Welcome to our dedicated page for Universal Security Instruments SEC filings (Ticker: UUU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Trying to gauge how patent-protected smoke alarm maker Universal Security Instruments (UUU) manages recall risk, R&D spend, or insider buying? This SEC filings hub maps every disclosure to the questions investors ask most often.
What you typically look for
- “Universal Security Instruments insider trading Form 4 transactions” to spot when executives buy ahead of new building-code rollouts
- “Universal Security Instruments quarterly earnings report 10-Q filing” for unit-level revenue on smoke and carbon-monoxide detectors
- “Universal Security Instruments proxy statement executive compensation” to compare pay with safety-recall performance
Where to find it—without the 200-page slog
Stock Titan’s AI reads every 10-K, 10-Q, 8-K material event, and Form 4 in real time, then distills patent litigation updates, warranty reserve changes, and supply-chain commentary into plain-English briefs. Need “Universal Security Instruments 8-K material events explained” after a certification notice? It’s summarized within minutes.
Why these filings matter for USI
Because USI’s business centers on life-safety devices, even modest shifts in Underwriters Laboratories standards or product-recall reserves can move the share price. Our coverage surfaces exactly where those numbers sit inside the “Commitments and Contingencies” footnotes. You’ll also see “Universal Security Instruments executive stock transactions Form 4” and “Universal Security Instruments Form 4 insider transactions real-time” alerts so you can track management’s confidence.
Whether you’re decoding a “Universal Security Instruments annual report 10-K simplified,” screening “Universal Security Instruments earnings report filing analysis,” or simply wanting “Universal Security Instruments SEC filings explained simply,” this page keeps you current—no PDF digging required.
Universal Safety Products, Inc. reported 2,312,887 shares issued and outstanding at both June 30, 2025 and March 31, 2025. The company maintains a factoring arrangement that can advance against eligible accounts receivable and inventory; available borrowing capacity was approximately $45,000 at June 30, 2025 and $348,000 at March 31, 2025. There was $0 borrowed under the factoring facility at June 30, 2025 and $2,100,458 outstanding at March 31, 2025. Cash on deposit with the factor totaled $1,837,828 at June 30, 2025.
The factoring advances bear interest at the prime commercial rate plus two percent (reported effective rate 9.5% at the referenced dates). Collected cash with the factor earns interest at the factor's prime less 2.5 percent (effective 5.0%). Two customers represented 19.1% and 12.5% of trade receivables at June 30, 2025. Operating lease costs were approximately $43,000 for the quarter and $160,000 for the fiscal year; lease liabilities totalled $13,330 with a weighted-average remaining lease term of one month and discount rate of 5.5%. The company entered a Securities Purchase Agreement to sell convertible notes up to $2,750,000 for up to $2.5 million in proceeds, subject to customary closings and approvals. No potentially dilutive common stock equivalents were outstanding for the three months ended June 30, 2025 or 2024.
Universal Safety Products, Inc. filed a Form D claiming a Regulation D exemption under Rule 506(b) for a private offering of securities. The issuer is a Maryland corporation with principal offices in Owings Mills, MD. The offering size is $2,500,000, of which $1,000,000 has been sold and $1,500,000 remains available. The filing lists the types of securities offered as debt, options/warrants, and the securities issuable on exercise. The minimum outside investment is stated as $2,500,000, and the filing reports one investor to date. Sales commissions and finders’ fees are reported as $0. The issuer indicates the offering will not last more than one year and is not tied to a business combination.
Universal Safety Products, Inc. filed a Form 12b-25 notifying a late NT 10-Q for the period ended June 30, 2025. The company says ongoing global disruptions delayed auditor confirmations of balances and required additional audit time. It elected relief to file the report within 15 calendar days. The registrant anticipates lower sales but higher net income for the quarter due to a reported asset sale, but cannot yet quantify results. Other required periodic reports for the past 12 months have been filed. Contact is listed as Harvey B. Grossblatt.
Universal Safety Products, Inc. entered a Securities Purchase Agreement with SJC Lending LLC to sell convertible promissory notes with aggregate principal up to $2,750,000 for a purchase price up to $2.5 million. The initial tranche closed on the execution date with a $1,100,000 face‑amount note issued for $1,000,000. Two additional tranches of $550,000 (purchase price $500,000) and $1,100,000 (purchase price $1,000,000) are conditioned on the filing and SEC effectiveness of a resale registration statement and on stockholder approval for conversions that would exceed 19.99% of outstanding common stock. Notes carry a 10% original issue discount, accrue interest at 8% (rising to 20% on amounts over $500,000 upon default), mature in one year, and convert after NYSE American approval of the Supplemental Listing Application at the greater of $1.00 or 80% of the lowest 10‑day VWAP, capped at $10.00. The agreement includes a 90‑day restricted issuance period, a one‑year prohibition on variable rate transactions, and a one‑year right of first refusal for SJC. The issuance to SJC was made in reliance on Section 4(a)(2) exemption.
Form 4 highlights: On 07/29/2025 director and >10% owner Milton C. Ault III purchased 3,152 shares of Universal Security Instruments (ticker UUU) on the open market at a volume-weighted average price of $3.6604 (price band $3.5222-$3.7438). The transaction was executed through affiliate Ault Lending LLC and reported jointly with Ault & Company, Inc.
Following the buy, Mr. Ault is deemed to control 259,274 common shares: 11,877 via Ault Lending, 5,000 via Alpha Structured Finance LP and 242,397 via Ault & Company. No derivative trades or sales were disclosed.
The ~$11.5 k purchase modestly increases the insider’s economic exposure but reinforces continued board-level commitment. No earnings or operational data accompanied the filing.
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