Uwharrie director reports 940 UWHR shares

UWHARRIE CAPITAL CORP director Dawn H. Allen filed an initial Form 3 reporting beneficial ownership of the company’s common stock.

Rhea-AI Filing Summary

UWHARRIE CAPITAL CORP director Dawn H. Allen filed an initial Form 3 reporting beneficial ownership of the company’s common stock. The filing shows ownership of 940 shares of Common Stock held jointly with a spouse in a direct holding, with no buy or sell transaction reported.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Allen Dawn H

Role Director

Type	Security	Shares	Price	Value
holding	Common Stock (Held jointly with Spouse)	--	--	--

Holdings After Transaction: Common Stock (Held jointly with Spouse) — 940 shares (Direct)

Key Figures

Common stock held: 940 shares

1 metrics

Common stock held 940 shares Direct holding, Common Stock held jointly with spouse

Key Terms

Common Stock, Held jointly with Spouse, direct

3 terms

Common Stock financial

"security_title: "Common Stock (Held jointly with Spouse)""

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Held jointly with Spouse financial

"security_title: "Common Stock (Held jointly with Spouse)""

direct financial

"ownership_type: "direct" for the common stock holding"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Dawn H. Allen’s Form 3 for UWHR report?

The Form 3 reports Dawn H. Allen’s initial beneficial ownership in Uwharrie Capital Corp. It shows a direct holding of 940 shares of Common Stock held jointly with a spouse, with no purchase or sale transaction disclosed in this filing.

How many Uwharrie Capital (UWHR) shares does Dawn H. Allen hold?

The filing shows Dawn H. Allen beneficially owns 940 shares of Uwharrie Capital Corp Common Stock. These shares are held jointly with a spouse as a direct holding, and the Form 3 does not indicate any recent transaction changing this amount.

Is there a buy or sell transaction in Dawn H. Allen’s UWHR Form 3?

No, the Form 3 does not report a buy or sell transaction. It is an initial statement of beneficial ownership listing 940 shares of Common Stock held jointly with a spouse, indicating a holding position rather than a new trade event.

How are the UWHR shares described in Dawn H. Allen’s Form 3?

The shares are described as Common Stock held jointly with a spouse. The Form 3 characterizes the position as a direct ownership of 940 shares, without any derivative securities or additional classes of stock disclosed in this filing.

Does Dawn H. Allen report any derivative securities in the UWHR Form 3?

No derivative securities are reported in this Form 3. The filing lists only a direct holding of 940 shares of Uwharrie Capital Corp Common Stock, with no options, warrants, or other derivative positions shown in the derivative summary section.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/26/2026 - 02:34 PM EDT Learn about SEC filing dates

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Allen Dawn H

(Last) (First) (Middle)

PO BOX 338

(Street)

ALBEMARLE NORTH CAROLINA 28002-0338

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
05/19/2026

3. Issuer Name and Ticker or Trading Symbol
UWHARRIE CAPITAL CORP [ UWHR ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock (Held jointly with Spouse)	940	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

Dawn H. Allen's term began as of Uwharrie Capital Corp's Annual Meeting of Shareholders 05-19-2026.

	Dawn H. Allen by Tamara M. Singletary, EVP, Uwharrie Capital Corp	05/26/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)