Welcome to our dedicated page for Wealthfront SEC filings (Ticker: WLTH), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Wealthfront Corporation (WLTH) SEC filings page on Stock Titan is intended to centralize access to the company’s regulatory disclosures once they are available through the U.S. Securities and Exchange Commission. Wealthfront has filed a registration statement on Form S-1 in connection with its initial public offering and has indicated that a final prospectus was filed with the SEC pursuant to Rule 424(b). Over time, investors can expect the company’s filings to include annual reports on Form 10-K, quarterly reports on Form 10-Q, and current reports on Form 8-K, as required.
Wealthfront describes itself as a tech-driven financial platform focused on digital natives, with products spanning cash management, investing, borrowing, lending, and financial planning. Its filings are expected to provide detailed information about these product categories, its platform assets, net deposits, funded clients, and funded accounts, as well as its use of non-GAAP metrics such as Adjusted EBITDA, Adjusted EBITDA Margin, Free Cash Flow, and Adjusted Operating Expenses. These documents typically explain how the company defines and uses these measures in evaluating its operations.
On Stock Titan, SEC filings for WLTH are paired with AI-powered summaries that aim to explain the key points in plain language. As filings such as 10-K and 10-Q reports become available, the platform can highlight sections on revenue drivers, product categories, and definitions of operating metrics. When Form 4 insider transaction reports and proxy statements are filed, users will be able to review disclosed insider trading activity and executive-related information directly from the underlying SEC documents.
Filings are retrieved from the SEC’s EDGAR system as they are published, and the AI analysis on Stock Titan is designed to help readers quickly identify important disclosures in Wealthfront’s reports without replacing the full, official filings.
Tiger Global-affiliated funds that are a director and 10% owner of Wealthfront Corp (WLTH) reported significant equity transactions tied to the company’s initial public offering. On 12/15/2025 they converted 14,359,800 shares of Series G Preferred Stock and 3,829,242 shares of Series G-1 Preferred Stock into an equivalent number of Wealthfront common shares, as these preferred shares automatically converted upon the IPO closing. On the same date they sold 7,004,912 common shares as a selling stockholder at $14 per share. After these transactions, they indirectly beneficially owned 15,156,877 shares of Wealthfront common stock through Tiger Global Private Investment Partners X, L.P. and related entities, while disclaiming group status and beneficial ownership beyond their pecuniary interest.
Wealthfront Corp reported that several venture funds affiliated with Index Ventures and Yucca (Jersey) SLP converted multiple series of preferred stock into common stock on 12/15/2025. Under the company’s Restated Certificate of Incorporation, each share of Series D, E, F, G and G-1 Convertible Preferred Stock automatically converted into common stock at a 1-for-1 ratio in connection with the completion of Wealthfront’s initial public offering.
Following these conversions, Index Ventures VI (Jersey), L.P. reported beneficial ownership of 9,157,362 shares of common stock, while Index Ventures Growth II (Jersey), L.P. reported 3,357,339 shares, with additional smaller positions held by related parallel and co-investment vehicles. The reporting entities are treated as directors of Wealthfront for Section 16 purposes and indicate that they disclaim beneficial ownership beyond their pecuniary interests.
Wealthfront Corp disclosed that one of its directors acquired 2,125 shares of common stock on December 11, 2025 at a price of $0, through the settlement of restricted stock units. After this transaction, the director beneficially owns 2,125 shares of common stock directly and 31,889 restricted stock units.
The restricted stock units represent rights to receive one share of common stock per unit and were subject to a performance condition satisfied in connection with Wealthfront’s initial public offering and a service-based vesting schedule. The award vests in 1/16 increments quarterly on the fifteenth day of September, December, March, and June, starting September 15, 2025, and each unit will either vest or be cancelled before its vesting date.
Wealthfront Corp reported an insider ownership update related to its initial public offering. On 12/15/2025, multiple series of Series D, Series E, Series F, Series G and Series G-1 Convertible Preferred Stock automatically converted into common stock at a 1-for-1 ratio in connection with the completion of the company’s IPO, as allowed by its Restated Certificate of Incorporation.
The reporting person, a director of Wealthfront and a retired partner within the Index Ventures group, reports indirect ownership through several Index Ventures funds and related vehicles, including Index Ventures Growth II (Jersey), L.P., Index Ventures VI (Jersey), L.P., their parallel entrepreneur funds, and Yucca (Jersey) SLP. For example, 2,370,596 shares of Series F Preferred Stock held by Index Ventures Growth II (Jersey), L.P. converted into 2,370,596 shares of common stock. The reporting person disclaims beneficial ownership of these shares except to the extent of any pecuniary interest.
Wealthfront Corp reported that a director and 10% owner converted multiple series of preferred stock into common shares on 12/15/2025 in connection with the completion of its initial public offering of common stock. According to the terms in its restated certificate of incorporation, each share of the preferred stock series automatically converted into common stock at a 1-for-1 ratio and the preferred securities have no expiration date.
Following these conversions, the Rachleff Family Revocable Trust UTD 5/19/92, for which the reporting person and spouse are co-trustees, beneficially owns 16,424,204 Wealthfront common shares indirectly. Two additional 2015 irrevocable trusts for the reporting person’s children each directly hold 403,225 common shares, with the reporting person and spouse also serving as co-trustees of those trusts.
A director of Wealthfront Corp reported multiple equity award exercises and settlements that increased their direct ownership to 558,981 shares of common stock. On October 15, 2025, the director exercised stock options for 100,000 shares at $1.67 per share and 200,000 shares at $1.16 per share, converting fully vested options into common stock in exempt transactions with the company.
On December 11, 2025, 258,981 restricted stock units were settled into an equal number of common shares at no cash cost, and 117,719 RSUs remained outstanding afterward. The RSU award included a performance condition satisfied in connection with Wealthfront’s initial public offering and continues to vest quarterly, with units either vesting into shares or being cancelled.
Wealthfront Corp director reported several equity transactions around the company’s initial public offering. On December 11, 2025, multiple restricted stock unit awards vested and were settled into 6,945, 27,778, 30,500 and 15,496 shares of Wealthfront common stock at an exercise price of $0 per share. After these settlements, the reporting person held 80,719 common shares directly.
On the same date, the reporting person sold 38,071 common shares and the Goldman-Valeriote Family Trust sold 5,373 common shares at $14 per share as part of the issuer’s secondary offering in conjunction with the IPO, leaving 42,648 shares held directly and none held indirectly for that sale line. Earlier, on July 17, 2025, the trust made a 25,000-share gift of Series C preferred stock for no consideration. In connection with completion of the IPO, 53,732 shares of Series C preferred held by the trust automatically converted into 53,732 common shares on December 15, 2025, resulting in 48,359 common shares held indirectly by the trust, for which the reporting person serves as trustee.
A director of Wealthfront Corp reported exercising stock options and selling shares in conjunction with the company’s initial public offering. On December 11, 2025, the director exercised 10,000 stock options at $2.91 per share, receiving 10,000 shares of common stock. The same day, the director sold 10,000 common shares at $14.00 per share as part of a secondary offering tied to the IPO, leaving no directly owned common shares and 290,000 stock options outstanding.
Wealthfront Corp’s Chief Technology Officer reported significant equity award activity and share sales tied to the company’s IPO. The insider reported a grant of 304,000 restricted stock units on 10/13/2025, each representing a right to receive one share of common stock, with vesting tied to performance conditions satisfied in connection with the IPO and an ongoing service-based schedule.
On 12/11/2025, multiple restricted stock unit awards were settled for common stock at an exercise price of $0. The issuer withheld 373,717 shares of common stock at $14 per share to cover tax obligations, and the CTO sold 120,000 shares at $14 per share as part of the issuer’s secondary offering in conjunction with its initial public offering. Following these transactions, the CTO directly owned 475,308 shares of Wealthfront common stock, with the new 304,000-unit award scheduled to vest quarterly starting on March 15, 2026, subject to continued service.
Wealthfront Corp executive Lauren Lin, the company's CLO, CCO and Secretary, reported multiple equity transactions. On 12/11/2025, several restricted stock unit awards were settled into common stock at an exercise price of $0, increasing her direct holdings before taxes.
On the same date, 129,493 shares of common stock were withheld at $14 per share to satisfy tax withholding obligations, and 30,229 shares were sold at $14 per share as part of the company's secondary offering conducted in conjunction with its IPO. After these transactions, she directly owned 95,279 shares of common stock.
The filing also reports a new grant on 09/26/2025 of 205,550 restricted stock units. These units became performance-eligible in connection with the IPO and are scheduled to vest in 16 equal quarterly installments on the fifteenth day of March, June, September and December, beginning December 15, 2025, subject to her continued service.
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