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Usio (USIO) SVP Jerry Uffner receives stock and RSU awards at $1.71

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Uffner Jerry reported acquisition or exercise transactions in this Form 4 filing.

Usio, Inc. senior vice president Jerry Uffner reported equity compensation awards on June 11, 2026. He received 40,000 shares of common stock at a reference price of $1.71 per share, bringing his direct common stock holdings to 242,638 shares.

He was also granted three blocks of 5,000 Restricted Stock Units, each tied to 5,000 underlying common shares at a reference price of $1.71. According to the footnotes, these RSUs vest on June 11, 2027, June 11, 2028, and June 11, 2029. An additional award vests on June 11, 2036 or earlier upon a change of control or as provided in his employment agreement.

Positive

  • None.

Negative

  • None.
Insider Uffner Jerry
Role SVP Card Issuing SLS & Bus Dev
Type Security Shares Price Value
Grant/Award Restricted Stock Units 5,000 $1.71 $9K
Grant/Award Restricted Stock Units 5,000 $1.71 $9K
Grant/Award Restricted Stock Units 5,000 $1.71 $9K
Grant/Award Common Stock 40,000 $1.71 $68K
Holdings After Transaction: Restricted Stock Units — 43,000 shares (Direct, null); Common Stock — 242,638 shares (Direct, null)
Footnotes (1)
  1. Restricted Stock Units vests on 06/11/2027. Restricted Stock Units vests on 06/11/2028. Restricted Stock Units vests on 06/11/2029. Vests 06/11/2036 or change of control or per terms of employment agreement.
Common stock grant 40,000 shares at $1.71 Award of common stock on June 11, 2026
Post-grant common holdings 242,638 shares Common stock directly held after grant
RSU grant block 1 5,000 RSUs at $1.71 Vests on June 11, 2027
RSU grant block 2 5,000 RSUs at $1.71 Vests on June 11, 2028
RSU grant block 3 5,000 RSUs at $1.71 Vests on June 11, 2029
Post-grant RSU holdings 53,000 RSUs Total Restricted Stock Units after transactions
Long-term vesting date June 11, 2036 Additional award vests then or upon change of control
Restricted Stock Units financial
"He was also granted three blocks of 5,000 Restricted Stock Units, each tied to 5,000 underlying common shares"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
change of control financial
"An additional award vests on June 11, 2036 or earlier upon a change of control"
A change of control occurs when the ownership or management of a company shifts significantly, such as through a sale, merger, or acquisition, resulting in new leadership or ownership structure. This change can impact the company's direction and decision-making, which is important for investors because it may affect the company's stability, strategy, and future prospects.
employment agreement financial
"or earlier upon a change of control or as provided in his employment agreement"
Form 4 regulatory
"Jerry Uffner reported equity compensation awards in a Form 4 insider filing"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Uffner Jerry
(Last)(First)(Middle)
3611 PAESANOS PARKWAY
SUITE 300
(Street)
SAN ANTONIO TEXAS 78231
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Usio, Inc. [ USIO ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP Card Issuing SLS & Bus Dev
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/11/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock06/11/2026A40,000(4)A$1.71242,638D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units$0.000006/11/2026A5,000(1)06/11/202706/11/2036Common Shares5,000$1.7143,000D
Restricted Stock Units$0.000006/11/2026A5,000(2)06/11/202806/11/2036Common Shares5,000$1.7148,000D
Restricted Stock Units$0.000006/11/2026A5,000(3)06/11/202906/11/2036Common Shares5,000$1.7153,000D
Explanation of Responses:
1. Restricted Stock Units vests on 06/11/2027.
2. Restricted Stock Units vests on 06/11/2028.
3. Restricted Stock Units vests on 06/11/2029.
4. Vests 06/11/2036 or change of control or per terms of employment agreement.
/s/ Jerry Uffner06/15/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Usio (USIO) executive Jerry Uffner report in this Form 4?

Jerry Uffner reported equity compensation awards from Usio. He received 40,000 common shares at $1.71 and multiple Restricted Stock Unit grants, reflecting routine stock-based compensation rather than open-market buying or selling.

How many Usio (USIO) common shares does Jerry Uffner hold after the transactions?

After the reported award, Jerry Uffner directly holds 242,638 shares of Usio common stock. This figure represents his post-transaction position as disclosed, providing context for the size of the new 40,000-share grant.

What Restricted Stock Units were granted to Jerry Uffner by Usio (USIO)?

Jerry Uffner was granted three awards of 5,000 Restricted Stock Units each, tied to 5,000 underlying Usio common shares. These RSUs carry a reference price of $1.71 per unit and represent additional deferred equity compensation.

When do Jerry Uffner’s Usio (USIO) Restricted Stock Units vest?

Footnotes state that the Restricted Stock Units vest on June 11, 2027, June 11, 2028, and June 11, 2029. Another award vests on June 11, 2036 or earlier upon a change of control or under his employment agreement terms.

Were there any open-market buys or sells by Jerry Uffner of Usio (USIO) stock?

The Form 4 shows grant or award acquisitions coded as “A,” not open-market trades. The transactions represent stock-based compensation awards rather than discretionary buying or selling of Usio shares in the open market.

What does the $1.71 price mean in Jerry Uffner’s Usio (USIO) awards?

The $1.71 figure is the reference price per share or unit reported for both the common stock grant and the Restricted Stock Units. It reflects the value used for these awards, not a separately negotiated market purchase price.