Welcome to our dedicated page for Western Alliance SEC filings (Ticker: WAL), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Western Alliance Bancorporation (NYSE: WAL) files detailed reports and current reports with the U.S. Securities and Exchange Commission that provide insight into its operations as a bank holding company and the activities of its primary subsidiary, Western Alliance Bank. On this SEC filings page, readers can review documents such as Form 8-K current reports, along with references to earnings materials and other disclosures that explain key events affecting the company.
Recent Form 8-K filings for Western Alliance Bancorporation describe a range of topics. Some filings report on corporate governance matters, including the appointment of new members to the Board of Directors and their committee assignments, as well as the adoption of an Executive Stock and Bonus Deferral Plan that allows certain executives to defer portions of cash bonus and stock compensation into deferred stock units. Other 8-Ks disclose capital and funding activities, such as Western Alliance Bank’s issuance of fixed rate reset subordinated notes intended to qualify as Tier 2 capital, with proceeds earmarked for general corporate purposes and support of growth.
Additional 8-K filings cover the declaration of quarterly cash dividends on common and preferred stock, the authorization of a common stock repurchase program, and Regulation FD disclosures that provide information about specific credit relationships and related legal actions. Earnings-related 8-Ks reference quarterly financial results, including net interest income, non-interest income, loan and deposit balances, asset quality measures and capital ratios, often accompanied by press releases and investor presentations.
Through Stock Titan’s interface, users can access these Western Alliance Bancorporation filings as they are made available on EDGAR and use AI-powered summaries to understand the context and implications of each document. This includes quickly identifying the nature of a filing, such as a capital issuance, governance change, dividend declaration or earnings release, and seeing how it fits into the company’s broader financial and strategic profile. For those monitoring Western Alliance’s regulatory history, capital structure and governance practices, this page serves as a centralized view of its SEC-reported information.
Western Alliance Bancorp Schedule 13G/A amendment: The Vanguard Group reports 0 shares beneficially owned, representing 0% of the class following an internal realignment described in the filing. The amendment explains disaggregation of prior holdings in accordance with SEC Release No. 34-39538 and is signed on 03/27/2026.
Western Alliance Bancorporation executive Stephen Russell Curley reported routine equity compensation activity tied to cash-settled restricted stock units. On 2026-03-15, 440 cash-settled restricted stock units, each economically equivalent to one share of common stock, were exercised or converted. Related entries show matching acquisitions and dispositions of 165, 129, and 146 common shares back to the issuer at $67.97 per share, reflecting settlement mechanics rather than open‑market trading. After these transactions, Curley directly holds 41,531 shares of Western Alliance common stock.
Western Alliance Bancorporation Chief Administration Officer Timothy W. Boothe reported routine equity compensation activity. On March 15, 2026, he exercised derivative awards labeled as cash-settled restricted stock units, acquiring an aggregate of 235 units, each economically equivalent to one share of common stock, according to the footnotes.
On the same date, matching 235 shares of common stock were disposed of to the issuer at $67.97 per share, resulting in no net change in his economic exposure from these transactions. Following the reported activity, Boothe holds 65,417 shares of common stock directly and 325 shares indirectly through his spouse.
Western Alliance Bancorporation’s Chief Credit Officer Lynne Herndon reported routine equity compensation activity involving cash settled restricted stock units and common stock on March 15, 2026. She exercised derivative awards covering 35, 22 and 27 cash settled restricted stock units, each economically equivalent to one share of common stock.
Matching dispositions of 35, 22 and 27 common shares back to the issuer at $67.97 per share resulted in no net change in share count from these settlements. After all transactions, Herndon directly owned 1,880 shares of Western Alliance common stock as reported. Footnotes state these units vest monthly in 1/36th installments and are payable solely in cash.
Western Alliance Bancorporation President and CEO Kenneth Vecchione reported routine equity compensation activity involving cash-settled restricted stock units and common stock. On March 15, 2026, he exercised derivative awards covering 1,571 cash-settled restricted stock units that are economically equivalent to common shares. Matching amounts of common stock were acquired at a stated price of $0.00 per share and then disposed of back to the issuer at $67.97 per share, resulting in no net change to his direct common stock holdings, which remain at 463,178 shares. The filing also shows indirect holdings of 1,950 shares in a 401(k) plan, including employer match as of March 5, 2026, and 750 shares held for a daughter under a UTMA arrangement.
Western Alliance Bancorporation executive Dale Gibbons reported routine equity compensation activity. On March 15, 2026, he exercised derivative awards labeled as cash-settled restricted stock units covering 726 units that are economically equivalent to common shares.
Corresponding entries show issuer dispositions of 726 shares of common stock at $67.97 per share, resulting in 307,093 shares of common stock held directly after these transactions, plus 612 shares held indirectly through a 401K plan as of March 5, 2026. The pattern reflects compensation-related exercises and returns to the issuer rather than open-market buying or selling.
Western Alliance Bancorporation’s Chief Human Resources Officer, Barbara Kennedy, reported routine compensation-related transactions involving cash-settled restricted stock units on March 15, 2026. She exercised units economically equivalent to 101, 74 and 82 shares of common stock, then returned the same numbers of shares to the issuer at $67.97 per share, resulting in no net open-market buying or selling. Following these transactions, she holds 10,332 shares of common stock directly and 22,797 shares indirectly through the Kennedy Family Trust.
Western Alliance Bancorporation’s Chief Financial Officer Vishal Idnani exercised cash-settled restricted stock units tied to 123 shares of common stock on 2026-03-15. The exercise converted the units into 123 shares, then the same 123 shares were disposed of back to the issuer at $67.97 per share, leaving Idnani with 11,468 common shares directly held. These awards are payable solely in cash and each unit is economically equivalent to one share, making this a compensation-related, non‑market transaction rather than an open‑market trade.
Western Alliance Bancorporation’s CLO & Secretary Jessica H. Jarvi reported routine equity-related transactions. On March 15, 2026, she exercised cash-settled restricted stock units that are economically equivalent to company common stock and recorded related common share entries.
The filing shows paired acquisitions and dispositions of 168 common shares in total, including dispositions to the issuer at $67.97 per share. After these transactions, she directly held 13,707 common shares and indirectly held 2,074 shares through the WAL 401(k) plan as of March 5, 2026. The cash-settled units vest monthly in equal installments over 36-month periods beginning in March 2024, March 2025, and March 2026.
Western Alliance Bancorporation’s Chief Risk Officer Emily Nachlas reported routine equity-compensation activity. On March 15, she exercised cash-settled restricted stock units economically equivalent to 189 shares of common stock in three tranches, then returned an equal 189 shares to the issuer at $67.97 per share. Her direct common stock holdings remained 16,575 shares afterward, so her overall equity stake did not change. The footnotes clarify these units vest monthly from March 2024 through February 2029 and are payable solely in cash, indicating the filing reflects compensation vesting rather than open-market trading.