Uwharrie Capital (UWHR) director receives 132-share stock retainer grant

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Uwharrie Capital Corp director Dean M. Bowers received a stock award of 132 shares of common stock as part of his Annual Retainer for board service. The shares were valued using a weighted average price of $11.293 per share for this specific payment.

Following this compensation-related acquisition, Bowers directly holds 8,970 shares of Uwharrie Capital Corp common stock. The transaction is a non-derivative grant or other acquisition, reflecting routine director compensation paid partly in company stock rather than an open-market purchase.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Bowers Dean M

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock (Held by Self)	132	$11.293	$1K

Holdings After Transaction: Common Stock (Held by Self) — 8,970 shares (Direct, null)

Footnotes (1)

This acquisition represents payment for a portion of the reporting person's Annual Retainer for serving in the capacity of Director. The number of shares acquired by the reporting person is based on the amount of the Annual Retainer being paid divided by a weighted average price of the issuer's common stock acquired for this specific payment. Represents a weighted average price of the issuer's common stock acquired for this specific payment.

Key Figures

Director stock award: 132 shares Weighted average price: $11.293 per share Post-transaction holdings: 8,970 shares

3 metrics

Director stock award 132 shares Common Stock grant as part of Annual Retainer

Weighted average price $11.293 per share Valuation basis for this specific retainer payment

Post-transaction holdings 8,970 shares Common Stock directly owned after the grant

Key Terms

Annual Retainer, weighted average price, Grant, award, or other acquisition, Common Stock (Held by Self)

4 terms

Annual Retainer financial

"This acquisition represents payment for a portion of the reporting person's Annual Retainer for serving in the capacity of Director."

weighted average price financial

"The number of shares acquired ... divided by a weighted average price of the issuer's common stock acquired for this specific payment."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

Common Stock (Held by Self) financial

"security_title: Common Stock (Held by Self)"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/18/2026 - 02:23 PM Accepted by SEC EDGAR 06/18/2026 - 02:22 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Bowers Dean M

(Last)

(First)

(Middle)

PO BOX 338

(Street)

ALBEMARLE

NORTH CAROLINA

28002-0338

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
UWHARRIE CAPITAL CORP [ UWHR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock (Held by Self)	06/17/2026		A⁽¹⁾		132⁽²⁾	A	$11.293⁽³⁾	8,970	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. This acquisition represents payment for a portion of the reporting person's Annual Retainer for serving in the capacity of Director.

2. The number of shares acquired by the reporting person is based on the amount of the Annual Retainer being paid divided by a weighted average price of the issuer's common stock acquired for this specific payment.

3. Represents a weighted average price of the issuer's common stock acquired for this specific payment.

	Dean M. Bowers by Tamara M. Singletary, EVP, Uwharrie Capital Corp	06/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did UWHR director Dean M. Bowers report in this Form 4?

Dean M. Bowers reported receiving 132 shares of Uwharrie Capital Corp common stock as part of his Annual Retainer for serving as a director. This is a non-derivative stock award, not an open-market purchase, and reflects routine board compensation in equity form.

At what price was the UWHR stock award to Dean M. Bowers valued?

The 132-share award was valued using a weighted average price of $11.293 per share of Uwharrie Capital Corp common stock. This price represents the weighted average of shares acquired specifically for this retainer payment, as described in the filing’s footnotes.

How many UWHR shares does Dean M. Bowers hold after this transaction?

After receiving the 132-share award, Dean M. Bowers directly holds a total of 8,970 shares of Uwharrie Capital Corp common stock. This figure reflects his direct ownership position immediately following the compensation-related acquisition reported in the Form 4 filing.

Was the UWHR Form 4 transaction an open-market buy or a compensation grant?

The transaction was a compensation grant, not an open-market buy. The Form 4 classifies it as a grant, award, or other acquisition, and the footnotes explain it represents payment of a portion of Bowers’ Annual Retainer for serving as a director.

Why did UWHR pay part of the director’s Annual Retainer in stock?

The filing states that the 132-share acquisition represents payment for a portion of Dean M. Bowers’ Annual Retainer for serving as a director. Paying retainers partly in stock is a common way to align board members’ interests with shareholders through direct equity ownership.