Welcome to our dedicated page for WESTWOOD HOLDINGS GROUP SEC filings (Ticker: WHG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Westwood Holdings Group, Inc. filings document a publicly traded asset management and wealth management company with advisory and trust operations. Form 8-K reports furnish quarterly operating results, Regulation FD disclosures and board-approved cash dividends, while exhibits include earnings press releases and related financial information.
Proxy and annual meeting filings cover director elections, shareholder voting results, executive compensation, equity incentive plan matters and governance procedures. The filing record also frames Westwood’s capital-return practices, common-stock incentive authorization and recurring disclosures around assets under management, ETF platform activity, institutional business and trust services.
Westwood Holdings Group executive Matthew Lockridge reported an open‑market sale of company stock. On February 23, 2026, he sold 5,379 shares of Westwood Holdings Group common stock at an average price of $16.22 per share. After this transaction, he directly holds 77,900 shares of common stock. The filing notes it was submitted after the standard two‑business‑day deadline due to administrative matters related to the filer’s EDGAR Next registration.
Westwood Holdings Group is asking stockholders to vote at its virtual 2026 annual meeting on April 30. Proposals include electing six directors, ratifying BDO USA as auditor, approving the Twelfth Amended and Restated Stock Incentive Plan, and a non-binding advisory vote on executive pay, all backed by the Board.
The proxy highlights 2025 performance, with $17.4 billion in assets under management and advisement, revenue of $97.8 million, and net income of $7.1 million, up sharply from 2024. Diluted EPS was $0.79, and non-GAAP economic earnings reached $14.3 million, with $44.1 million in cash and liquid investments and no debt at year-end.
Compensation is positioned as pay-for-performance: a large share is variable, tied to financial and strategic scorecards and delivered via cash bonuses and multi-year vesting restricted stock. The company also details board structure, committee independence, ESG governance, and significant insider and institutional ownership, including 9.49 million shares outstanding as of March 3, 2026.
Westwood Holdings Group is a Delaware-based asset and wealth manager whose revenues come mainly from fees on assets under management and advisement. Through its RIAs and Westwood Trust, it managed about $16.5 billion of AUM and $0.9 billion of AUA as of December 31, 2025.
The firm offers U.S. value equity, multi-asset, energy and real assets, tactical absolute return, income alternatives and customized managed investment solutions, plus mutual funds and ETFs, including new enhanced income ETFs launched in 2024–2025. It is expanding via acquisitions, strategic investments and new products like Energy Secondaries private capital funds.
Westwood highlights intense competition, fee pressure, client concentration—its ten largest clients produced about 20% of 2025 fee revenue—and extensive regulatory oversight as key risks. It also details cybersecurity, operational and reputational risks, and emphasizes ESG principles, diversity, and community involvement as part of its long-term culture.
Westwood Holdings Group Inc filed a Form 13F disclosing its institutional holdings. The report lists 482 information-table entries with a total market value of $12,299,552,284 and identifies 4 other included managers. The report was signed by John A. Ehinger on 02-17-2026.
Westwood Holdings Group reported stronger results for the fourth quarter and full year 2025 and declared a cash dividend. Fourth quarter revenues were $27.1 million, up from $24.3 million in the prior quarter and $25.6 million a year earlier, driven by higher ETF and private energy secondaries fund revenues and higher performance fees. Net income for the quarter was $1.9 million with diluted EPS of $0.21, compared with $0.41 in the third quarter and $0.24 in the prior-year quarter, as higher performance-related compensation and professional services costs offset revenue growth. For 2025, revenues rose to $97.8 million from $94.7 million in 2024, while net income increased to $7.1 million and diluted EPS rose to $0.79 from $0.26. Non-GAAP Economic Earnings for the year were $14.3 million, with Economic EPS of $1.61 versus $0.82 in 2024. Firmwide assets under management and advisement totaled $17.4 billion. The company highlighted ETF assets above $200 million, over $300 million in capital commitments to its second flagship energy secondaries fund and co-investment funds, and its first institutional client win for Managed Investment Solutions. The Board approved a quarterly cash dividend of $0.15 per share, payable April 1, 2026 to stockholders of record on March 3, 2026, matching the 2025 quarterly rate.
Westwood Holdings Group, Inc. received an amended institutional ownership report from DePrince, Race & Zollo, Inc., dated 01/12/2026. The investment adviser now reports beneficial ownership of 0 shares of Westwood common stock, representing 0.00% of the class.
The filer states it has no sole or shared power to vote or dispose of any Westwood shares. DePrince, Race & Zollo files as an investment adviser under Rule 13d‑1(b) and certifies that any securities referenced were acquired and held in the ordinary course of business, not for the purpose of changing or influencing control of Westwood.
Westwood Holdings Group Inc. CEO and director Brian O. Casey reported a sale of company stock. On 12/10/2025, he sold 8,341 shares of Westwood Holdings Group common stock in an open-market transaction reported as a sale code "S" at a weighted average price of $16.5494 per share. The filing states the sale was executed pursuant to Rule 144 under the Securities Act of 1933 and that the shares were sold in multiple trades at prices ranging from $16.45 to $16.6528. Following this transaction, he beneficially owned 492,359 shares of Westwood Holdings Group common stock in direct form.
Westwood Holdings Group CEO Brian O. Casey, who is also a director, reported selling 1,764 shares of Westwood common stock on 12/09/2025. The sale was executed under Rule 144 of the Securities Act of 1933 at a weighted average price of $16.4063 per share, with individual trades occurring between $16.4014 and $16.41. After this transaction, Casey beneficially owns 500,700 shares of Westwood common stock, held in direct ownership.
Westwood Holdings Group CEO and director Brian O. Casey reported a small sale of company stock. On 12/08/2025, he sold 1,602 shares of Westwood Holdings Group common stock in an open-market transaction coded as a sale. The weighted average sale price was $16.4456 per share, with individual trades executed between $16.43 and $16.45 under Rule 144.
After this transaction, he beneficially owned 502,464 shares of Westwood Holdings Group common stock in direct ownership. The filing notes that detailed price breakdowns for each trade are available upon request from the reporting person, the company, or the SEC staff.
Westwood Holdings Group Inc. CEO and director Brian O. Casey reported a small open-market sale of company stock. On 12/05/2025, he sold 1,351 shares of common stock in a transaction coded "S" for sale. The weighted average sale price was $16.4394 per share, with individual trades executed between $16.4145 and $16.51 under Rule 144 of the Securities Act of 1933.
Following this transaction, Casey beneficially owns 504,066 shares of Westwood Holdings Group Inc. common stock in direct form. The filing notes that detailed trade-by-trade pricing information is available upon request from the SEC staff, the issuer, or any security holder.