Uwharrie Capital (UWHR) director Bratton reports 455 common shares on Form 3
Rhea-AI Filing Summary
Uwharrie Capital Corp director Robert O. Bratton filed an initial Form 3 reporting his beneficial ownership in the company. The filing shows direct ownership of 455 shares of Common Stock, held as trustee for the Robert O. Bratton Revocable Trust, with no specific buy or sell transaction reported.
Positive
- None.
Negative
- None.
Insider Trade Summary
1 transaction reported
Mixed
1 txn
Insider
BRATTON ROBERT O
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| holding | Common Stock (Held as Trustee for Robert O Bratton Rev Tr) | -- | -- | -- |
Holdings After Transaction:
Common Stock (Held as Trustee for Robert O Bratton Rev Tr) — 455 shares (Direct)
Key Figures
Common Stock held: 455 shares
1 metrics
Common Stock held
455 shares
Total Common Stock following reported holding entry
Key Terms
Common Stock, Held as Trustee, Form 3, ownership code
4 terms
Common Stock financial
"Common Stock (Held as Trustee for Robert O Bratton Rev Tr)"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
Held as Trustee financial
"Common Stock (Held as Trustee for Robert O Bratton Rev Tr)"
Form 3 regulatory
"INSIDER FILING DATA (Form 3):"
Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.
ownership code financial
""ownership_code": "D""
AI-generated analysis. How Rhea-AI works. Not financial advice.
FAQ
What does the UWHR Form 3 filed by Robert O. Bratton report?
The Form 3 reports that director Robert O. Bratton beneficially owns 455 shares of Uwharrie Capital Corp Common Stock, held directly as trustee for his revocable trust. It is an initial ownership statement, not a record of a new trade.
What type of security is reported on the UWHR Form 3 for Bratton?
The filing reports Uwharrie Capital Corp Common Stock held as trustee for the Robert O. Bratton Revocable Trust. A total of 455 shares is shown following the reported holding entry, indicating equity ownership rather than any derivative or option position.
Is Bratton’s ownership on the UWHR Form 3 direct or indirect?
The ownership is classified as direct in the filing. The 455 Common Stock shares are held by Bratton in his role as trustee for the Robert O. Bratton Revocable Trust, and the ownership code in the data is listed as D for direct.