Welcome to our dedicated page for UNIVERSAL SAFETY PRODUCTS SEC filings (Ticker: UUU), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Universal Safety Products, Inc. filings document the Maryland company's public-company governance, capital structure and material events following its name change from Universal Security Instruments. Recent records include proxy materials for director elections, auditor ratification and advisory compensation votes; Form 8-K reports on stockholder voting matters; notices of late Form 10-Q filings; and disclosures about unregistered common stock issued upon conversion of a convertible note.
The filings also describe proposals affecting authorized shares, blank check preferred stock, Class B common stock and voting rights, along with NYSE American-listed common stock registration details and reporting-compliance matters.
Universal Safety Products, Inc. received an updated Schedule 13D/A (Amendment No. 6) from a group of affiliated investors led by Hyperscale Data, Inc. and Ault-related entities. The filing is based on 2,312,887 common shares outstanding as of November 19, 2025. Hyperscale, through its control of Ault Capital, may be deemed to beneficially own 142,584 shares, representing 6.2% of the company. Ault Lending directly holds 136,631 shares, or 5.9%.
Overall, Milton C. Ault III is reported to beneficially own 198,584 shares, or about 8.4% of the common stock, including 50,000 shares underlying stock options that are currently exercisable or become exercisable within 60 days. Director Henry C. Nisser is reported to beneficially own 25,000 shares through options that are currently exercisable or become exercisable within 60 days, equal to 1.1% of the company. The amendment also discloses aggregate purchase prices for shares acquired by several Ault-affiliated entities and confirms the vesting and terms of director stock options.
Universal Safety Products director Milton C. Ault, III reported a series of open-market purchases of the company’s common stock. Through Ault Lending, LLC, he bought 2,900 shares on 12/05/2025 at a volume-weighted average price of $4.3837 per share, 6,200 shares on 12/06/2025 at $4.2068, 6,800 shares on 12/09/2025 at $4.4598, and 13,200 shares on 12/10/2025 at $4.6182.
After these transactions, Ault is shown as indirectly beneficially owning 136,631 shares via Ault Lending, LLC, plus 6,000 shares via Ault & Company, Inc. and 5,953 shares via Alpha Structured Finance LP. The filing explains that his executive and control roles at these entities cause him to be deemed a beneficial owner of their holdings.
Universal Safety Products, Inc. director Milton C. Ault, III reported an open-market purchase of the company’s common stock. On 12/04/2025, he acquired 5,100 shares of Universal Safety Products common stock at a volume-weighted average price of $4.3065 per share, with individual trades ranging from $4.305 to $4.3797 per share.
After this transaction, Mr. Ault reports indirect beneficial ownership of 107,531 shares through Ault Lending, LLC, 6,000 shares through Ault & Company, Inc., and 5,953 shares through Alpha Structured Finance LP, reflecting his control or management roles in these entities.
Universal Safety Products, Inc. director Milton C. Ault III reported open‑market purchases of the company’s common stock through affiliated entities. On 12/02/2025, an affiliate bought 4,631 shares at a volume‑weighted average price of $4.3050 per share, and another affiliate bought 1,000 shares at $4.309 per share. On 12/03/2025, an affiliate purchased an additional 1,431 shares at a volume‑weighted average price of $4.3244 per share. Following these transactions, Ault is reported as indirectly beneficially owning shares through Ault Lending, LLC, Ault & Company, Inc., and Alpha Structured Finance LP.
Universal Safety Products, Inc. director Milton C. Ault, III reported a small open-market purchase of common stock. On 11/28/2025, an affiliated entity, Ault Lending, LLC, bought 100 shares of Universal Safety Products common stock at a price of $4.399 per share, marked as an acquisition transaction.
After this trade, Mr. Ault is reported as indirectly beneficially owning 96,369 shares of common stock through Ault Lending, 5,953 shares through Alpha Structured Finance LP, and 5,000 shares through Ault & Company, Inc. The filing indicates this is a Form 4 filed by one reporting person in his capacity as a director of the company, with no derivative securities reported.
Universal Safety Products, Inc. (UUU) director Milton C. Ault, III reported open-market purchases of company common stock. On 11/24/2025, entities affiliated with him acquired 4,038 shares at $3.965 per share through Ault Lending, LLC. On 11/25/2025, an affiliated fund acquired 953 shares at $4.04 per share through Alpha Structured Finance LP.
After these transactions, Ault is reported as indirectly beneficially owning 96,269 shares through Ault Lending, 5,953 shares through Alpha Structured Finance LP, and 5,000 shares through Ault & Company, Inc. The filing notes his roles in these entities, which results in him being deemed to have voting and investment power over the reported holdings.
Universal Safety Products, Inc. (UUU) shareholders led by Milton C. Ault III filed Amendment No. 5 to a Schedule 13D to update their ownership in the company’s common stock. The filing is based on 2,312,887 shares outstanding as of November 19, 2025. Mr. Ault beneficially owns 157,222 shares, or approximately 6.8% of the company, including 50,000 option shares that are currently exercisable or become exercisable within 60 days. Fellow director Henry C. Nisser beneficially owns 25,000 option shares, representing about 1.1% of the company. Related entities, including Hyperscale Data, Inc., Ault Capital Group, Ault Lending, Alpha Structured Finance and Ault & Company, report various shared voting and dispositive powers over blocks of stock, with Hyperscale and Ault Capital each reporting beneficial ownership of 102,222 shares, or 4.4% of the outstanding common stock.
Universal Safety Products, Inc. (UUU) reported insider share purchases by director Milton C. Ault, III. On 11/20/2025, indirect holdings through Ault Lending, LLC increased by 9,026 shares of common stock at a price of $3.9628 per share. On 11/21/2025, Ault Lending acquired an additional 17,798 shares at a volume-weighted average purchase price of $3.8365 per share, with trades ranging from $3.7898 to $3.913 per share.
Following these transactions, Ault Lending indirectly held 92,231 shares of UUU common stock. The report also shows 5,000 shares held indirectly through Ault & Company, Inc. and another 5,000 shares held indirectly through Alpha Structured Finance LP, reflecting Mr. Ault’s beneficial ownership through multiple affiliated entities.
Universal Safety Products, Inc. (UUU) reported sharply lower continuing sales but higher year-to-date earnings following a major asset sale. For the quarter ended September 30, 2025, net sales fell to $759,999 from $7,203,269 a year earlier, primarily because the smoke and carbon monoxide alarm business was sold to Feit Electric. The quarter produced a net loss of $999,780, versus net income of $576,978 in the prior-year period, as fixed costs and a higher allowance for credit losses weighed on results.
For the six months, net sales were $4,584,246 compared with $11,801,785, but net income rose to $810,541 from $134,772, driven by a $2,820,668 gain on the asset sale. The company used part of the proceeds to pay down its factoring line, end the period with $5,225,625 in cash, issue $2,750,000 of 8% convertible notes, and pay a one-time special cash dividend of $1.00 per share ($2,312,787 aggregate). Management plans to focus on remaining product lines and explore new opportunities.
Universal Safety Products (UUU) adjourned its special meeting after stockholders approved Proposal 8 to permit further adjournment and proxy solicitation. Proposal 8 received 1,306,202 votes for, 199,648 against, and 17,655 abstentions.
Based on proxies received before the meeting opened, there were not sufficient votes to proceed on the Authorized Share Increase, Blank Check Preferred, Class B Common, or Voting Rights proposals. The meeting will reconvene at 12:00 p.m. Eastern on December 16, 2025, and the record date remains September 17, 2025, when 2,312,887 common shares were outstanding and eligible to vote.