STOCK TITAN

[Form 4] Velo3D, Inc. Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Insider grant of restricted stock units to a director, reported for Velo3D, Inc. The filing shows that director Stefan Krause was granted 12,752 restricted stock units (RSUs) on 06/27/2025, each representing a contingent right to one share of common stock upon settlement for no cash consideration. The RSUs vest in four equal tranches: 25% on the grant date and the remainder on the subsequent quarterly vesting dates (September 27, December 27 and March 27), conditioned on continued service. The filing also discloses a 1-for-15 reverse stock split that was later reflected in the share counts. The report was submitted via attorney-in-fact signature and lists the reporting person as a director.

Concessione interna di azioni limitate vincolate (RSU) a un direttore di Velo3D, Inc. Il fascicolo mostra che il direttore Stefan Krause è stato assegnato 12.752 RSU il 27/06/2025, ognuna delle quali rappresenta un diritto condizionato all'assegnazione di una azione ordinaria al momento del regolamento senza corrispettivo in contanti. Le RSU vestono in quattro tranche uguali: 25% alla data di assegnazione e il restante nelle date di vesting trimestrali successive (27 settembre, 27 dicembre e 27 marzo), condizionato al proseguire nel servizio. Il fascicolo rivela anche una reverse stock split 1-for-15 successivamente riflessa nei conteggi delle azioni. Il rapporto è stato presentato tramite firma di procuratore-in-fatto e indica il soggetto che riporta come direttore.

Concesión interna de unidades de stock restringidas (RSU) a un director de Velo3D, Inc. El expediente muestra que el director Stefan Krause recibió 12,752 RSU el 27/06/2025, cada una representando un derecho condicionado a una acción común al momento del asentamiento y sin contraprestación en efectivo. Las RSU se consolidan en cuatro cuotas iguales: 25% en la fecha de otorgamiento y el resto en las fechas de vesting trimestrales siguientes (27 de septiembre, 27 de diciembre y 27 de marzo), condicionado a la continuidad en el servicio. El expediente también divulga una división inversa de acciones de 1 por 15 que posteriormente se reflejó en los conteos de acciones. El informe se presentó mediante la firma de un representante y contabiliza a la persona que reporta como director.

Velo3D, Inc. 이사에 대한 내부 제한 주식 RSU 부여 공시에는 이사인 Stefan Krause가 2025년 6월 27일에 12,752주의 제한 주식 단위(RSU)를 받았다고 나와 있습니다. 각 RSU는 현금 없이 정산 시 한 주의 보통주를 받는 조건부 권리를 의미합니다. RSU는 4개 동일한 분기별 부여로 vest되며, 25%는 부여일에, 나머지는 이후 분기별 vesting 날짜(9월 27일, 12월 27일, 3월 27일)에 계속 근무한다는 조건 하에 vest 됩니다. 공시는 또한 1대 15의 역분할이 있었으며 이는 이후 주식 수에 반영되었습니다. 이 보고서는 대리인 서명을 통해 제출되었으며 보고 대상자는 이사로 기재되어 있습니다.

Attribution interne de RSU restreintes à un administrateur de Velo3D, Inc. Le dépôt montre que l’administrateur Stefan Krause a reçu 12 752 RSU restreintes le 27/06/2025, chacune représentant un droit conditionnel sur une action ordinaire lors du règlement, sans contrepartie en espèces. Les RSU vestent en quatre tranches égales: 25% à la date d’attribution et le reste aux dates de vesting trimestrielles suivantes (27 septembre, 27 décembre et 27 mars), sous condition de poursuite de l’activité. Le dépôt divulge également une division inverse d’actions de 1 pour 15 qui a ensuite été reflétée dans le comptage des actions. Le rapport a été soumis via signature d’un mandataire et indique la personne déclarante comme administrateur.

Interne Gewährung von restricted stock units (RSUs) an einen Director von Velo3D, Inc. Die Einreichung zeigt, dass der Direktor Stefan Krause am 27.06.2025 12.752 RSUs erhalten hat, wobei jede das bedingte Recht auf eine Aktie zum Ausgleich darstellt. Die RSUs vesten in vier gleiche Tranchen: 25% am Gewährungsdatum und der Rest an den folgenden vierteljährlichen Vesting-Terminen (27.09., 27.12. und 27.03.), vorbehaltlich fortgesetzter Tätigkeit. Die Einreichung offenbart auch einen 1-für-15 Rückwärts-Splits, der später in den Aktienzahlen berücksichtigt wurde. Der Bericht wurde über die Unterschrift eines Bevollmächtigten eingereicht und nennt die meldende Person als Direktor.

منح داخلي لأسهم مقيدة (RSUs) لمدير، مذكور لـ Velo3D, Inc. يظهر الملف أن المدير ستيفان كراوز حصل على 12,752 وحدة RSU مقيدة في 27/06/2025، وكل وحدة تمثل حقًا مشروطًا في ملكية سهم واحد من الأسهم العادية عند التسوية بدون مقابل نقدي. تستحق RSUs على أربع دفعات متساوية: 25% في تاريخ المنحة والباقي في تواريخ vesting الفصلية التالية (27 سبتمبر، 27 ديسمبر و27 مارس)، رهناً باستمرارية الخدمة. كما يكشف الملف عن تقسيم عكسي للأسهم 1-إلى-15 الذي انعكس لاحقًا في عدد الأسهم. تم تقديم التقرير عبر توقيع وكيل قانوني ويذكر الشخص المُبلغ كعضو مجلس إدارة.

向董事授予的受限股票单位(RSU)内幕信息,关于 Velo3D, Inc. 该披露显示,董事 Stefan Krause 于 2025-06-27 获得 12,752 个受限股票单位(RSU),每单位在结算时赋予一股普通股的或有权利,且不需现金对价。RSU 将分四个等额阶段归属:授予日 25%,其余在随后每季度的归属日(9 月 27 日、12 月 27 日和 3 月 27 日)归属,须持续服务。披露还揭示曾发生 1 比 15 的反向股票分割,随后在股本计数中反映。该报告通过代理签名提交,列示汇报人是一名董事。

Positive
  • Time-based RSU grant aligns the directors incentives with shareholder interests by requiring continued service to vest
  • Clear vesting schedule (25% upfront, remaining quarterly) provides transparency on when dilution may occur
Negative
  • Potential future dilution when 12,752 RSUs settle into common shares, magnitude unclear without total shares outstanding
  • Reverse 1-for-15 stock split significantly changes reported share counts and may reflect prior share-price weakness

Insights

TL;DR: A standard director compensation grant with time-based vesting, adjusted for a subsequent reverse split; governance signal is modest and routine.

The RSU award of 12,752 units to a director is presented as time-based compensation that vests quarterly over one year, which aligns the directors interests with shareholder value over the short term. The use of RSUs rather than immediate stock issuance avoids immediate dilution and ties realization to continued service. The filing properly discloses the impact of a 1-for-15 reverse split on reported share counts. There is no indication of performance-based conditions or accelerated vesting events in the text provided.

TL;DR: The transaction is compensation-related, not a market sale or purchase; impact on share count is quantitatively small but depends on total outstanding shares.

The RSU grant is recorded as an acquisition (A) of 12,752 units at $0 per unit, reflecting compensation rather than cash purchase. Such grants increase potential future dilution when settled; the filing notes the 1-for-15 reverse split, which materially changes reported share quantities but does not alter the economic terms of the grant. Without outstanding share totals, the absolute dilution percentage cannot be calculated from this filing alone.

Concessione interna di azioni limitate vincolate (RSU) a un direttore di Velo3D, Inc. Il fascicolo mostra che il direttore Stefan Krause è stato assegnato 12.752 RSU il 27/06/2025, ognuna delle quali rappresenta un diritto condizionato all'assegnazione di una azione ordinaria al momento del regolamento senza corrispettivo in contanti. Le RSU vestono in quattro tranche uguali: 25% alla data di assegnazione e il restante nelle date di vesting trimestrali successive (27 settembre, 27 dicembre e 27 marzo), condizionato al proseguire nel servizio. Il fascicolo rivela anche una reverse stock split 1-for-15 successivamente riflessa nei conteggi delle azioni. Il rapporto è stato presentato tramite firma di procuratore-in-fatto e indica il soggetto che riporta come direttore.

Concesión interna de unidades de stock restringidas (RSU) a un director de Velo3D, Inc. El expediente muestra que el director Stefan Krause recibió 12,752 RSU el 27/06/2025, cada una representando un derecho condicionado a una acción común al momento del asentamiento y sin contraprestación en efectivo. Las RSU se consolidan en cuatro cuotas iguales: 25% en la fecha de otorgamiento y el resto en las fechas de vesting trimestrales siguientes (27 de septiembre, 27 de diciembre y 27 de marzo), condicionado a la continuidad en el servicio. El expediente también divulga una división inversa de acciones de 1 por 15 que posteriormente se reflejó en los conteos de acciones. El informe se presentó mediante la firma de un representante y contabiliza a la persona que reporta como director.

Velo3D, Inc. 이사에 대한 내부 제한 주식 RSU 부여 공시에는 이사인 Stefan Krause가 2025년 6월 27일에 12,752주의 제한 주식 단위(RSU)를 받았다고 나와 있습니다. 각 RSU는 현금 없이 정산 시 한 주의 보통주를 받는 조건부 권리를 의미합니다. RSU는 4개 동일한 분기별 부여로 vest되며, 25%는 부여일에, 나머지는 이후 분기별 vesting 날짜(9월 27일, 12월 27일, 3월 27일)에 계속 근무한다는 조건 하에 vest 됩니다. 공시는 또한 1대 15의 역분할이 있었으며 이는 이후 주식 수에 반영되었습니다. 이 보고서는 대리인 서명을 통해 제출되었으며 보고 대상자는 이사로 기재되어 있습니다.

Attribution interne de RSU restreintes à un administrateur de Velo3D, Inc. Le dépôt montre que l’administrateur Stefan Krause a reçu 12 752 RSU restreintes le 27/06/2025, chacune représentant un droit conditionnel sur une action ordinaire lors du règlement, sans contrepartie en espèces. Les RSU vestent en quatre tranches égales: 25% à la date d’attribution et le reste aux dates de vesting trimestrielles suivantes (27 septembre, 27 décembre et 27 mars), sous condition de poursuite de l’activité. Le dépôt divulge également une division inverse d’actions de 1 pour 15 qui a ensuite été reflétée dans le comptage des actions. Le rapport a été soumis via signature d’un mandataire et indique la personne déclarante comme administrateur.

Interne Gewährung von restricted stock units (RSUs) an einen Director von Velo3D, Inc. Die Einreichung zeigt, dass der Direktor Stefan Krause am 27.06.2025 12.752 RSUs erhalten hat, wobei jede das bedingte Recht auf eine Aktie zum Ausgleich darstellt. Die RSUs vesten in vier gleiche Tranchen: 25% am Gewährungsdatum und der Rest an den folgenden vierteljährlichen Vesting-Terminen (27.09., 27.12. und 27.03.), vorbehaltlich fortgesetzter Tätigkeit. Die Einreichung offenbart auch einen 1-für-15 Rückwärts-Splits, der später in den Aktienzahlen berücksichtigt wurde. Der Bericht wurde über die Unterschrift eines Bevollmächtigten eingereicht und nennt die meldende Person als Direktor.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Krause Stefan

(Last) (First) (Middle)
C/O VELO3D, INC.
2710 LAKEVIEW CT

(Street)
FREMONT CA 94538

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Velo3D, Inc. [ VELO ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
06/27/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 06/27/2025 A 12,752 (2) (2) Common Stock 12,752 $0 12,752(3) D
Explanation of Responses:
1. Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.
2. The RSUs shall vest as to 25% of the total grant quarterly, commencing June 27, 2025, with the remainder of grant vesting on each subsequent September 27, 2025, December 27, 2025, and March 27, 2025, subject to the Reporting Person's continued service to the Issuer on each vesting date.
3. Reflects the 1-for-15 reverse stock split effected by the Issuer on July 25, 2025.
/s/ Bernard Chung as attorney-in-fact for Stefan Krause 09/23/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Velo3D (VLDXW) report in this Form 4?

The Form 4 reports that director Stefan Krause was granted 12,752 RSUs on 06/27/2025, each convertible to one share upon settlement for no cash.

How do the RSUs vest for the Velo3D grant?

The RSUs vest 25% at grant and the remainder vests on each of the next three quarterly dates: Sept 27, Dec 27, and Mar 27, subject to continued service.

Was there any corporate action affecting share counts in the filing?

Yes. The filing reflects a 1-for-15 reverse stock split that adjusted the reported number of shares.

Does this Form 4 show any sale of shares by the reporting person?

No. The filing records an award/acquisition (A) of RSUs as compensation at a $0 price; it does not show any sale transactions.

Who signed the Form 4 for Stefan Krause?

The Form 4 was signed by Bernard Chung as attorney-in-fact on behalf of Stefan Krause.
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United States
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