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Voya Financial (VOYA) officer sells 1,689 shares under 10b5-1 plan

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Voya Financial, Inc. officer Trevor Ogle reported an open-market sale of 1,689 shares of common stock at an average price of 65.0000 per share on March 2, 2026. The sale was effected under a Rule 10b5-1 trading plan adopted on September 16, 2025.

After the sale, he directly owned 6,881 common shares, 61,866 performance stock units awarded as compensation, and 24,796 restricted stock units that convert to common stock on a 1 to 1 basis upon vesting. He also indirectly held 6,476.1035 common shares through a 401(k) plan that includes automatic semi-monthly contributions.

Positive

  • None.

Negative

  • None.
Insider Ogle Trevor
Role See Remarks
Sold 1,689 shs ($110K)
Type Security Shares Price Value
Sale Common Stock 1,689 $65.00 $110K
holding Performance Stock Unit -- -- --
holding Restricted Stock Units -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 6,881 shares (Direct); Performance Stock Unit — 61,866 shares (Direct); Restricted Stock Units — 24,796 shares (Direct); Common Stock — 6,476.104 shares (Indirect, By 401(k) Plan)
Footnotes (1)
  1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2025. Includes automatic semi-monthly contributions to the reporting person's 401(k). The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors. The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ogle Trevor
(Last) (First) (Middle)
200 PARK AVENUE
(Street)
NEW YORK NY 10166
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Voya Financial, Inc. [ VOYA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
See Remarks
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/02/2026 S 1,689(1) D $65 6,881 D
Common Stock 6,476.1035(2) I By 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Performance Stock Unit (3) (3) (3) Common Stock 61,866 61,866 D
Restricted Stock Units (4) (4) (4) Common Stock 24,796 24,796 D
Explanation of Responses:
1. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 16, 2025.
2. Includes automatic semi-monthly contributions to the reporting person's 401(k).
3. The performance stock units were awarded as compensation and will convert to common stock based on the achievement of certain performance factors.
4. The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.
Remarks:
Executive Vice President, Chief Legal Officer
/s/ Julie Watson, Attorney-in-Fact 03/03/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Trevor Ogle report at Voya Financial (VOYA)?

Trevor Ogle reported selling 1,689 shares of Voya Financial common stock in an open-market transaction at an average price of 65.0000 per share. This sale occurred on March 2, 2026 and was disclosed as part of his Form 4 insider filing.

Was the Voya Financial (VOYA) insider sale made under a 10b5-1 trading plan?

Yes, the reported sale was effected under a Rule 10b5-1 trading plan adopted by Trevor Ogle on September 16, 2025. Rule 10b5-1 plans allow pre-arranged trading schedules, helping insiders systematically sell shares independent of day-to-day market developments.

How many Voya Financial (VOYA) shares does Trevor Ogle hold after the sale?

Following the sale, Trevor Ogle directly held 6,881 common shares of Voya Financial. He also beneficially owned 61,866 performance stock units, 24,796 restricted stock units, and 6,476.1035 common shares indirectly through a 401(k) plan with automatic semi-monthly contributions.

What performance stock units does Trevor Ogle hold in Voya Financial (VOYA)?

He held 61,866 performance stock units awarded as compensation. These units will convert into Voya Financial common stock based on achieving certain performance factors, aligning a portion of his compensation with specified performance outcomes disclosed in the filing footnotes.

How do Trevor Ogle’s restricted stock units in Voya Financial (VOYA) work?

He held 24,796 restricted stock units, granted as compensation, that convert to common stock on a 1 to 1 basis upon vesting. This means each vested restricted stock unit will deliver one Voya Financial common share to him at the vesting date.

What indirect Voya Financial (VOYA) holdings does Trevor Ogle report?

He indirectly held 6,476.1035 Voya Financial common shares through a 401(k) plan. The filing notes that this balance includes automatic semi-monthly contributions into the plan, reflecting ongoing retirement-related accumulation rather than a single transaction event.