STOCK TITAN

CEO James Labe entity boosts TPVG (TPVG) stake with open-market buys

Filing Impact
(Very High)
Filing Sentiment
(Positive)
Form Type
4

Rhea-AI Filing Summary

TriplePoint Venture Growth BDC Corp. insider activity: An entity associated with Chief Executive Officer and director James Labe, TriplePoint Capital LLC, bought 42,003 shares of TPVG common stock at $6.438 on 08/22/2025 and 80,000 shares at $6.4781 on 08/25/2025 in open-market purchases.

After these transactions, 297,657 shares were beneficially owned indirectly through TriplePoint Capital LLC, 250 shares were held indirectly in children’s custodian trust accounts, and 234,001.703 shares were held directly. Labe disclaims beneficial ownership of certain reported securities except to the extent of his pecuniary interest.

Positive

  • None.

Negative

  • None.
Insider Labe James
Role Chief Executive Officer
Bought 122,003 shs ($789K)
Type Security Shares Price Value
Purchase Common Stock 80,000 $6.4781 $518K
Purchase Common Stock 42,003 $6.438 $270K
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 297,657 shares (Indirect, By TriplePoint Capital LLC); Common Stock — 234,001.703 shares (Direct)
Footnotes (1)
  1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Labe James

(Last) (First) (Middle)
C/O TRIPLEPOINT VENTURE GROWTH BDC CORP.
2755 SANDHILL ROAD, SUITE 150

(Street)
MENLO PARK CA 94025

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
TriplePoint Venture Growth BDC Corp. [ TPVG ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chief Executive Officer
3. Date of Earliest Transaction (Month/Day/Year)
08/22/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/22/2025 P 42,003 A $6.438 217,657(1) I By TriplePoint Capital LLC
Common Stock 08/25/2025 P 80,000 A $6.4781 297,657(1) I By TriplePoint Capital LLC
Common Stock 250(1) I Held in children's custodian trust accounts
Common Stock 234,001.703(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all or any of the reported shares for purposes of Section 16 or for any other purpose.
2. Includes shares of common stock received pursuant to TPVG's dividend reinvestment plan.
Remarks:
/s/ James P. Labe 08/26/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions were reported for TPVG on this Form 4?

The filing reports two open-market purchases of TriplePoint Venture Growth BDC Corp. common stock by TriplePoint Capital LLC, an entity associated with CEO James Labe, totaling 122,003 shares. These occurred on August 22 and August 25, 2025, at prices slightly above six dollars per share.

How many TPVG shares did TriplePoint Capital LLC buy and at what prices?

TriplePoint Capital LLC bought 42,003 TPVG common shares at $6.438 on August 22, 2025, and 80,000 shares at $6.4781 on August 25, 2025. Both transactions are classified as open-market purchases and are reported as indirect beneficial ownership for James Labe.

What is James Labe’s role at TriplePoint Venture Growth BDC Corp. (TPVG)?

James Labe is reported as both a director and the Chief Executive Officer of TriplePoint Venture Growth BDC Corp. This dual role means he participates in board-level oversight while also managing the company’s day-to-day executive operations, as reflected in the officer title shown in the Form 4.

How many TPVG shares were beneficially owned after the reported transactions?

After the reported purchases, 297,657 TPVG shares were beneficially owned indirectly through TriplePoint Capital LLC, 250 shares were held indirectly in children’s custodian trust accounts, and 234,001.703 shares were held directly. These figures reflect holdings immediately following the August 2025 transactions.

What does the Form 4 say about James Labe’s beneficial ownership of these TPVG shares?

The filing states that James Labe disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. This means he does not concede full beneficial ownership for all legal purposes, despite the shares being reported in connection with entities associated with him.

Are any TPVG shares held through dividend reinvestment according to this Form 4?

Yes. The filing notes that the reported holdings include shares of TPVG common stock received through the company’s dividend reinvestment plan. This indicates that some of the beneficially owned shares accumulated automatically when cash dividends were reinvested into additional TPVG stock instead of being paid out.