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Vivakor (VIVK) director Albert Johnson files Form 3 showing no share ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Vivakor, Inc. director reports no share ownership. Albert Johnson filed an initial beneficial ownership report stating that, as of the event date, he does not beneficially own any Vivakor, Inc. securities. This Form 3 establishes his starting ownership position as a director at zero shares.

Positive

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SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Johnson Albert

(Last) (First) (Middle)
5220 SPRING VALLEY RD.
SUITE LL20

(Street)
DALLAS TX 75254

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
01/16/2023
3. Issuer Name and Ticker or Trading Symbol
Vivakor, Inc. [ VIVK ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
No securities are beneficially owned.
/s/ Albert Johnson 02/13/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does Vivakor (VIVK) director Albert Johnson report on this Form 3?

Albert Johnson reports that he beneficially owns no Vivakor, Inc. securities. This Form 3 filing establishes his initial ownership position as a company director, confirming he holds zero shares or derivative securities as of the stated event date.

What is the significance of a Form 3 filing for Vivakor (VIVK)?

Form 3 is the initial ownership report for insiders of Vivakor, Inc. It discloses the starting level of beneficial ownership when someone becomes a director, officer, or large shareholder, helping investors track insider positions over time under SEC reporting rules.

Does Albert Johnson own any Vivakor (VIVK) stock according to this Form 3?

According to the filing, Albert Johnson does not beneficially own any Vivakor, Inc. securities. The explanation of responses clearly states that no securities are beneficially owned, meaning no shares or derivative instruments are reported under his name.

What role does Albert Johnson have at Vivakor (VIVK)?

Albert Johnson is identified as a director of Vivakor, Inc. Directors are considered insiders under SEC rules and must report their beneficial ownership and subsequent changes in holdings through Forms 3, 4, and 5 to provide transparency to shareholders.

Are there any transactions reported for Vivakor (VIVK) in this Form 3?

This Form 3 reports no transactions in Vivakor, Inc. securities. Both non-derivative and derivative security tables are effectively empty, and the explanation section confirms that no securities are beneficially owned by the reporting director at this time.

How does this Form 3 affect Vivakor (VIVK) investors?

The filing informs investors that director Albert Johnson starts with zero beneficial ownership in Vivakor, Inc. It is mainly an administrative disclosure, providing a baseline for any future insider transactions that would be reported on subsequent Forms 4 or 5.
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