Wintrust Fincl SEC Filings

On 15 July 2025, Wintrust Financial Corp. (WTFC) founder and Senior Advisor Edward J. Wehmer filed a Form 4 reporting a company-initiated redemption of Series E Preferred Stock depositary shares.

• The issuer redeemed 6,654 depositary shares (2,516 held directly; 4,138 held by spouse) at the board-approved redemption price of $25.00 per share, coded “J” to denote a corporate action rather than an open-market trade.
• After the transaction, Wehmer reports zero ownership of Series E Preferred Stock.
• Common-stock ownership remains substantial: 181,339 shares held directly, 8,244 through a 401(k) plan, and 25,987 held indirectly by spouse.
• No derivative securities were acquired or disposed of, and no other classes of securities were affected.

The filing reflects completion of a board-approved capital action and does not signal discretionary insider buying or selling, implying limited immediate impact on WTFC’s equity valuation.

Form 4 highlights show Director Mary M. Jackson received 434 shares of Victory Capital Holdings (VCTR) common stock on 10 July 2025. The shares were issued in lieu of a cash director-fee payment of $28,750, using the same day’s closing price of $66.24 per share.

• Post-transaction ownership: 5,817 shares held directly.
• Nature of transaction: Automatic equity issuance for board compensation, reported under code “A” (award/grant), not an open-market buy or sale.
• Governance context: Jackson remains an independent director; no change in control or insider group filing.

The filing is routine, reflects standard equity-based compensation, and does not indicate any material change in the company’s fundamentals or near-term outlook.

On 30 June 2025, Wintrust Financial Corp. (WTFC) director Brian A. Kenney reported the acquisition of 420 common shares under the company’s Director’s Deferred Fee and Stock Plan, as disclosed in a Form 4 filing. The shares were credited at a price of $112.46, increasing Kenney’s direct beneficial ownership to 11,214 WTFC shares. The transaction is coded “A,” indicating an award rather than an open-market purchase, and no derivative securities were involved. While routine in nature, the filing slightly increases insider ownership and may be viewed as a signal of continued alignment between the director and shareholder interests.

On 30 June 2025, Wintrust Financial Corp. (WTFC) director Brian A. Kenney reported the acquisition of 420 common shares under the company’s Director’s Deferred Fee and Stock Plan, as disclosed in a Form 4 filing. The shares were credited at a price of $112.46, increasing Kenney’s direct beneficial ownership to 11,214 WTFC shares. The transaction is coded “A,” indicating an award rather than an open-market purchase, and no derivative securities were involved. While routine in nature, the filing slightly increases insider ownership and may be viewed as a signal of continued alignment between the director and shareholder interests.

On 30 June 2025, Wintrust Financial Corp. (WTFC) director Brian A. Kenney reported the acquisition of 420 common shares under the company’s Director’s Deferred Fee and Stock Plan, as disclosed in a Form 4 filing. The shares were credited at a price of $112.46, increasing Kenney’s direct beneficial ownership to 11,214 WTFC shares. The transaction is coded “A,” indicating an award rather than an open-market purchase, and no derivative securities were involved. While routine in nature, the filing slightly increases insider ownership and may be viewed as a signal of continued alignment between the director and shareholder interests.

Wintrust Financial Corp (WTFC) – Insider Form 4 Filing

Director Marla F. Glabe reported the acquisition of 428 shares of Wintrust Financial common stock on 30 June 2025 under the shareholder-approved Director’s Deferred Fee & Stock Plan. The transaction is coded “A” (open-market or plan acquisition) at an indicated reference price of $112.46 per share, implying a dollar value of roughly $48,100. Following the purchase, Glabe’s direct beneficial ownership rises to 22,197 shares.

• No derivative securities were transacted.
• The filing is made by a single reporting person and bears an attorney-in-fact signature dated 2 July 2025.
• The acquisition represents about 1.9% incremental ownership relative to Glabe’s revised holdings.

While modest in size relative to WTFC’s average trading volume and market capitalization, director share accumulation can be viewed as a marginally constructive signal of insider confidence.

Wintrust Financial Corp (WTFC) – Insider Form 4 Filing

Director Marla F. Glabe reported the acquisition of 428 shares of Wintrust Financial common stock on 30 June 2025 under the shareholder-approved Director’s Deferred Fee & Stock Plan. The transaction is coded “A” (open-market or plan acquisition) at an indicated reference price of $112.46 per share, implying a dollar value of roughly $48,100. Following the purchase, Glabe’s direct beneficial ownership rises to 22,197 shares.

• No derivative securities were transacted.
• The filing is made by a single reporting person and bears an attorney-in-fact signature dated 2 July 2025.
• The acquisition represents about 1.9% incremental ownership relative to Glabe’s revised holdings.

While modest in size relative to WTFC’s average trading volume and market capitalization, director share accumulation can be viewed as a marginally constructive signal of insider confidence.

Wintrust Financial Corp (WTFC) – Insider Form 4 Filing

Director Marla F. Glabe reported the acquisition of 428 shares of Wintrust Financial common stock on 30 June 2025 under the shareholder-approved Director’s Deferred Fee & Stock Plan. The transaction is coded “A” (open-market or plan acquisition) at an indicated reference price of $112.46 per share, implying a dollar value of roughly $48,100. Following the purchase, Glabe’s direct beneficial ownership rises to 22,197 shares.

• No derivative securities were transacted.
• The filing is made by a single reporting person and bears an attorney-in-fact signature dated 2 July 2025.
• The acquisition represents about 1.9% incremental ownership relative to Glabe’s revised holdings.

While modest in size relative to WTFC’s average trading volume and market capitalization, director share accumulation can be viewed as a marginally constructive signal of insider confidence.

DocuSign, Inc. (DOCU) – Form 4 insider transaction

Chief Financial Officer Blake J. Grayson reported two open-market sales executed on 1 July 2025 under a pre-arranged Rule 10b5-1 plan. In aggregate, the executive sold 11,214 common shares at weighted-average prices of $77.28 and $77.70, generating proceeds of roughly $0.86 million. Post-transaction, Grayson’s direct ownership declined from an estimated 110,723 shares to 99,509 shares, a reduction of about 10 percent. No derivative securities were exercised or disposed of, and the filing contains no reference to additional transactions or material corporate events. The disclosure is routine but noteworthy for investors tracking insider sentiment and potential supply of shares.