Welcome to our dedicated page for WESTWOOD HOLDINGS GROUP SEC filings (Ticker: WHG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Westwood Holdings Group, Inc. filings document a publicly traded asset management and wealth management company with advisory and trust operations. Form 8-K reports furnish quarterly operating results, Regulation FD disclosures and board-approved cash dividends, while exhibits include earnings press releases and related financial information.
Proxy and annual meeting filings cover director elections, shareholder voting results, executive compensation, equity incentive plan matters and governance procedures. The filing record also frames Westwood’s capital-return practices, common-stock incentive authorization and recurring disclosures around assets under management, ETF platform activity, institutional business and trust services.
A shareholder of WHG has filed a Rule 144 notice to sell up to 13,058 shares of common stock through broker Charles Schwab & Co. on the NYSE. The filing lists an aggregate market value of 213,628.88 for these shares and notes that 9,408,130 shares of the same class were outstanding. The seller acquired these shares on 02/23/2015 as incentive compensation from the issuer, with services rendered as the form of payment.
The notice also details recent activity over the past three months, showing sales of 370, 40, and 99 common shares on 11/10/2025, 11/26/2025, and 11/28/2025, respectively, for gross proceeds of 6,290.00, 680.00, and 1,683.00. By signing the form, the seller represents that they are not aware of any undisclosed material adverse information about the company’s operations.
Westwood Holdings Group Inc. filed a Form 13F reporting institutional holdings managed by its group. The filing lists 489 Form 13F information table entries with a total market value of $14,011,271,232. The report is signed by John A. Ehinger, Chief Compliance Officer, on 11-14-2025.
The filing also names four other included managers: Westwood Management Corp /TX, Westwood Trust, Westwood Advisors, L.L.C., and Broadmark Asset Management LLC. This is a routine quarterly holdings disclosure by an institutional manager.
Westwood Holdings Group (WHG) CEO and director Brian O. Casey reported an open-market sale of company stock. On 11/10/2025, he sold 370 shares of common stock at $17 per share, as disclosed on a Form 4.
Following the transaction, Casey beneficially owns 505,556 shares directly. The filing notes the sale was executed pursuant to Rule 144 under the Securities Act of 1933.
Westwood Holdings Group (WHG) reported stronger Q3 2025 results. Revenue rose to $24.3M from $23.7M, and net income increased to $3.7M from $0.2M, driven by higher asset-based advisory fees and a $1.9M unrealized gain on private investments. Diluted EPS was $0.41 versus $0.01 a year ago. For the nine months, revenue reached $70.7M and diluted EPS was $0.59.
AUM reached $17.3B as of September 30, 2025, up from $16.8B a year earlier, as market appreciation offset net outflows. Trust fees held steady, while information technology and fund-related costs increased with growth initiatives. The balance sheet shows no debt and cash and cash equivalents of $21.6M; management cites cash and liquid investments of $39.2M. The Board declared a quarterly dividend of $0.15 per share, and shares outstanding were 9,408,130 as of October 22, 2025. Economic EPS rose to $0.64 for Q3.
Westwood Holdings Group (WHG) announced financial results for the quarter ended September 30, 2025 and declared a quarterly cash dividend of $0.15 per common share. The dividend is payable on January 2, 2026 to stockholders of record on December 1, 2025.
The company furnished a press release detailing its results as Exhibit 99.1.
BlackRock, Inc. filed a Schedule 13G reporting beneficial ownership of 475,431 shares of Westwood Holdings Group (WHG) common stock, representing 5.1% of the class as of September 30, 2025.
The filing lists sole voting power over 463,997 shares and sole dispositive power over 475,431 shares, with no shared voting or dispositive power. BlackRock states the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control. The filing notes that various persons may receive dividends or sale proceeds from these shares, and no single person’s interest exceeds 5% of outstanding common shares.
Westwood Holdings Group Inc filed an amended Form 13F (Amendment No. 2) restating its prior 13F holdings report. The amendment shows a Form 13F Information Table entry total of 479 holdings with an aggregate value of $13,894,027,904 and lists 4 other included managers.
The report was signed by John A. Ehinger, Chief Compliance Officer, Head of Legal, on 10-07-2025 from Dallas, TX, and provides the reporting manager's address at 200 Crescent Court, Suite 1200, Dallas, TX 75201.
Westwood Holdings Group, Inc. (WHG) filed a Form 144 proposing the sale of 25,000 common shares through J.P. Morgan Securities LLC on 09/11/2025. The filing reports an aggregate market value of $432,250 for the shares and states 9,408,130 shares outstanding, so the proposed sale represents approximately 0.27% of outstanding shares. All 25,000 shares were acquired as stock grants from the issuer on dates between 02/28/2012 and 04/26/2018. The filer reports no securities sold in the past three months and includes the standard representation that the selling person is not aware of any undisclosed material adverse information.
Insider sale disclosed: Westwood Holdings Group director and CEO Brian O. Casey reported a sale of 6,750 shares of WHG common stock on 08/29/2025 at a reported price of $18 per share. After the transaction, the filing shows Mr. Casey beneficially owned 505,926 shares. The filing was signed by Jonathan R. Nahhat by power of attorney on 09/03/2025.
Form 144 filed for Westwood Holdings Group, Inc. (WHG) reports a proposed sale of 20,317 shares of common stock through Charles Schwab with an aggregate market value of $365,502.00. The shares represent part of an award originally acquired as incentive compensation on 02/23/2015. The filing shows 9,408,130 shares outstanding and lists an approximate sale date of 08/29/2025 on the NYSE. The filer declares no reportable sales in the prior three months and includes the standard attestation that the selling person has no undisclosed material adverse information about the issuer.