Director at Uwharrie Capital Corp (UWHR) receives 132-share stock retainer grant

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

UWHARRIE CAPITAL CORP director James O. Campbell received an award of common stock as part of his Annual Retainer for board service. He acquired 132 shares of Common Stock at a weighted average price of $11.293 per share, bringing his direct holdings to 7,386 shares.

This was a compensation-related grant, not an open-market purchase or sale, and reflects routine director compensation paid partly in stock rather than cash.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider CAMPBELL JAMES O

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock (Held by Self)	132	$11.293	$1K

Holdings After Transaction: Common Stock (Held by Self) — 7,386 shares (Direct, null)

Footnotes (1)

This acquisition represents payment for a portion of the reporting person's Annual Retainer for serving in the capacity of Director. The number of shares acquired by the reporting person is based on the amount of the Annual Retainer being paid divided by a weighted average price of the issuer's common stock acquired for this specific payment. Represents a weighted average price of the issuer's common stock acquired for this specific payment.

Key Figures

Shares granted: 132 shares Weighted average price: $11.293 per share Shares after transaction: 7,386 shares +1 more

4 metrics

Shares granted 132 shares Director stock grant as part of Annual Retainer

Weighted average price $11.293 per share Price used to calculate shares for retainer payment

Shares after transaction 7,386 shares Campbell’s direct holdings following the Form 4 grant

Transactions acquiring shares 1 transaction Non-derivative grant/award acquisition reported

Key Terms

Annual Retainer, weighted average price, Common Stock (Held by Self), Grant, award, or other acquisition

4 terms

Annual Retainer financial

"This acquisition represents payment for a portion of the reporting person's Annual Retainer for serving in the capacity of Director."

weighted average price financial

"based on the amount of the Annual Retainer being paid divided by a weighted average price of the issuer's common stock"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

Common Stock (Held by Self) financial

"security_title: Common Stock (Held by Self)"

Grant, award, or other acquisition financial

"transaction_code_description: Grant, award, or other acquisition"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 06/18/2026 - 02:36 PM Accepted by SEC EDGAR 06/18/2026 - 02:36 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

CAMPBELL JAMES O

(Last)

(First)

(Middle)

PO BOX 338

(Street)

ALBEMARLE

NORTH CAROLINA

28002-0338

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
UWHARRIE CAPITAL CORP [ UWHR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock (Held by Self)	06/17/2026		A⁽¹⁾		132⁽²⁾	A	$11.293⁽³⁾	7,386	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. This acquisition represents payment for a portion of the reporting person's Annual Retainer for serving in the capacity of Director.

2. The number of shares acquired by the reporting person is based on the amount of the Annual Retainer being paid divided by a weighted average price of the issuer's common stock acquired for this specific payment.

3. Represents a weighted average price of the issuer's common stock acquired for this specific payment.

	James O. Campbell by Tamara M. Singletary, EVP, Uwharrie Capital Corp	06/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did UWHARRIE CAPITAL CORP (UWHR) report for James O. Campbell?

UWHARRIE CAPITAL CORP reported that director James O. Campbell acquired 132 shares of Common Stock. The shares were granted as part of his Annual Retainer for board service, increasing his direct holdings to 7,386 shares following the transaction.

Was the UWHR Form 4 transaction an open-market buy or compensation grant?

The UWHR Form 4 transaction was a compensation-related grant, not an open-market purchase. The 132 shares were issued as payment for a portion of Campbell’s Annual Retainer for serving as a director, using a weighted average purchase price of $11.293 per share.

How many UWHARRIE CAPITAL CORP (UWHR) shares does James O. Campbell hold after this grant?

After the grant, James O. Campbell directly holds 7,386 shares of UWHARRIE CAPITAL CORP Common Stock. This total reflects his prior holdings plus the 132 shares awarded as part of his director Annual Retainer under the reported Form 4 transaction.

What price was used to determine the number of UWHR shares granted to the director?

The number of UWHR shares granted was based on a weighted average price of $11.293 per share. The company divided the cash amount of the director’s Annual Retainer being paid in stock by this weighted average price to calculate the 132 shares.

Does the UWHR Form 4 show any stock sales or derivative exercises by James O. Campbell?

The Form 4 for UWHR shows only an acquisition of 132 common shares as a grant for director compensation. It does not report any stock sales or derivative security exercises for James O. Campbell in this filing, and no derivative positions are listed afterward.