Welcome to our dedicated page for UNIVERSAL SAFETY PRODS SEC filings (Ticker: UUU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Universal Safety Products, Inc. (UUU) SEC filings page on Stock Titan aggregates the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Universal Safety Products is a Maryland corporation whose common stock is listed on the NYSE American under the symbol UUU, as noted in its Form 8-K and registration statement disclosures. Through this page, readers can access the company’s periodic reports, current reports and registration statements, along with AI-powered summaries that explain the key points in more accessible language.
Universal Safety Products’ filings provide insight into both its operations and its corporate structure. Annual and quarterly reports, such as the Form 10-K referenced in a July 2025 news release, contain financial statements and narrative discussion of results. The company’s Form 12b-25 (NT 10-Q) for the quarter ended September 30, 2025, explains why a Form 10-Q could not be filed on time and notes that significant changes in results of operations were expected compared to the prior year period.
Current reports on Form 8-K document material events and shareholder decisions. In 2025, Universal Safety Products filed several 8-Ks describing special meetings of stockholders, voting results on proposals to amend its articles of incorporation, approve a 2025 equity incentive plan, approve equity issuances to directors and executive officers, and authorize additional shares underlying a convertible note. Another 8-K details an employment agreement with the company’s President and Chief Executive Officer, including compensation and change-of-control provisions. These filings help investors understand how the company structures its governance, compensation, and financing.
The company’s Form S-1 registration statement, as amended, compiles key corporate documents by reference, including its articles of incorporation, bylaws, lease agreements, factoring agreement, employment agreements, and a securities purchase agreement with SJC Lending LLC. On Stock Titan, AI-generated highlights can assist readers in identifying the most relevant sections of these lengthy documents—such as descriptions of capital stock, the terms of the convertible note, or the scope of the 2025 stock incentive plan—without replacing the need to review the full filings.
This filings page also surfaces information related to listing compliance and timing of reports. For example, a July 2025 news release notes that the company received a NYSE American notice of noncompliance for failing to timely file its Form 10-K, and a later release states that filing the Form 10-K cured that noncompliance. By reviewing the underlying SEC documents alongside AI explanations, users can see how Universal Safety Products reports on such matters in formal regulatory language.
UNIVERSAL SAFETY PRODUCTS, INC. director and 10% owner Milton C. Ault III reported open-market purchases of a total of 5,407 shares of common stock. On March 18, 2026, 2,000 shares were bought at $6.35 per share through Ault Lending, LLC, an entity he controls. On March 17, 2026, 3,207 shares were bought at a volume-weighted average price of $5.9384 per share via Ault Lending and 200 shares were bought directly at a volume-weighted average price of $6.1099 per share. After these trades, he holds 1,600 shares directly, 636,839 shares through Ault Lending, 15,000 shares through Alpha Structured Finance LP, and 6,000 shares through Ault & Company, Inc., all entities with which he is affiliated.
UNIVERSAL SAFETY PRODUCTS, INC. director and 10% owner Milton C. Ault III, through Ault Lending, LLC, made open-market purchases of a total of 20,000 shares of Common Stock. Ault Lending bought 10,000 shares at $6.0849 per share on March 13, 2026 and 10,000 shares at $5.7819 per share on March 16, 2026.
After the latest transaction, Ault Lending held 631,632 shares indirectly attributed to Mr. Ault. As of March 13, 2026, the filing also shows 1,400 shares held directly by Mr. Ault, and additional indirect holdings of 15,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc.
Universal Safety Products, Inc. received Amendment No. 12 to a Schedule 13D reporting updated ownership by a group of Ault-affiliated entities and related parties. The filing is based on 2,842,787 common shares outstanding as of March 12, 2026.
Ault Lending beneficially owns 611,632 shares, or 21.5% of the company. Through related entities, Hyperscale Data and Ault Capital may each be deemed to beneficially own 626,632 shares, representing 22.0% of the outstanding stock. Mr. Milton C. Ault III is reported as beneficially owning 684,032 shares, or approximately 23.6%.
The filing details recent purchase activity, including 300,000 shares acquired by Ault Lending under a January 16, 2026 stock purchase agreement with JLA Realty Associates LLC for an aggregate consideration of $1,800,000 via promissory notes. It also notes prior open-market purchases, such as 311,632 shares by Ault Lending and smaller positions by Ault & Company and Alpha Structured Finance.
Mr. Ault holds stock options for 50,000 shares and director Henry C. Nisser holds options for 25,000 shares, each with a strike price of $3.40 per share, expiring on August 26, 2035 and fully vested as of October 20, 2025.
Universal Safety Products director Milton C. Ault III, through affiliated entities, reported open‑market purchases of 60,500 shares of Common Stock. The trades occurred on March 10–12, 2026 at volume‑weighted average prices between about $5.30 and $5.89 per share.
Most shares were bought indirectly through Ault Lending, LLC and Alpha Structured Finance LP, where Ault has or may be deemed to have voting and investment power. A smaller portion was purchased directly, leaving 1,400 shares held in his name alongside significant indirect holdings.
UNIVERSAL SAFETY PRODUCTS, INC. director and ten percent owner Milton C. Ault III reported additional indirect purchases of common stock linked to entities he is associated with. Through Ault Lending, LLC, he reported open-market purchases of 21,792 shares on March 5, 1,400 shares on March 6, and 5,700 shares on March 9, 2026, at volume-weighted average prices of $5.1614, $5.1090, and $5.2531 per share, respectively. After the March 9 transaction, Ault Lending held 556,332 shares of Universal Safety Products common stock. The filing also reflects 1,200 shares held directly by Mr. Ault and additional indirect holdings of 10,000 shares through Alpha Structured Finance LP and 6,000 shares through Ault & Company, Inc.
Hyperscale Data, Inc. and affiliated Ault entities have filed Amendment No. 11 to their Schedule 13D on Universal Safety Products, Inc. common stock. The filing reports complex, cross‑held positions that give Milton C. Ault III beneficial ownership of 623,532 shares, or approximately 22.5% of the company’s equity, based on 2,717,787 shares outstanding as of February 24, 2026.
Ault Lending, LLC holds 556,332 shares, including 300,000 shares acquired for $1,800,000 under a January 16, 2026 stock purchase agreement paid via promissory notes. Other Ault‑related entities and funds hold smaller stakes, and both Mr. Ault and director Henry C. Nisser have vested options with a $3.40 strike price expiring on August 26, 2035.
Universal Safety Products director and 10% owner Milton C. Ault III reported open‑market purchases of 9,310 shares of the company’s common stock. On March 3–4, 2026, entities associated with him, mainly Ault Lending, LLC, bought 8,810 shares at volume‑weighted average prices of $4.7960 and $4.9519, while he acquired 500 shares directly at $4.9882 per share. Following these trades, Ault Lending held 527,440 shares, Ault directly held 1,200 shares, and additional indirect holdings included 10,000 shares via Alpha Structured Finance LP and 6,000 shares via Ault & Company, Inc.
A group of affiliated investors led by Milton C. Ault III filed Amendment No. 10 to their Schedule 13D on Universal Safety Products, Inc. common stock. The filing reports that Mr. Ault beneficially owns 585,330 shares, or about 21.1% of the company, based on 2,717,787 shares outstanding as of February 24, 2026. Entities tied to him include Hyperscale Data and Ault Capital at 528,630 shares each (19.5%), and Ault Lending at 518,630 shares (19.1%). The group details open‑market purchases and a 300,000‑share acquisition by Ault Lending under a stock purchase agreement with JLA Realty Associates for $1.8 million, funded through promissory notes. The amendment also notes director stock options for Mr. Ault and Henry C. Nisser with a strike price of $3.40 per share.
Universal Safety Products director and 10% owner Milton C. Ault III reported net share purchases. On March 2–3, 2026, entities associated with him, including Ault Lending, LLC, bought a total of 27,000 shares of common stock in open-market transactions at volume-weighted average prices of $4.9351, $4.7961, and $4.7411 per share.
Following these transactions, Ault Lending held 518,630 shares, Mr. Ault directly held 700 shares, Alpha Structured Finance LP held 10,000 shares, and Ault & Company, Inc. held 6,000 shares, all of which may be deemed beneficially owned by Mr. Ault through his roles in these entities.
UNIVERSAL SAFETY PRODUCTS, INC. reported that entities associated with director and ten-percent owner Milton C. Ault III made open-market purchases of the company’s common stock. On February 27, 2026, Ault Lending, LLC bought 10,060 shares at $5.0041 each. On February 26, 2026, Ault Lending, LLC bought 2,106 shares at $4.7385 each.
After these trades, Ault Lending, LLC held 492,130 shares, reported as indirectly owned. Additional common stock positions were reported as 200 shares held directly, 10,000 shares indirectly through Alpha Structured Finance LP, and 6,000 shares indirectly through Ault & Company, Inc.