CEO-linked entity buys 122,003 TPVG shares

Accepted by SEC EDGAR 08/26/2025 - 07:59 PM EDT

(High)

(Positive)How Sentiment works

Sentiment and the balance of points

Rhea-AI Sentiment reads the wording of the document, how positive or negative its language is on a 1 to 5 scale. The balance of points shown with the takes weighs what the document actually discloses, so the two can disagree, for example when a trial that missed its main goal is described in upbeat language.

How Sentiment works How the balance works

Form Type

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. insider activity: An entity associated with Chief Executive Officer and director James Labe, TriplePoint Capital LLC, bought 42,003 shares of TPVG common stock at $6.438 on 08/22/2025 and 80,000 shares at $6.4781 on 08/25/2025 in open-market purchases.

After these transactions, 297,657 shares were beneficially owned indirectly through TriplePoint Capital LLC, 250 shares were held indirectly in children’s custodian trust accounts, and 234,001.703 shares were held directly. Labe disclaims beneficial ownership of certain reported securities except to the extent of his pecuniary interest.

Insider Trade Summary

Net Buyer: 122,003 shares

Net Buy 2 txns

Insider Labe James

Role Chief Executive Officer

Bought 122,003 shs ($789K)

Increase in Position 69.5%

Type	Security	Shares	Price	Value
Purchase	Common Stock	80,000	$6.4781	$518K
Purchase	Common Stock	42,003	$6.438	$270K
Holding	Common Stock	--	--	--
Holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 297,657 shares (Indirect, By TriplePoint Capital LLC); Common Stock — 250 shares (Indirect, Held in children's custodian trust accounts); Common Stock — 234,001.703 shares (Direct)

Holdings Before and After: Common Stock, 175,654 to 297,657 shares (Indirect, By TriplePoint Capital LLC)

Other Insiders: 1 other insider reported open-market purchases of this stock in the 30 days up to this filing.

Footnotes (2)

F1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
F2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transactions were reported for TPVG on this Form 4?

The filing reports two open-market purchases of TriplePoint Venture Growth BDC Corp. common stock by TriplePoint Capital LLC, an entity associated with CEO James Labe, totaling 122,003 shares. These occurred on August 22 and August 25, 2025, at prices slightly above six dollars per share.

How many TPVG shares did TriplePoint Capital LLC buy and at what prices?

TriplePoint Capital LLC bought 42,003 TPVG common shares at $6.438 on August 22, 2025, and 80,000 shares at $6.4781 on August 25, 2025. Both transactions are classified as open-market purchases and are reported as indirect beneficial ownership for James Labe.

What is James Labe’s role at TriplePoint Venture Growth BDC Corp. (TPVG)?

James Labe is reported as both a director and the Chief Executive Officer of TriplePoint Venture Growth BDC Corp. This dual role means he participates in board-level oversight while also managing the company’s day-to-day executive operations, as reflected in the officer title shown in the Form 4.

How many TPVG shares were beneficially owned after the reported transactions?

After the reported purchases, 297,657 TPVG shares were beneficially owned indirectly through TriplePoint Capital LLC, 250 shares were held indirectly in children’s custodian trust accounts, and 234,001.703 shares were held directly. These figures reflect holdings immediately following the August 2025 transactions.

What does the Form 4 say about James Labe’s beneficial ownership of these TPVG shares?

The filing states that James Labe disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. This means he does not concede full beneficial ownership for all legal purposes, despite the shares being reported in connection with entities associated with him.

Are any TPVG shares held through dividend reinvestment according to this Form 4?

Yes. The filing notes that the reported holdings include shares of TPVG common stock received through the company’s dividend reinvestment plan. This indicates that some of the beneficially owned shares accumulated automatically when cash dividends were reinvested into additional TPVG stock instead of being paid out.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Labe James

(Last)

(First)

(Middle)

C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.

2755 SANDHILL ROAD, SUITE 150

(Street)

MENLO PARK

94025

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Executive Officer

3. Date of Earliest Transaction (Month/Day/Year)
08/22/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	08/22/2025		P		42,003	A	$6.438	217,657⁽¹⁾	I	By TriplePoint Capital LLC
Common Stock	08/25/2025		P		80,000	A	$6.4781	297,657⁽¹⁾	I	By TriplePoint Capital LLC
Common Stock								250⁽¹⁾	I	Held in children's custodian trust accounts
Common Stock								234,001.703⁽²⁾	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.

2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.

Remarks:

	/s/ James P. Labe	08/26/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR