Welcome to our dedicated page for Western Alliance SEC filings (Ticker: WAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Reading a bank filing isn’t easy—especially when Western Alliance’s last annual report ran more than 300 pages of capital ratios, credit metrics and FDIC language. If you have ever asked, “Where can I find Western Alliance’s quarterly earnings report 10-Q filing?” or struggled to track Western Alliance insider trading Form 4 transactions, you know the challenge.
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Western Alliance Bancorporation declared quarterly cash dividends on its common and preferred shares. The Board approved a $0.42 per share dividend on common stock, payable on November 28, 2025 to shareholders of record as of November 13, 2025. It also declared a dividend on its 4.250% Fixed Rate Reset Non-Cumulative Perpetual Preferred Stock, Series A of $106.25 per share (equivalent to $0.265625 per depositary share), payable on December 30, 2025 to shareholders of record as of December 15, 2025. These actions reflect the company’s ongoing quarterly distribution schedule for both its common and Series A preferred securities.
Western Alliance Bancorporation (WAL) reported an insider transaction by its Vice Chairman and CFO. On 10/30/2025, the executive purchased 4,000 shares of common stock at $77 per share. Following this trade, direct beneficial ownership stands at 300,358 shares, with an additional 612 shares held indirectly in a 401(k) plan as of 10/16/2025.
The filing also lists derivative holdings: cash-settled restricted stock units economically equivalent to one WAL share each, including 4,552 units that vest monthly from March 2024 to February 2027, and 5,919 units that vest monthly from March 2025 to February 2028. Restricted stock units representing a contingent right to receive WAL common stock vest upon the reporting person’s Qualified Retirement; the count reflects dividend reinvestment.
Western Alliance Bancorporation (WAL) reported an insider transaction on Form 4. The company’s transitioning CFO acquired 8,526 shares of common stock on 10/14/2025, coded “A” for acquisition. The shares were recorded at a price of $0, indicating an award or similar no‑cost acquisition. Following the transaction, the officer beneficially owned 8,526 shares, held directly.
Western Alliance Bancorporation (WAL) filed an initial Statement of Beneficial Ownership (Form 3) for its transitioning CFO. The event date is 10/14/2025. The filing reports 0 shares of common stock beneficially owned, held directly, and no derivative securities listed.
The form was filed by one reporting person and includes an Exhibit 24 Power of Attorney, signed by attorney-in-fact Jessica Jarvi.
Western Alliance Bancorporation furnished an 8‑K announcing results for the quarter ended September 30, 2025. The company issued a press release and posted its third‑quarter 2025 earnings presentation on its website. These materials are included as Exhibits 99.1 and 99.2.
The information is being “furnished,” not “filed,” under the Exchange Act and is not subject to Section 18 liabilities, nor incorporated by reference unless expressly stated. The presentation is dated October 22, 2025.
Western Alliance Bancorporation reported insider activity by an officer. On 10/15/2025, the officer executed two conversions (code M) tied to cash‑settled restricted stock units for 165 shares and 129 shares, then disposed of 165 shares and 129 shares at $78.84 per share. Following these transactions, the officer directly owns 37,739 shares.
The cash‑settled units are each economically equivalent to one share and vest monthly: one grant vests 1/36th each month from March 2024 to February 2027, and another vests 1/36th each month from March 2025 to February 2028.
Western Alliance Bancorporation (WAL) reported an insider transaction by its Chief Risk Officer. On 10/15/2025, the officer executed two conversions (code M) tied to cash‑settled restricted stock units for 72 and 53 underlying shares at a stated price of $0, then sold 72 and 53 shares at $78.84. Following these transactions, direct beneficial ownership stood at 14,671 shares.
The derivative holdings reflect cash‑settled RSUs that are the economic equivalent of one share each, vesting monthly: one grant vests 1/36 each month from March 2024 to February 2027, and another from March 2025 to February 2028. Post‑transaction, the officer reported 1,149 units from the earlier grant and 1,479 units from the later grant.
Western Alliance Bancorporation (WAL) reported insider activity by its Chief Credit Officer on 10/15/2025 tied to cash-settled restricted stock units. The filing shows conversions of derivative units into equivalent common stock entries and corresponding dispositions at $78.84, with no net change in share ownership.
The transactions included 35 and 22 units, each economically equivalent to one share. Following these entries, the reporting person beneficially owned 1,359 shares of common stock directly. The derivative table lists cash-settled RSU balances of 542 units (from a grant vesting monthly from March 2024 to February 2027) and 618 units (from a grant vesting monthly from March 2025 to February 2028).
Western Alliance Bancorporation officer Jessica H. Jarvi reported insider transactions on 10/15/2025.
The filing shows two sets of movements in common stock: an acquisition via code M of 58 shares at $0 and a disposition of 58 shares at $78.84, and an acquisition via code M of 46 shares at $0 followed by a disposition of 46 shares at $78.84.
After these transactions, she beneficially owned 12,457 shares directly. Indirect holdings were 2,074 shares in the 401(k) plan as of 09/30/2025. The derivative table identifies cash‑settled restricted stock units, each economically equivalent to one share, vesting monthly in 36 installments across stated periods.
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