6,4781, portando le sue partecipazioni indirette dichiarate a 297.657 azioni detenute indirettamente da TriplePoint Capital LLC. La comunicazione segnala anche 250 azioni detenute in conti fiduciari per minori e una cessione indicata di 234.001,703 azioni (riportata separatamente). Il rapporto dichiara di non rivendicare la titolarità beneficiaria delle azioni detenute indirettamente, salvo per l'interesse pecuniario, e precisa che sono incluse azioni ricevute tramite il piano di reinvestimento dei dividendi dell'emittente.

James P. Labe, Director Ejecutivo y miembro del consejo de TriplePoint Venture Growth BDC Corp. (TPVG), reportó varias transacciones con acciones ordinarias de la compañía a finales de agosto de 2025. El 22/08/2025 compró 42.003 acciones a $6,438 y el 25/08/2025 adquirió 80.000 acciones a $6,4781, elevando sus participaciones indirectas declaradas a 297.657 acciones mantenidas indirectamente por TriplePoint Capital LLC. El informe también indica 250 acciones en cuentas fiduciarias para menores y una disposición reportada de 234.001,703 acciones (anotada por separado). Se especifica que no reclama la propiedad beneficiaria de las acciones mantenidas de forma indirecta, salvo por su interés pecuniario, y que incluye acciones recibidas mediante el plan de reinversión de dividendos del emisor.

James P. Labe, TriplePoint Venture Growth BDC Corp.(TPVG)의 최고경영자 및 이사로서 2025년 8월 하순에 회사 보통주에 대해 여러 건의 거래를 신고했습니다. 2025-08-22에 42,003주를 주당 $6.438에 매수했고, 2025-08-25에 80,000주를 주당 $6.4781에 매수해 TriplePoint Capital LLC가 간접 보유한 것으로 신고된 보유 주식 수를 297,657주로 늘렸습니다. 제출서에는 미성년자 위탁 계좌에 보유된 250주와 별도로 기재된 234,001.703주의 처분 내역도 표시되어 있습니다. 보고서는 간접 보유 주식에 대한 수익적 소유권을 금전적 이익 범위 내에서만 주장하며, 발행사의 배당금 재투자 계획을 통해 수령한 주식이 포함되어 있음을 명시합니다.

James P. Labe, Directeur Général et Administrateur de TriplePoint Venture Growth BDC Corp. (TPVG), a déclaré plusieurs opérations sur les actions ordinaires de la société fin août 2025. Le 22/08/2025, il a acheté 42 003 actions à 6,438 $ et le 25/08/2025, 80 000 actions à 6,4781 $, portant ses participations indirectes déclarées à 297 657 actions détenues indirectement par TriplePoint Capital LLC. Le dépôt indique également 250 actions détenues dans des comptes fiduciaires pour enfants et une cession déclarée de 234 001,703 actions (mentionnée séparément). Le rapport précise qu’il ne revendique pas la qualité de propriétaire bénéficiaire des actions détenues indirectement, sauf dans la mesure de son intérêt pécuniaire, et qu’il inclut les actions reçues via le plan de réinvestissement des dividendes de l’émetteur.

James P. Labe, Chief Executive Officer und Direktor von TriplePoint Venture Growth BDC Corp. (TPVG), meldete mehrere Transaktionen mit Stammaktien des Unternehmens Ende August 2025. Am 22.08.2025 kaufte er 42.003 Aktien zu $6,438 und am 25.08.2025 weitere 80.000 Aktien zu $6,4781, wodurch sein gemeldet indirekter Bestand auf 297.657 Aktien anstieg, die indirekt von TriplePoint Capital LLC gehalten werden. Die Meldung weist außerdem 250 Aktien in Treuhandkonten für Kinder und eine separat verzeichnete Veräußerung von 234.001,703 Aktien aus. Der Bericht erklärt, dass er das wirtschaftliche Eigentum an den indirekt gehaltenen Aktien nur in dem Umfang beansprucht, wie es seinem pecuniären Interesse entspricht, und dass auch Aktien aus dem Dividenden-Reinvestitionsplan des Emittenten enthalten sind.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Labe James

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/22/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/22/2025 P 42,003 A $6.438 217,657(1) I By TriplePoint Capital LLC
Common Stock 08/25/2025 P 80,000 A $6.4781 297,657(1) I By TriplePoint Capital LLC
Common Stock 250(1) I Held in children's custodian trust accounts
Common Stock 234,001.703(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ James P. Labe 08/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did TPVG CEO James P. Labe report?

The Form 4 reports purchases of 42,003 shares on 08/22/2025 at $6.438 and 80,000 shares on 08/25/2025 at $6.4781, plus a reported disposition of 234,001.703 shares.

How many TPVG shares does James P. Labe report indirectly owning after these transactions?

The filing reports 297,657 shares beneficially owned indirectly by TriplePoint Capital LLC following the 08/25/2025 purchase.

Are any shares held in trust or under a dividend reinvestment plan?

Yes. The filing shows 250 shares held in children’s custodian trust accounts and notes inclusion of shares received under TPVG’s dividend reinvestment plan.

What is the reporting person’s relationship to TPVG?

James P. Labe is reported as both a Director and the Chief Executive Officer of TriplePoint Venture Growth BDC Corp.

Did the filer claim direct beneficial ownership of the indirectly held shares?

No. The reporting person disclaims beneficial ownership of the indirectly held securities except to the extent of his pecuniary interest therein.
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