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Universal Corporation Form 4 Filings

UVV NYSE

Every Form 4 that Universal Corporation (UVV) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow UVV and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full UVV filings page.

Rhea-AI Summary

Universal Corp. director Lennart R. Freeman reported selling 1,782 shares of common stock on 2026-08-10 in an open-market or private transaction at a weighted average price of $49.819 per share. Following this sale, he directly holds 16,935 shares, which include 2,650 restricted stock units.

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Universal Corp director Jacqueline T. Williams received an award of 2,650 restricted stock units of common stock on August 4, 2026 for service as a director. The units vest on the first anniversary of the award date. After this grant, her directly held position reported was 19,179 common shares and units, which includes shares from dividend equivalent units that vested on August 5, 2026, the newly awarded 2,650 restricted stock units, and shares acquired through the Dividend Reinvestment Plan. The award was reported with a cash price of $0.0000 per share and was not indicated as made under a Rule 10b5-1 trading plan.

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Cantor Diana F reported acquisition or exercise transactions in this Form 4 filing.

Universal Corp director Diana F. Cantor received an equity award of 2,650 restricted stock units for service as a director on August 4, 2026. These units vest on the first anniversary of the award date. After this grant, her reported equity holdings (shares and units) total 30,256, including shares from dividend equivalent units earned on previously vested restricted stock units.

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Schick Arthur J. Jr. reported acquisition or exercise transactions in this Form 4 filing.

Universal Corp director Arthur J. Schick Jr. received a grant of 2,650 restricted stock units of common stock for board service. These units vest on the first anniversary of the award date. Following this award, his directly held position totals 11,467 shares, including shares from dividend equivalent units and the new restricted stock units.

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Tullidge Thomas H Jr reported acquisition or exercise transactions in this Form 4 filing.

Universal Corp director Thomas H. Tullidge Jr. received an award of 2,650 restricted stock units representing common stock on August 4, 2026 for service as a director. These units vest on the first anniversary of the award date and bring his reported direct holdings, including dividend-equivalent shares and RSUs, to 22,123 units.

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SLEDD ROBERT C reported acquisition or exercise transactions in this Form 4 filing.

Universal Corp director Robert C. Sledd received an award of 2,650 restricted stock units of common stock on August 4, 2026 for his service as a director. These units vest on the first anniversary of the award date.

Following this grant, he holds 14,647 shares and units, including shares from dividend equivalent units on restricted stock units that vested on August 5, 2026, as well as 2,650 restricted stock units and 1,950 shares of restricted stock.

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Manolios Fotini Emanuel reported acquisition or exercise transactions in this Form 4 filing.

Universal Corp director Fotini Emanuel Manolios received an equity award of 2,650 restricted stock units on August 4, 2026 for service as a director. These units vest on the first anniversary of the award date, and she now reports holding 5,488 common shares directly, including shares from dividend equivalent units and the 2,650 restricted stock units as of the filing date.

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Trojan Greg reported acquisition or exercise transactions in this Form 4 filing.

Universal Corp director Greg Trojan received an equity award of 4,580 restricted stock units tied to common stock for service as a director. The units were granted at $0.0000 per share, will vest on the first anniversary of the award date, and result in a reported direct holding of 4,580 units.

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Freeman Lennart R. reported acquisition or exercise transactions in this Form 4 filing.

Universal Corp (UVV) director Lennart R. Freeman received a grant of 2,650 restricted stock units for service as a director on August 4, 2026. These units vest on the first anniversary of the award date. Following this award, he holds 18,717 shares and units in total, including shares from dividend equivalent units and the 2,650 restricted stock units reported.

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UNIVERSAL CORP /VA/ director Robert C. Sledd reported an open-market sale of common stock. On June 3, 2026, he sold 2,845 shares at $54.125 per share. After this transaction, he directly owns 11,959 shares, which include 2,290 restricted stock units, 1,950 shares of restricted stock and 106 dividend equivalent units tied to those awards.

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UNIVERSAL CORP /VA/ VP & Controller Scott J. Bleicher reported equity compensation changes and related tax withholding. He received two grants of common stock totaling 3,770 shares, recorded at a price of $0.00 per share as awards, increasing his direct holdings.

The filing also shows 673 shares of common stock surrendered at $54.38 per share to cover withholding taxes tied to performance shares that vested on June 2, 2026. After these transactions, Bleicher directly holds 20,842 shares of Universal common stock, including restricted stock units and dividend equivalent units.

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Santos Godoi Tatiana reported acquisition or exercise transactions in this Form 4 filing.

Universal Corp's Chief Human Resources Officer, Tatiana Santos Godoi, received an equity grant in the form of restricted stock units. On the reported date, she was awarded 2,515 units at no cash cost. These restricted stock units vest on the third anniversary of the award date.

After this grant, her direct holdings increased to 4,492 shares of common stock, which include 4,435 restricted stock units and 57 dividend equivalent units earned on those units. This is a compensation-related award rather than an open-market purchase or sale.

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UNIVERSAL CORP /VA/ senior executive reports equity awards and tax withholding. Senior VP & Sales Director McKeen Starke received two stock grants totaling 4,081 shares of common stock on June 2, 2026, recorded at a price of $0.00 per share as compensation-related awards.

On the same date, 484 shares were surrendered at $54.38 per share to cover withholding taxes tied to previously granted performance shares that vested. Footnotes explain that the awards include restricted stock units and dividend equivalent units that vest on the third anniversary, making these transactions routine incentive compensation and tax-settlement events rather than open-market trades.

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Universal Corp VP, Ingredients John Patrick O'Keefe reported compensation-related stock activity, not open-market trading. On June 2, 2026, he received two awards of common stock totaling 3,168 and 3,825 shares at no cost, reflecting grants and vested performance shares. On the same date, 1,366 shares were surrendered back to the company at $54.38 per share to cover withholding taxes tied to the vesting. After these transactions, he directly owns 21,665 shares of Universal Corp common stock.

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Universal Corp VP, General Counsel & Secretary Catherine H. Claiborne reported compensation-related stock transactions in Universal Corp (UVV) common stock. On June 2, 2026, she received two stock awards totaling 10,393 shares, consisting of grants and vesting of previously granted performance-based equity.

The filing shows 2,413 shares and 7,980 shares of common stock acquired at no cash cost to her, tied to restricted stock units and performance shares. On the same date, 1,041 shares were surrendered to the company at $54.38 per share to satisfy withholding taxes on vested performance shares.

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Universal Corp (UVV) Senior VP & CFO Steven S. Diel reported equity compensation and related tax withholding in company stock. On June 2, 2026, he received two grants of common stock totaling 5,315 and 463 shares as awards, at a stated transaction price of $0.00 per share.

The filing notes these include restricted stock units and performance shares, with the new restricted stock units vesting on the third anniversary of the award date. On the same date, 183 shares valued at $54.38 per share were surrendered to Universal Corp to satisfy withholding taxes tied to previously granted performance shares that vested.

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Universal Corp Senior VP & COO Airton L. Hentschke reported equity compensation changes and related tax withholding on common stock. On June 2, 2026, he received two stock awards totaling 20,246 shares, including 9,481 restricted stock units that vest on the third anniversary of the award date.

The filing also shows 4,276 shares of common stock surrendered to the company at $54.38 per share to cover withholding taxes on previously granted performance shares that vested the same day. After these transactions, Hentschke directly holds 148,439 shares of Universal Corp common stock, including restricted stock units and related dividend equivalent units.

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Universal Corp (UVV) Chairman, President & CEO Preston Douglas Wigner reported routine equity compensation and related tax withholding. He received two grants of common stock totaling 25,326 shares, including restricted stock units that vest on the third anniversary of the award date and previously granted performance shares that vested on June 2, 2026. To cover withholding taxes on the vested performance shares, 2,001 shares were surrendered back to the company. These transactions are compensation- and tax-related, not open-market buying or selling.

Rhea-AI Summary

Universal Corp Senior VP & COO Airton L. Hentschke reported a routine tax-related share disposition. On the reported date, 9,485 shares of common stock were surrendered to the company to cover withholding taxes on previously granted restricted stock units that vested on May 30, 2026 and June 1, 2026. After this tax-withholding transaction, he directly held 128,193 common shares, including 33,790 restricted stock units and 2,804 related dividend equivalent units.

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UNIVERSAL CORP /VA/ Chairman, President & CEO Preston Douglas Wigner reported a tax-related share disposition. On June 1, 2026, 2,461 shares of common stock were surrendered to the company at $54.13 per share to cover withholding taxes on previously granted restricted stock units that vested that day.

After this non‑market, tax-withholding transaction, he held 103,928 shares of common stock directly, including 44,766 restricted stock units and 5,182 dividend equivalent units tied to those awards.

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Universal Corp (UVV) vice president and general counsel Catherine H. Claiborne reported a routine tax-withholding share disposition. On June 1, 2026, 1,277 shares of common stock were surrendered to the company at $54.13 per share to satisfy withholding taxes on previously granted restricted stock units that vested that day.

This was not an open-market sale but a payment of tax liability in shares. After the transaction, Claiborne directly holds 28,241 common shares, which include 6,980 restricted stock units and 671 dividend equivalent units, as well as shares acquired through the company’s Dividend Reinvestment Plan.

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Universal Corp executive Mckeen Starke reported a routine tax-related share disposition. On June 1, 2026, 733 shares of common stock were surrendered to Universal Corp to cover withholding taxes on previously granted restricted stock units that vested that day.

After this tax-withholding disposition, Starke directly holds 7,603 shares of common stock. This total includes 4,575 restricted stock units and 406 dividend equivalent units tied to those awards, indicating the transaction reflects compensation and tax settlement rather than an open‑market trade.

Rhea-AI Summary

Universal Corp (UVV) vice president John Patrick O'Keefe reported a routine tax-withholding share disposition. On June 1, 2026, 1,685 shares of common stock were surrendered to the company to cover withholding taxes on previously granted restricted stock units that vested that day. The transaction was reported at a value of $54.13 per share, and O'Keefe held 16,038 shares of common stock directly after the withholding. His holdings also include 6,885 restricted stock units and 663 dividend equivalent units tied to those awards.

Rhea-AI Summary

Universal Corp VP & Controller Scott J. Bleicher reported a routine tax-withholding share disposition. On June 1, 2026, 882 shares of common stock were surrendered to Universal Corp at $54.13 per share to cover withholding taxes on previously granted restricted stock units that vested that day.

After this transaction, Bleicher directly holds 17,072 common shares, which include 8,040 restricted stock units and 396 dividend equivalent units. This event reflects tax-related settlement of equity compensation rather than an open-market sale.

Rhea-AI Summary

Universal Corp Senior VP & CFO Steven S. Diel reported a routine tax-related share disposition. He surrendered 248 shares of common stock to the company at $54.13 per share to cover withholding taxes tied to previously granted restricted stock units that vested on June 1, 2026.

Following this transaction, Diel directly holds 29,577 shares of Universal common stock, which includes 23,372 restricted stock units and 435 dividend equivalent units. The filing reflects a tax-withholding mechanism rather than an open-market sale.

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Bleicher Scott J reported acquisition or exercise transactions in this Form 4 filing.

Universal Corp reported that VP & Controller Scott J. Bleicher received an award of 4,670 shares of its common stock in the form of restricted stock units. The units vest in two equal installments on the first and second anniversaries of the grant date. Following this grant, Bleicher holds 17,798 shares of common stock, including 9,640 restricted stock units and 559 dividend equivalent units earned on those units.

Rhea-AI Summary

UNIVERSAL CORP (UVV) Senior VP & CFO Steven S. Diel received an equity grant of 22,417 shares of common stock as a compensation award. The award is in the form of restricted stock units that vest in substantially equal installments on the first, second, and third anniversaries of the grant date.

After this grant, Diel directly holds 29,459 shares of common stock, including 23,847 restricted stock units and 164 dividend equivalent units earned on those restricted stock units. This filing reflects a compensation-related acquisition, not an open-market purchase.

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Universal Corp (UVV) director Robert C. Sledd reported an open-market sale of 1,000 shares of common stock. The shares were sold at an average price of $53.9472 per share on February 26, 2026. After this transaction, he directly owns 14,768 shares, which include restricted stock units, restricted stock and related dividend equivalent units.

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Universal Corp director Lennart R. Freeman sold 3,746 shares of common stock in an open-market transaction. The sale took place at a weighted average price of $53.4514 per share, with individual trade prices ranging from $53.4467 to $53.4750.

After this sale, Freeman directly owns 15,993 shares of Universal Corp common stock, which includes 2,290 restricted stock units and 70 dividend equivalent units earned on those restricted stock units.

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Universal Corp (UVV) reported an insider equity award. A Form 4 shows the company’s Chief Human Resources Officer acquired 1,920 common shares at $0 on 11/10/2025, arising from a restricted stock unit (RSU) grant. The filing notes the RSUs vest on the third anniversary of the award date. After the reported transaction, the officer beneficially owned 1,920 shares, held directly.