Uwharrie director reports 455 common shares

Uwharrie Capital Corp director Robert O. Bratton filed an initial Form 3 reporting his beneficial ownership in the company.

Rhea-AI Filing Summary

Uwharrie Capital Corp director Robert O. Bratton filed an initial Form 3 reporting his beneficial ownership in the company. The filing shows direct ownership of 455 shares of Common Stock, held as trustee for the Robert O. Bratton Revocable Trust, with no specific buy or sell transaction reported.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider BRATTON ROBERT O

Role Director

Type	Security	Shares	Price	Value
holding	Common Stock (Held as Trustee for Robert O Bratton Rev Tr)	--	--	--

Holdings After Transaction: Common Stock (Held as Trustee for Robert O Bratton Rev Tr) — 455 shares (Direct)

Key Figures

Common Stock held: 455 shares

1 metrics

Common Stock held 455 shares Total Common Stock following reported holding entry

Key Terms

Common Stock, Held as Trustee, Form 3, ownership code

4 terms

Common Stock financial

"Common Stock (Held as Trustee for Robert O Bratton Rev Tr)"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Held as Trustee financial

"Common Stock (Held as Trustee for Robert O Bratton Rev Tr)"

Form 3 regulatory

"INSIDER FILING DATA (Form 3):"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

ownership code financial

""ownership_code": "D""

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the UWHR Form 3 filed by Robert O. Bratton report?

The Form 3 reports that director Robert O. Bratton beneficially owns 455 shares of Uwharrie Capital Corp Common Stock, held directly as trustee for his revocable trust. It is an initial ownership statement, not a record of a new trade.

How many Uwharrie Capital Corp (UWHR) shares does Bratton report on Form 3?

Bratton reports ownership of 455 shares of Uwharrie Capital Corp Common Stock. These shares are shown as directly held in his capacity as trustee for the Robert O. Bratton Revocable Trust, with no separate transaction amount disclosed.

Does the UWHR Form 3 show Bratton buying or selling shares?

The Form 3 does not show a specific purchase or sale. It lists Bratton’s direct beneficial ownership of 455 Common Stock shares as trustee for his revocable trust, functioning as a baseline disclosure of holdings rather than a record of trading activity.

What type of security is reported on the UWHR Form 3 for Bratton?

The filing reports Uwharrie Capital Corp Common Stock held as trustee for the Robert O. Bratton Revocable Trust. A total of 455 shares is shown following the reported holding entry, indicating equity ownership rather than any derivative or option position.

Is Bratton’s ownership on the UWHR Form 3 direct or indirect?

The ownership is classified as direct in the filing. The 455 Common Stock shares are held by Bratton in his role as trustee for the Robert O. Bratton Revocable Trust, and the ownership code in the data is listed as D for direct.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/26/2026 - 02:39 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

BRATTON ROBERT O

(Last) (First) (Middle)

PO BOX 338

(Street)

ALBEMARLE NORTH CAROLINA 28002-0338

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/19/2026

3. Issuer Name and Ticker or Trading Symbol
UWHARRIE CAPITAL CORP [ UWHR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock (Held as Trustee for Robert O Bratton Rev Tr)	455	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Robert O. Bratton's term began as of Uwharrie Capital Corp's Annual Meeting of Shareholders 05-19-2026.

	Robert O. Bratton by Tamara M. Singletary, EVP, Uwharrie Capital Corp	05/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)