Director Bratton (UWHR) receives 132-share stock grant as part of annual board retainer

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

BRATTON ROBERT O reported acquisition or exercise transactions in this Form 4 filing.

UWHARRIE CAPITAL CORP director Robert O. Bratton received 132 shares of common stock on June 17, 2026, valued at a weighted average price of $11.293 per share. This stock grant represents a portion of his Annual Retainer for board service, bringing his direct holdings to 587 shares.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider BRATTON ROBERT O

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock (Held as Trustee for Robert O Bratton Rev Tr)	132	$11.293	$1K

Holdings After Transaction: Common Stock (Held as Trustee for Robert O Bratton Rev Tr) — 587 shares (Direct, null)

Footnotes (1)

This acquisition represents payment for a portion of the reporting person's Annual Retainer for serving in the capacity of Director. The number of shares acquired by the reporting person is based on the amount of the Annual Retainer being paid divided by a weighted average price of the issuer's common stock acquired for this specific payment. Represents a weighted average price of the issuer's common stock acquired for this specific payment.

Key Figures

Shares granted: 132 shares Grant price: $11.293 per share Shares owned after: 587 shares

3 metrics

Shares granted 132 shares Portion of Annual Retainer paid in stock on June 17, 2026

Grant price $11.293 per share Weighted average price used to calculate retainer stock payment

Shares owned after 587 shares Total direct common stock holdings following the grant

Key Terms

Annual Retainer, weighted average price, Common Stock, Grant, award, or other acquisition

4 terms

Annual Retainer financial

"This acquisition represents payment for a portion of the reporting person's Annual Retainer"

weighted average price financial

"based on the amount of the Annual Retainer being paid divided by a weighted average price"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

Common Stock financial

"Common Stock (Held as Trustee for Robert O Bratton Rev Tr)"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/18/2026 - 02:31 PM Accepted by SEC EDGAR 06/18/2026 - 02:30 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BRATTON ROBERT O

(Last)

(First)

(Middle)

PO BOX 338

(Street)

ALBEMARLE

NORTH CAROLINA

28002-0338

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
UWHARRIE CAPITAL CORP [ UWHR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock (Held as Trustee for Robert O Bratton Rev Tr)	06/17/2026		A⁽¹⁾		132⁽²⁾	A	$11.293⁽³⁾	587	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. This acquisition represents payment for a portion of the reporting person's Annual Retainer for serving in the capacity of Director.

2. The number of shares acquired by the reporting person is based on the amount of the Annual Retainer being paid divided by a weighted average price of the issuer's common stock acquired for this specific payment.

3. Represents a weighted average price of the issuer's common stock acquired for this specific payment.

	Robert O. Bratton by Tamara M. Singletary, EVP, Uwharrie Capital Corp	06/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did UWHR director Robert O. Bratton report in this Form 4?

Director Robert O. Bratton reported receiving 132 shares of UWHARRIE CAPITAL CORP common stock. The shares were granted as part of his Annual Retainer for serving on the board, rather than being bought in the open market.

At what price were the UWHR shares granted to Robert O. Bratton?

The 132 shares were valued using a weighted average price of $11.293 per share. This price reflects the issuer’s common stock acquired for this specific retainer payment, as described in the Form 4 footnotes.

How many UWHR shares does Robert O. Bratton hold after this transaction?

After this grant, Robert O. Bratton directly holds 587 shares of UWHARRIE CAPITAL CORP common stock. The Form 4 shows this updated total, reflecting the addition of 132 shares tied to his Annual Retainer.

Is Robert O. Bratton’s UWHR stock acquisition an open-market purchase?

No, the acquisition is not an open-market purchase. The Form 4 states the shares represent payment for a portion of Bratton’s Annual Retainer as a director, structured as a stock grant rather than a voluntary market trade.

What does the Form 4 say about how the UWHR grant amount was calculated?

The number of shares was calculated by dividing the retainer amount being paid in stock by a weighted average price of UWHARRIE CAPITAL CORP common stock acquired for this specific payment, according to the detailed footnotes.

What does transaction code "A" mean in this UWHR Form 4?

Transaction code “A” indicates a grant, award, or other acquisition of securities. In this case, it reflects director compensation in stock as part of Robert O. Bratton’s Annual Retainer, rather than a discretionary market purchase.