Wealthfront officer to sell 48,058 shares in Sept

Officer Kal Iyer filed a Rule 144 notice to sell 48,058 WLTH shares tied to RSU vesting, with part of the sale covering tax withholding.

Rhea-AI Filing Summary

WEALTHFRONT CORP (WLTH) received a Rule 144 notice that officer Kal Iyer intends to sell 48,058 shares of Common Stock on or after September 15, 2026 through Morgan Stanley Smith Barney LLC on NASDAQ. The sale is connected to restricted stock unit vesting and includes shares to cover tax withholding obligations.

In the prior three months, Iyer reported sales of 45,772 shares of WLTH Common Stock on June 15, 2026 for $408,208.43 and 28,498 shares on June 17, 2026 for $241,016.14, all for the account of Kal Iyer.

Key Figures

Planned shares to be sold: 48,058 shares Shares sold on June 15, 2026: 45,772 shares Proceeds on June 15, 2026 sale: $408,208.43 +3 more

6 metrics

Planned shares to be sold 48,058 shares Common Stock under Rule 144, with earliest sale date September 15, 2026

Shares sold on June 15, 2026 45,772 shares Common Stock sold for the account of Kal Iyer in prior three months

Proceeds on June 15, 2026 sale $408,208.43 Aggregate consideration for 45,772 WLTH shares sold

Shares sold on June 17, 2026 28,498 shares Common Stock sold for the account of Kal Iyer in prior three months

Proceeds on June 17, 2026 sale $241,016.14 Aggregate consideration for 28,498 WLTH shares sold

Date of Notice September 15, 2026 Date Kal Iyer signed the Rule 144 notice

Key Terms

Rule 144, Restricted Stock Unit Vesting, equity incentive award, tax withholding obligations, +1 more

5 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Unit Vesting financial

"Common Stock | 09/15/2026 | Restricted Stock Unit Vesting | Issuer"

equity incentive award financial

"resulting from the vesting and settlement of restricted stock units granted pursuant to an equity incentive award."

Equity incentive award is a grant of company ownership or the right to buy ownership—such as stock, restricted shares, or options—given to employees, executives, or directors as part of their pay. Investors care because these awards align workers’ interests with shareholders (like giving someone slices of a pie so they try to make the pie bigger), but they also dilute existing ownership and increase reported compensation costs, which can affect share value and earnings per share.

tax withholding obligations financial

"includes an amount necessary to satisfy tax withholding obligations resulting from the vesting"

Common Stock financial

"Common Stock | Morgan Stanley Smith Barney LLC Executive Financial Services"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for WEALTHFRONT CORP (WLTH)?

It discloses that officer Kal Iyer plans to sell 48,058 shares of WEALTHFRONT CORP Common Stock under Rule 144, in connection with restricted stock unit vesting, with part of the sale covering related tax withholding obligations.

How many WLTH shares is Kal Iyer planning to sell according to this Form 144?

The notice states an intention to sell 48,058 shares of WEALTHFRONT CORP Common Stock, with the earliest sale date listed as September 15, 2026, and the planned broker listed as Morgan Stanley Smith Barney LLC on NASDAQ.

Were there recent sales of WLTH shares by Kal Iyer before this notice?

Yes. The filing lists prior three‑month sales: 45,772 shares of Common Stock on June 15, 2026 for $408,208.43, and 28,498 shares on June 17, 2026 for $241,016.14, all for the account of Kal Iyer.

Why does the Form 144 say the WLTH sale was mandated by the issuer?

The remarks state the reported sale was mandated by the issuer and includes an amount necessary to satisfy tax withholding obligations resulting from the vesting and settlement of restricted stock units granted under an equity incentive award.

What role do restricted stock units (RSUs) play in this WLTH Form 144?

The securities to be sold are tied to restricted stock unit vesting. The filing notes that the issuer‑mandated sale includes shares needed to satisfy tax withholding from the vesting and settlement of RSUs granted as part of an equity incentive award.

Which broker is handling the proposed WLTH share sale in this Form 144?

The planned sale of WEALTHFRONT CORP Common Stock is listed through Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, New York, with NASDAQ identified as the trading market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/15/2026 - 04:56 PM Accepted by SEC EDGAR 09/15/2026 - 04:56 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001497487
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	WEALTHFRONT CORPORATION
SEC File Number	001-42987
Address of Issuer	261 HAMILTON AVENUE PALO ALTO CALIFORNIA 94301
Phone	844-995-8437
Name of Person for Whose Account the Securities are To Be Sold	Kal Iyer
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza, 8th Floor New York NY 10004	48058	511818	149361216	09/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/15/2026	Restricted Stock Unit Vesting	Issuer			48058	09/15/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Kal Iyer c/o Wealthfront Corporation 261 Hamilton Avenue Palo Alto CA 94301	Common Stock	06/15/2026	45772	408208.43
Kal Iyer c/o Wealthfront Corporation 261 Hamilton Avenue Palo Alto CA 94301	Common Stock	06/17/2026	28498	241016.14

144: Remarks and Signature

Remarks	The reported sale was mandated by the Issuer and includes an amount necessary to satisfy tax withholding obligations resulting from the vesting and settlement of restricted stock units granted pursuant to an equity incentive award.
Date of Notice	09/15/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Kal Iyer
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)