STOCK TITAN

Uwharrie Capital (UWHR) director Rankin reports holding 52,329 common shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Uwharrie Capital Corp director Frank A. Rankin III reported his holdings of the company’s common stock. The Form 4 shows he directly owns 52,329 shares of common stock held by himself after the reported entry. The filing does not reflect any new purchase or sale, only the reported ownership position.

Positive

  • None.

Negative

  • None.
Insider Rankin Frank A III
Role null
Type Security Shares Price Value
holding Common Stock (Held by Self) -- -- --
Holdings After Transaction: Common Stock (Held by Self) — 52,329 shares (Direct, null)
Footnotes (1)
Common shares held 52,329 shares Directly owned after reported holding entry
Common Stock (Held by Self) financial
"security_title: "Common Stock (Held by Self)""
direct or indirect ownership financial
"direct_or_indirect: "D" indicates direct or indirect ownership type"
transaction code regulatory
"transaction_code_description: "Unknown transaction code""
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
X
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rankin Frank A III

(Last)(First)(Middle)
PO BOX 338

(Street)
ALBEMARLE NORTH CAROLINA 28002-0338

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
UWHARRIE CAPITAL CORP [ UWHR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/19/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock (Held by Self)52,329D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
Remarks:
Frank A. Rankin, III's term expired as of Uwharrie Capital Corp's Annual Meeting of Shareholders 05-19-2026.
Frank A. Rankin, III by Tamara M. Singletary, EVP, Uwharrie Capital Corp05/21/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What does the latest UWHR Form 4 for Frank A. Rankin III show?

The Form 4 shows director Frank A. Rankin III directly holding 52,329 shares of Uwharrie Capital common stock. It records his ownership position and does not indicate any new purchase, sale, or option exercise in this specific filing.

Did Frank A. Rankin III buy or sell UWHR shares in this Form 4?

No explicit buy or sell is shown in this Form 4. The entry is classified as a holding, indicating reported ownership of 52,329 common shares, rather than a new open-market transaction or option exercise during the reported period.

How many Uwharrie Capital (UWHR) shares does the director hold after this filing?

After this filing, director Frank A. Rankin III is reported as directly holding 52,329 shares of Uwharrie Capital common stock. This figure reflects his position following the reported holding entry in the Form 4 data.

Is the UWHR Form 4 transaction for Frank A. Rankin III direct or indirect ownership?

The Form 4 shows direct ownership. The transaction record lists ownership code “D” and describes the security as common stock held by self, meaning the shares are owned directly rather than through a separate entity or trust.

Does the UWHR Form 4 indicate any derivative securities for Frank A. Rankin III?

No derivative positions are listed for this Form 4. The derivativeSummary section is empty, indicating no options, warrants, or other derivative securities are being reported alongside the director’s 52,329 directly held common shares in this filing.