Wealthfront officer plans sale of 29,055 shares

An officer of WEALTHFRONT CORP filed a Rule 144 notice to sell 29,055 common shares from RSU vesting, partly for tax withholding.

Rhea-AI Filing Summary

WEALTHFRONT CORP (WLTH) received a notice that officer Alan Imberman plans to sell shares of the company’s common stock under Rule 144. The filing lists a planned sale of 29,055 shares on September 15, 2026, tied to the vesting and settlement of restricted stock units granted as compensation.

The sale, to be executed through Morgan Stanley Smith Barney LLC Executive Financial Services, is described as being mandated by the issuer and includes shares to satisfy related tax withholding obligations.

Key Figures

Planned shares to be sold: 29,055 shares Notice date: September 15, 2026

2 metrics

Planned shares to be sold 29,055 shares Common stock sale related to restricted stock unit vesting reported for September 15, 2026

Notice date September 15, 2026 Date of Rule 144 notice signed by Alan Imberman

Key Terms

Rule 144, Restricted Stock Unit, equity incentive award, tax withholding obligations

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Restricted Stock Unit financial

"resulting from the vesting and settlement of restricted stock units granted"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

equity incentive award financial

"restricted stock units granted pursuant to an equity incentive award."

Equity incentive award is a grant of company ownership or the right to buy ownership—such as stock, restricted shares, or options—given to employees, executives, or directors as part of their pay. Investors care because these awards align workers’ interests with shareholders (like giving someone slices of a pie so they try to make the pie bigger), but they also dilute existing ownership and increase reported compensation costs, which can affect share value and earnings per share.

tax withholding obligations financial

"includes an amount necessary to satisfy tax withholding obligations resulting"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing mean for WEALTHFRONT CORP (WLTH)?

The Form 144 reports that an officer, Alan Imberman, plans to sell 29,055 shares of WEALTHFRONT CORP common stock on September 15, 2026 under Rule 144, in connection with the vesting and settlement of restricted stock units granted as compensation.

How many WLTH shares are planned to be sold under this Form 144?

The notice states that 29,055 shares of WEALTHFRONT CORP common stock are planned to be sold. This amount is associated with the vesting and settlement of restricted stock units granted under an equity incentive award.

Why is Alan Imberman selling WEALTHFRONT CORP (WLTH) shares?

The remarks state that the reported sale was mandated by the issuer and includes shares necessary to satisfy tax withholding obligations resulting from the vesting and settlement of restricted stock units granted as compensation.

When is the WEALTHFRONT CORP (WLTH) share sale expected to occur?

The filing indicates an expected sale date of September 15, 2026 for the 29,055 WEALTHFRONT CORP common shares related to restricted stock unit vesting.

Through which broker will the WLTH shares be sold?

The notice identifies Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza in New York, as the broker handling the planned sale of WEALTHFRONT CORP common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/15/2026 - 04:53 PM Accepted by SEC EDGAR 09/15/2026 - 04:53 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0002082642
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	WEALTHFRONT CORPORATION
SEC File Number	001-42987
Address of Issuer	261 HAMILTON AVENUE PALO ALTO CALIFORNIA 94301
Phone	844-995-8437
Name of Person for Whose Account the Securities are To Be Sold	Alan Imberman
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Officer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common Stock	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza, 8th Floor New York NY 10004	29055	309436	149361216	09/15/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common Stock	09/15/2026	Restricted Stock Unit Vesting	Issuer			29055	09/15/2026	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks	The reported sale was mandated by the Issuer and includes an amount necessary to satisfy tax withholding obligations resulting from the vesting and settlement of restricted stock units granted pursuant to an equity incentive award.
Date of Notice	09/15/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Alan Imberman
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)