Voya Financial director Gillis acquires 88.643 units

Q: How many deferred fee plan units did the Voya Financial (VOYA) director acquire?

Ruth Ann M. Gillis acquired 88.643 Deferred Fee Plan Issuer Stock Units on September 30, 2026, at a reported price of $94.48 per share. The units included a dividend of 29.108 shares, and her reported post-transaction balance was 6,061.939 units.

Q: How do Ruth Ann M. Gillis’s restricted stock units vest?

The 29,595 restricted stock units reported as directly held by Gillis vest based on their respective award agreements.

The deferred units are cash-value rights tied to common stock, and the director’s reported restricted stock units vest under their award agreements.

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Rhea-AI Filing Summary

Voya Financial, Inc. director Ruth Ann M. Gillis acquired 88.643 Deferred Fee Plan Issuer Stock Units on September 30, 2026, at a reported price of $94.48 per share. Each unit represents a right to receive the cash value of one common share upon separation from the company or on an earlier in-service date she elected. The units include a dividend of 29.108 shares, and her reported balance after the transaction was 6,061.939 units. The report also lists 29,595 directly held restricted stock units and 7,162 common shares held in a trust for her benefit; Gillis is the trustee.

Insider Trade Summary

Grant/Award: 88.643 shares

Grant/Award 3 txns

Insider GILLIS RUTH ANN M

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Deferred Fee Plan Issuer Stock Units ^{F2, F3}	88.643	$94.48	$8K
holding	Restricted Stock Units ^F4	--	--	--
holding	Common Stock ^F1	--	--	--

Holdings After Transaction: Deferred Fee Plan Issuer Stock Units — 6,061.939 contracts (Direct); Restricted Stock Units — 29,595 contracts (Direct); Common Stock — 7,162 shares (Indirect, By Trust)

Footnotes (4)

F1. These shares are held in a trust for the benefit of the reporting person. The reporting person is the trustee of the trust.
F2. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.
F3. Includes dividend of 29.108 shares.
F4. The stock units will vest based on their respective award agreements.

Key Figures

Deferred Fee Plan Issuer Stock Units acquired: 88.643 units Reported price per share: $94.48 per share Deferred Fee Plan Issuer Stock Units after transaction: 6,061.939 units +3 more

6 metrics

Deferred Fee Plan Issuer Stock Units acquired 88.643 units September 30, 2026

Reported price per share $94.48 per share Deferred Fee Plan Issuer Stock Units transaction

Deferred Fee Plan Issuer Stock Units after transaction 6,061.939 units September 30, 2026

Dividend included 29.108 shares Included in the acquired units

Restricted stock units held directly 29,595 units September 30, 2026

Common shares held by trust 7,162 shares Trust for Gillis’s benefit; she is the trustee

Key Terms

Deferred Fee Plan Issuer Stock Units, in-service date, Restricted Stock Units

3 terms

Deferred Fee Plan Issuer Stock Units financial

"Deferred Fee Plan Issuer Stock Units"

in-service date financial

"on an earlier in-service date that the reporting person elected"

The in-service date is the first day an asset, facility, piece of equipment, or system is put to its intended use and becomes operational. For investors this matters because that date usually marks when the item can start generating revenue, when companies begin recognizing depreciation or amortization for accounting purposes, and when contractual or regulatory obligations tied to operation may take effect — similar to the moment a newly purchased car is first used for deliveries and starts earning money.

Restricted Stock Units financial

"Restricted Stock Units"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many deferred fee plan units did the Voya Financial (VOYA) director acquire?

Ruth Ann M. Gillis acquired 88.643 Deferred Fee Plan Issuer Stock Units on September 30, 2026, at a reported price of $94.48 per share. The units included a dividend of 29.108 shares, and her reported post-transaction balance was 6,061.939 units.

How do Ruth Ann M. Gillis’s restricted stock units vest?

The 29,595 restricted stock units reported as directly held by Gillis vest based on their respective award agreements.

Can the Voya Financial director reallocate her deferred fee plan units?

Yes. Gillis may reallocate investments in the deferred fee plan units to alternative investments in the future.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 10/02/2026 - 04:06 PM Accepted by SEC EDGAR 10/02/2026 - 04:05 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

GILLIS RUTH ANN M

(Last)

(First)

(Middle)

200 PARK AVENUE

(Street)

NEW YORK

10166

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Voya Financial, Inc. [ VOYA ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock								7,162⁽¹⁾	I	By Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Deferred Fee Plan Issuer Stock Units	⁽²⁾	09/30/2026		A		88.643		⁽²⁾	⁽²⁾	Common Stock	88.643	$94.48	6,061.939⁽³⁾	D
Restricted Stock Units	⁽⁴⁾							⁽⁴⁾	⁽⁴⁾	Common Stock	29,595		29,595	D

Explanation of Responses:

1. These shares are held in a trust for the benefit of the reporting person. The reporting person is the trustee of the trust.

2. Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company or on an earlier in-service date that the reporting person elected. The reporting person may reallocate investments in these units to alternative investments in the future.

3. Includes dividend of 29.108 shares.

4. The stock units will vest based on their respective award agreements.

	/s/ Julie Watson, Attorney-in-Fact	10/02/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR