Welcome to our dedicated page for Uwharrie Cap SEC filings (Ticker: UWHR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page presents Uwharrie Capital Corp (UWHR) SEC filings, including current reports on Form 8-K that describe results of operations, financial condition, and Board actions. Uwharrie Capital Corp is a North Carolina-incorporated commercial banking company whose common stock trades on the OTCQX market, and its filings provide official details on consolidated assets, net income, and capital decisions.
Recent Form 8-K reports show how the company uses SEC disclosures to announce quarterly financial results, including consolidated total assets at period-end and net income for three-month and nine-month spans. These filings also distinguish between overall net income and net income available to common shareholders, noting that the latter reflects dividends on preferred stock issued by the registrant or its banking subsidiary.
In addition, Uwharrie Capital Corp uses 8-K filings to document stock dividend declarations by its Board of Directors, such as a 3% stock dividend on common stock with a specified payment date. The filings explain that earnings per share figures are adjusted retroactively for these stock dividends, and they often incorporate related press releases as exhibits.
Stock Titan enhances access to these documents by pairing real-time updates from the SEC’s EDGAR system with AI-generated summaries. Users can quickly see the key points from Uwharrie Capital Corp’s 8-K filings, understand how stock dividends and preferred stock dividends affect common shareholders, and navigate to detailed exhibits when deeper review is needed. This page is a central resource for reviewing the company’s regulatory history, including earnings announcements, capital actions, and shareholder communications filed with the SEC.
Uwharrie Capital Corp reported solid growth for the year ended December 31, 2025. Consolidated total assets reached $1.20 billion, up from $1.13 billion a year earlier, a $68 million, or 6%, increase driven primarily by higher customer deposits across multiple product sectors.
Full-year net income rose to $11.4 million from $9.9 million in 2024. Net income available to common shareholders was $10.8 million, or $1.49 per share, compared with $9.3 million, or $1.26 per share. The 15% year-over-year improvement in net income is attributed to margin growth from increased loans while maintaining credit quality.
Uwharrie Capital Corp insider trading report: President and CEO Roger L. Dick reported open-market purchases of the company’s common stock. On 12/31/2025, he acquired 489 shares at a price of $10.9499 per share and 400 shares at a price of $10.95 per share.
Following these transactions, he beneficially owned 3,651 shares of common stock in one account, 92,105 shares in another account, and 9,516 shares in an IRA account, all held for his benefit through various custodians and trustees.
Uwharrie Capital Corp’s Chief People Officer, Brooke L. Senter, reported a non-cash internal transfer of company stock. On 12/19/2025, a total of 44,613 shares of common stock were listed as disposed of and 44,613 shares were listed as acquired, both at a reported price of $0.00, using transaction code J, which indicates a transfer. The explanation states the shares moved from a sole name transfer-on-death spouse brokerage safekeeper account to a trust brokerage safekeeper account, with no money received for the disposed shares and no money paid for the acquired shares.
Following the reported transaction, the form shows 44,613 shares of common stock held directly, plus additional indirect holdings across several accounts, including Roth IRAs and custodial accounts for family members. The filing emphasizes that these changes reflect movements between related accounts rather than open-market purchases or sales.
Uwharrie Capital Corp director S. Todd Swaringen reported acquiring company stock through board compensation and a small additional purchase. On 12/15/2025 he received 142 shares of common stock as payment for a portion of his Annual Retainer for serving as a director, with the number of shares based on the trading price of
On the same date he also purchased 80 shares of common stock at
Uwharrie Capital Corp director Vernon A. Russell reported acquiring additional common stock as part of his board compensation. On 12/15/2025, he received 142 shares of common stock at $10.5 per share, recorded as an acquisition and described as payment for a portion of his Annual Retainer for serving as a director.
After this transaction, Russell beneficially owned 2,857 shares of Uwharrie common stock held directly. He also reported 6,422 shares held by Cede & Co. as depository for an IRA for his benefit, 2,015 shares in an IRA for his spouse Edith Bridges Russell, and 442 shares held by Pershing LLC as safekeeper for his spouse under a transfer-on-death designation.
Uwharrie Capital Corp director Frank A. Rankin, III reported acquiring additional common stock of the company as part of his board compensation. On 12/15/2025, he acquired 142 shares of common stock at $10.5 per share, recorded as an acquisition transaction.
This stock award represents payment for a portion of his Annual Retainer for serving as a director. Following this transaction, Rankin directly beneficially owns 52,329 shares of Uwharrie Capital Corp common stock.
Uwharrie Capital Corp director Chris M. Poplin reported acquiring 142 shares of the company’s common stock on December 15, 2025. The shares, held jointly with a spouse, represent payment for a portion of Poplin’s Annual Retainer for serving as a director, with the number of shares based on dividing the retainer amount by the trading price of the stock for this payment, noted as $10.50 per share.
After this transaction, Poplin beneficially owns 9,874 shares of Uwharrie Capital Corp common stock in direct form. The filing is a Form 4 submitted for one reporting person in the capacity of director.
Uwharrie Capital Corp director Wesley A. Morgan reported acquiring 142 shares of the company’s common stock on 12/15/2025 at $10.50 per share. The shares were received as payment for a portion of his annual retainer for serving on the board of directors.
After this stock-based retainer payment, Morgan directly beneficially owns 8,118 shares of Uwharrie Capital common stock, further tying his compensation to the company’s equity performance.
Uwharrie Capital Corp director Matthew D. McAulay reported acquiring 142 shares of common stock on 12/15/2025 as part of his annual retainer for board service. The shares, held jointly with his spouse, were calculated using a price of $10.5 per share based on the issuer's trading price for this specific payment.
After this acquisition, McAulay beneficially owns 1,802 shares of Uwharrie Capital common stock in direct ownership. This transaction reflects receipt of company stock as payment for a portion of his director compensation.
Uwharrie Capital Corp director Mary N. Klauder acquired 142 shares of common stock on 12/15/2025 at $10.5 per share. The acquisition represents payment for a portion of her Annual Retainer for serving in the capacity of director, rather than a cash payment. After this stock-based retainer payment, she beneficially owns 9,526 shares of Uwharrie Capital Corp common stock held directly.
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