STOCK TITAN

Venu Holding (VENU) awards 200,000 options at $2.44 exercise price

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Venu Holding Corp director Thomas M. Finke received a board-approved grant of stock options covering 200,000 shares of common stock at a $2.44 exercise price. Of these, 100,000 options vested immediately on July 22, 2026, and 100,000 will vest on the first anniversary; all expire July 22, 2029, leaving him with options on 200,000 shares.

Positive

  • None.

Negative

  • None.
Insider Finke Thomas M
Role Director
Type Security Shares Price Value
Grant/Award Stock Option (Right to Buy) F1, F2 200,000 $0.00 $0.00
Holdings After Transaction: Stock Option (Right to Buy) — 200,000 shares (Direct)
Footnotes (2)
  1. F1. The grant of this stock option to the Reporting Person was approved by the board of directors of Venu Holding Corporation (the "Issuer") and is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3(d)(1) promulgated thereunder.
  2. F2. Of the 200,000 shares of the Issuer's common stock underlying this option, 100,000 shares vested immediately when the option was granted on July 22, 2026 (the "Grant Date"), and the remaining 100,000 shares will vest on the first anniversary of the Grant Date.
Stock options granted 200,000 shares Options to buy common stock granted to Thomas M. Finke on July 22, 2026
Exercise price $2.44 per share Conversion or exercise price of the granted stock options
Immediate vesting portion 100,000 shares Options that vested immediately on the Grant Date July 22, 2026
One-year vesting portion 100,000 shares Options that will vest on the first anniversary of the Grant Date
Expiration date July 22, 2029 Options expire if not exercised by this date
Options held after grant 200,000 shares Total derivative securities following the reported transaction
Stock Option (Right to Buy) financial
"Security title reported as "Stock Option (Right to Buy)""
Section 16(b) regulatory
"and is exempt from Section 16(b) of the Securities Exchange Act"
A federal rule that requires company insiders—like officers, directors and large shareholders—to return any profits made from buying and selling the company’s stock within a six-month window. It matters to investors because it discourages short-term trades that could exploit non-public information and helps protect outside shareholders by creating a simple, enforceable way to recover unfair gains, much like a rule stopping someone from flipping a limited-edition item for quick profit after getting early access.
Rule 16b-3(d)(1) regulatory
"pursuant to Rule 16b-3(d)(1) promulgated thereunder"
Grant Date financial
"granted on July 22, 2026 (the "Grant Date")"
The grant date is the day a company formally gives an employee or contractor the right to receive stock-based compensation, such as stock options or restricted shares. It matters to investors because it fixes key terms—like the price, the start of the ownership clock, and when the award will affect the company’s financial statements and share count—so it can influence dilution, reported expenses, and potential future selling pressure.
vesting financial
"the remaining 100,000 shares will vest on the first anniversary"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What did Thomas M. Finke report in this Form 4 for VENU?

Thomas M. Finke reported a grant of stock options for 200,000 shares of Venu Holding Corp common stock. The options were approved by the board and are compensation, not a market purchase or sale of existing shares.

How many VENU shares are covered by Finke’s new stock options?

The grant covers 200,000 shares of Venu common stock through stock options. This entire amount represents his derivative position from this award, with 200,000 options reported as held following the transaction.

What is the exercise price and expiration date of the VENU options?

The stock options have an exercise price of $2.44 per share and an expiration date of July 22, 2029. They give the right to buy Venu common stock at that fixed price until expiration.

How do the VENU stock options granted to Finke vest over time?

Of the 200,000 options, 100,000 vested immediately on July 22, 2026, the Grant Date. The remaining 100,000 options will vest on the first anniversary of that Grant Date, creating a one-year vesting schedule for half the award.

Is Finke’s VENU Form 4 transaction a stock purchase or a compensation grant?

The Form 4 reflects a compensation grant of stock options, coded as an acquisition (A). It is a board-approved award exempt from Section 16(b) under Rule 16b-3(d)(1), not an open-market purchase or sale.

What regulatory treatment applies to Finke’s VENU stock option grant?

The grant is described as exempt from Section 16(b) of the Exchange Act under Rule 16b-3(d)(1). This indicates the award was approved by Venu’s board of directors under a rule designed for insider equity compensation.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Finke Thomas M

(Last)(First)(Middle)
C/O VENU HOLDING CORPORATION
1755 TELSTAR DRIVE, SUITE 501

(Street)
COLORADO SPRINGS COLORADO 80920

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Venu Holding Corp [ VENU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/22/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock Option (Right to Buy)(1)$2.4407/22/2026A200,000 (2)07/22/2029Common Stock, par value $0.001200,000$0200,000D
Explanation of Responses:
1. The grant of this stock option to the Reporting Person was approved by the board of directors of Venu Holding Corporation (the "Issuer") and is exempt from Section 16(b) of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16b-3(d)(1) promulgated thereunder.
2. Of the 200,000 shares of the Issuer's common stock underlying this option, 100,000 shares vested immediately when the option was granted on July 22, 2026 (the "Grant Date"), and the remaining 100,000 shares will vest on the first anniversary of the Grant Date.
/s/ Heather Atkinson, at attorney-in-fact for Thomas Finke07/24/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)