Welcome to our dedicated page for Western Alliance SEC filings (Ticker: WAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Western Alliance Bancorporation (NYSE: WAL) files detailed reports and current reports with the U.S. Securities and Exchange Commission that provide insight into its operations as a bank holding company and the activities of its primary subsidiary, Western Alliance Bank. On this SEC filings page, readers can review documents such as Form 8-K current reports, along with references to earnings materials and other disclosures that explain key events affecting the company.
Recent Form 8-K filings for Western Alliance Bancorporation describe a range of topics. Some filings report on corporate governance matters, including the appointment of new members to the Board of Directors and their committee assignments, as well as the adoption of an Executive Stock and Bonus Deferral Plan that allows certain executives to defer portions of cash bonus and stock compensation into deferred stock units. Other 8-Ks disclose capital and funding activities, such as Western Alliance Bank’s issuance of fixed rate reset subordinated notes intended to qualify as Tier 2 capital, with proceeds earmarked for general corporate purposes and support of growth.
Additional 8-K filings cover the declaration of quarterly cash dividends on common and preferred stock, the authorization of a common stock repurchase program, and Regulation FD disclosures that provide information about specific credit relationships and related legal actions. Earnings-related 8-Ks reference quarterly financial results, including net interest income, non-interest income, loan and deposit balances, asset quality measures and capital ratios, often accompanied by press releases and investor presentations.
Through Stock Titan’s interface, users can access these Western Alliance Bancorporation filings as they are made available on EDGAR and use AI-powered summaries to understand the context and implications of each document. This includes quickly identifying the nature of a filing, such as a capital issuance, governance change, dividend declaration or earnings release, and seeing how it fits into the company’s broader financial and strategic profile. For those monitoring Western Alliance’s regulatory history, capital structure and governance practices, this page serves as a centralized view of its SEC-reported information.
Barrow Hanley Global Investors, a Delaware LLC, disclosed beneficial ownership of 6,450,408 shares of Western Alliance Bancorp common stock, representing 5.86% of the class as of 12/31/2025.
The firm reports sole voting power over 4,149,991 shares, shared voting power over 2,300,417 shares, and sole dispositive power over all 6,450,408 shares. It certifies the position is held in the ordinary course of business and not for the purpose of changing or influencing control of Western Alliance Bancorp.
Western Alliance Bancorporation Chief Administration Officer Timothy W. Boothe reported small changes in his holdings of the company’s common stock. On February 6, 2026, an F-coded transaction covered 384 shares at $94.39, leaving 64,465 shares held directly. On February 7, 2026, another F-coded transaction involved 599 shares at $94.39, with direct holdings then at 63,866 shares. In addition, 325 shares are reported as held indirectly through his spouse, Alvina Boothe.
Western Alliance Bancorporation officer Dale Gibbons, Vice Chair and CBO, Deposits, reported two common stock transactions. On February 6, 2026, a transaction coded F involved 968 shares at
After these transactions, Gibbons directly beneficially owned 302,541 shares of Western Alliance common stock. He also indirectly beneficially owned 612 shares through a 401(k) plan, which the filing notes reflects holdings including employer match as of
Western Alliance Bancorporation’s Chief Risk Officer, Emily Nachlas, reported two small stock dispositions. On February 6, 2026, she disposed of 287 shares of common stock at $94.39 per share, leaving 15,921 shares beneficially owned directly. On February 7, 2026, she disposed of an additional 438 shares at the same price, with direct beneficial ownership reported at 15,483 shares afterward.
Western Alliance Bancorporation President and CEO Kenneth Vecchione reported two non-derivative stock transactions in company common shares. On February 6, 2026, a transaction coded “F” involved 1,803 shares at $94.39 per share, leaving 460,077 shares directly owned afterward. On February 7, 2026, another “F” transaction covered 6,823 shares at $94.39 per share, with 453,254 shares directly owned following that event. In addition, 750 shares are held indirectly in the name of Darcy Vecchione UTMA (daughter), and 1,950 shares are held indirectly in a 401K Plan, including employer match as of February 5, 2026.
Western Alliance Bancorporation officer Tim R. Bruckner, CBO for Regional Banking, reported two dispositions of common stock in early
Western Alliance Bancorporation’s Chief Human Resources Officer, Barbara Kennedy, reported routine share-withholding transactions related to equity awards. On February 6, 2026, 397 shares of common stock were withheld at $94.39 per share, and on February 7, 2026, an additional 621 shares were withheld at the same price, both coded “F” for tax withholding.
After these transactions, she held 8,723 Western Alliance common shares directly. The filing also shows 22,797 common shares held indirectly through the Barbara and Ted Kennedy TTEE Kennedy Family Trust, reflecting additional beneficial ownership through a trust structure.
Western Alliance Bancorporation’s Chief Credit Officer, Lynne Herndon, reported a small insider share disposition. On 02/06/2026, Herndon disposed of 138 shares of Western Alliance common stock at $94.39 per share in a transaction coded “F.” After this transaction, Herndon directly holds 1,880 common shares.
Western Alliance Bancorporation’s Chief Legal Officer and Secretary, Jessica H. Jarvi, reported two common stock transactions on February 6 and 7, 2026, each coded “F.” The transactions involved 353 and 537 shares at a reported price of
After these transactions, Jarvi directly beneficially owned 13,104 shares of Western Alliance common stock and indirectly beneficially owned 2,074 shares through the WAL 401(k) Plan, which includes employer matching contributions as of
Western Alliance Bancorporation executive Stephen Russell Curley filed a Form 4 reporting share dispositions through withholding transactions coded “F.” On February 6, 2026, 758 shares of common stock were disposed of at $94.39 per share, leaving 40,494 shares owned directly. On February 7, 2026, a further 1,314 shares were disposed of at $94.39 per share, leaving Curley with 39,180 Western Alliance Bancorporation common shares held directly.
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