Welcome to our dedicated page for Wealthfront SEC filings (Ticker: WLTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Wealthfront Corporation (WLTH) SEC filings page on Stock Titan is intended to centralize access to the company’s regulatory disclosures once they are available through the U.S. Securities and Exchange Commission. Wealthfront has filed a registration statement on Form S-1 in connection with its initial public offering and has indicated that a final prospectus was filed with the SEC pursuant to Rule 424(b). Over time, investors can expect the company’s filings to include annual reports on Form 10-K, quarterly reports on Form 10-Q, and current reports on Form 8-K, as required.
Wealthfront describes itself as a tech-driven financial platform focused on digital natives, with products spanning cash management, investing, borrowing, lending, and financial planning. Its filings are expected to provide detailed information about these product categories, its platform assets, net deposits, funded clients, and funded accounts, as well as its use of non-GAAP metrics such as Adjusted EBITDA, Adjusted EBITDA Margin, Free Cash Flow, and Adjusted Operating Expenses. These documents typically explain how the company defines and uses these measures in evaluating its operations.
On Stock Titan, SEC filings for WLTH are paired with AI-powered summaries that aim to explain the key points in plain language. As filings such as 10-K and 10-Q reports become available, the platform can highlight sections on revenue drivers, product categories, and definitions of operating metrics. When Form 4 insider transaction reports and proxy statements are filed, users will be able to review disclosed insider trading activity and executive-related information directly from the underlying SEC documents.
Filings are retrieved from the SEC’s EDGAR system as they are published, and the AI analysis on Stock Titan is designed to help readers quickly identify important disclosures in Wealthfront’s reports without replacing the full, official filings.
Wealthfront Corp received a Schedule 13G showing several Index Ventures-affiliated funds as significant shareholders of its common stock. The largest reported holder, Index Venture Associates VI Ltd, may be deemed to beneficially own 9,460,434 shares, or about 6.5% of the outstanding common stock.
Other reported positions include Index Ventures VI with 9,157,362 shares (6.3%), Index Ventures Growth II with 3,357,339 shares (2.3%), and Index Venture Growth Associates II Ltd, which may be deemed to beneficially own 3,450,069 shares (2.4%). All percentages are based on 146,268,749 shares outstanding following Wealthfront’s initial public offering, as disclosed in the company’s prospectus.
Wealthfront Corporation received a Schedule 13G filing showing that Andrew S. Rachleff and related family trusts beneficially own 17,230,654 shares of common stock, representing 11.8% of the company as of December 31, 2025.
The Rachleff Family Revocable Trust holds 16,424,204 shares (11.2%), while two 2015 irrevocable trusts for Jake Alexander and Shelby Elizabeth Rachleff each hold 403,225 shares (0.3% each). Mr. Rachleff reports indirect beneficial ownership as co‑trustee with his spouse and no direct holdings in his own name.
Wealthfront Corporation is increasing the base annual percentage yield on Wealthfront Cash Accounts by five basis points to 3.30% APY, effective January 30, 2026. The company attributes this change to a higher, stabilized effective federal funds rate and is passing the benefit to clients.
Wealthfront currently expects its annualized cash management fee rate to be approximately 0.59% for the first quarter of fiscal year 2027, assuming no change to the federal funds target range. As of January 26, 2026, total platform assets were about $94.2 billion, with growth since December 31, 2025 driven by Investment Advisory.
Wealthfront Corporation reported strong growth in the quarter ended October 31, 2025. Total revenue rose to $93.2 million from $80.3 million a year earlier, driven by higher cash management revenue and investment advisory fees. Net income was $30.9 million, up slightly from $30.0 million.
For the first nine months of fiscal 2026, revenue reached $268.9 million versus $226.2 million in the prior-year period, while net income declined to $91.6 million from $162.4 million, largely because last year benefited from a large tax benefit. Adjusted EBITDA for the quarter was $43.8 million with a 47% margin.
As of October 31, 2025, platform assets were $92.8 billion, up 21% year over year, and funded clients grew 20% to 1.4 million. Quarterly net deposits fell to $1.6 billion from $4.4 billion as clients shifted more cash into investment advisory products.
Wealthfront Corporation furnished an update on its recent financial reporting and investor communications. The company issued a press release announcing financial results for its fiscal quarter ended October 31, 2025, and scheduled a conference call for January 12, 2026 at 2:00 p.m. PT (5:00 p.m. ET) to discuss these results.
Wealthfront also made a supplemental information presentation available on its investor relations website and attached both the press release and the presentation as exhibits. The company explains that these materials are furnished rather than filed and are not incorporated by reference into other securities law reports. It highlights that material information may be shared through SEC reports, its investor relations site, press releases, public calls and webcasts, and its social media channels on X, Instagram, Facebook, and LinkedIn.
Wealthfront Corp reported that investment entities affiliated with DAG Ventures converted multiple series of preferred stock into common stock in connection with the company’s initial public offering. On 12/15/2025, DAG Ventures IV, L.P. acquired 1,134,899 shares of common stock and held 1,167,469 shares indirectly afterward. DAG Ventures IV-QP, L.P. acquired 10,738,874 shares and held 11,047,106 shares indirectly, while DAG Ventures IV-A, LLC acquired and held 1,598,899 shares of common stock indirectly.
The filing shows that Series C, D, E, F, G and G-1 preferred stock automatically converted on a 1-for-1 basis into common stock immediately before the IPO closing, for no additional consideration and with no expiration date. All listed preferred stock positions in these DAG funds went to zero as they converted into the indicated amounts of common stock, and the reporting persons are identified as directors of Wealthfront Corp.
Wealthfront Corp director reports vesting of restricted stock units. A director of Wealthfront Corp (WLTH) reported the settlement of 2,126 shares of common stock on December 15, 2025. The transaction was coded as an "M" transaction, indicating the conversion of derivative securities (restricted stock units) into common stock at a price of $0 per share.
Following this vesting event, the director directly beneficially owned 4,251 shares of Wealthfront common stock and 29,763 restricted stock units. Each restricted stock unit represents a right to receive one share of common stock upon settlement, with the award vesting in quarterly installments on the fifteenth day of September, December, March, and June, starting on September 15, 2025, so long as the director continues service to the company.
Wealthfront Corp’s Chief Technology Officer reported several equity transactions on 12/15/2025. The filing shows the settlement of three restricted stock unit (RSU) awards into common stock, with 20,525, 20,388, and 21,113 shares of common stock acquired at an exercise price of $0 per share. These reflect previously granted RSUs converting into shares as they vest.
To cover tax withholding obligations from the RSU settlements, 31,499 shares of common stock were withheld by the company at a price of $14.19 per share. After these transactions, the reporting person held 505,835, 516,221, and 537,334 shares at various points as the RSUs were exercised and taxes settled. The RSU awards vest quarterly in sixteenth increments on specified March, June, September, and December dates, contingent on continued service, and either vest or are cancelled rather than expiring.
Wealthfront CorpDecember 15, 2025. Several blocks of restricted stock units (RSUs) were converted to Common Stock at an exercise price of $0, increasing her directly held shares through multiple transactions coded “M.” After these RSU settlements, she directly owned 115,271 shares of Common Stock.
In a separate transaction coded “F,” 20,631 shares of Common Stock were withheld at a price of $14.19 to cover tax liabilities related to the RSU net settlement. Following these changes, she continued to hold derivative awards, including 192,704 RSUs, each representing a contingent right to receive one share of Common Stock, subject to time-based vesting conditions and continued service.
Wealthfront Corp director equity update: A company director reported the vesting and settlement of restricted stock units into common shares. On 12/15/2025, 23,544 Restricted Stock Units were converted into 23,544 shares of Wealthfront Corp common stock at an exercise price of $0. After this transaction, the reporting person beneficially owned 582,525 shares of common stock directly and 94,175 Restricted Stock Units.
The Restricted Stock Unit award vests in 16 equal quarterly installments on the fifteenth day of March, June, September, and December, subject to continued service, with the first tranche having vested on March 15, 2023. These units do not have a traditional expiration date; they either vest according to the schedule or are cancelled before the applicable vesting date.