Welcome to our dedicated page for WINTRUST FINANCIAL SEC filings (Ticker: WTFCN), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
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WTFC submitted a Form 144 notice relating to common stock. The filing lists 530 common shares associated with restricted stock vesting on 02/25/2026, with a sale-related entry dated 03/04/2026 and Fidelity Brokerage Services LLC shown as a broker. The filing also records that 314 common shares were sold on 01/27/2026 by Jeffrey Hahnfeld.
WTFC notice of proposed sale of restricted common stock by an affiliate. The filing lists 3,979 shares of common stock tied to restricted stock vesting on 02/25/2026, and shows a prior sale by Richard Murphy of 3,291 shares on 01/29/2026. The broker listed is Fidelity Brokerage Services LLC.
Wintrust Financial Corp executive Thomas P. Zidar reported a tax-related share disposition. On February 25, 2026, he disposed of 1,632 shares of common stock at $149.83 per share to cover tax obligations, leaving 51,773 directly owned shares, plus 9,366 shares held indirectly through an ESPP.
Wintrust Financial Corp executive reports tax-related share disposition
Vice Chairman and COO David A. Dykstra reported a disposition of 4,172 shares of Wintrust Financial Corp common stock on February 25, 2026. The shares were withheld at a price of $149.83 per share to cover tax liabilities associated with equity compensation.
Following this tax-withholding disposition, Dykstra’s directly held ownership stands at 189,389 shares of Wintrust common stock. This transaction was reported under code “F,” indicating payment of exercise price or tax liability by delivering securities rather than an open-market sale.
WINTRUST FINANCIAL CORP president and CEO Timothy Crane reported a tax-withholding disposition of 8,506 shares of common stock on February 25, 2026 at an indicated price of $149.83 per share. After this transaction, his directly held ownership stands at 95,706 common shares.
Wintrust Financial Corp
On February 25, 2026, 3,166 shares were disposed of at an implied price of $149.83 per share to satisfy tax obligations by delivering shares, rather than through an open‑market sale. After this tax‑withholding disposition, Murphy directly owned 42,883 shares of Wintrust common stock.
WINTRUST FINANCIAL CORP vice chair David Eric Lee reported a small tax-related share disposition. On February 25, 2026, he disposed of 356 shares of common stock at $149.83 per share in a transaction coded “F,” which indicates shares were withheld to cover tax obligations rather than sold on the open market. Following this transaction, he directly owned 15,729 shares of Wintrust common stock.
Wintrust Financial Corp’s Chief Financial Officer, David L. Stoehr, reported a tax-related share disposition. On February 25, 2026, 2,405 shares of common stock were used to satisfy a tax liability at a price of $149.83 per share, as indicated by transaction code F.
After this tax-withholding disposition, Stoehr’s directly owned common stock holdings stood at 16,233 shares. Code F reflects payment of an exercise price or tax obligation by delivering securities rather than an open-market sale.
Wintrust Financial EVP and chief legal officer Kathleen M. Boege reported an automatic share disposition for taxes. On 2026-02-25, 1,916 shares of common stock were disposed of at $149.83 per share to cover tax withholding obligations tied to equity compensation, leaving 14,967 shares held directly. She also reports 3 additional common shares held indirectly through an employee stock purchase plan.
Wintrust Financial Corporation reports in its annual filing that total assets reached approximately $71.1 billion as of December 31, 2025, reflecting its growth as a Midwest-focused financial holding company.
The community banking segment remains the core business, generating net revenues of $2.1 billion and net income of $576.7 million for 2025, and representing about 74.7% of consolidated net revenues. Specialty finance contributed net revenues of $509.1 million and net income of $205.3 million, driven mainly by insurance premium finance and equipment leasing. Wealth management produced net revenues of $191.9 million, net income of $41.9 million, and managed or administered about $46.5 billion of client assets.
The company highlights strong regulatory capital ratios, with a Tier 1 Capital Ratio of 11.0% and a Total Capital Ratio of 12.4%, both above well-capitalized thresholds and including the full capital conservation buffer. Wintrust also details an extensive regulatory framework, competitive positioning in community banking and specialty finance, and human capital initiatives across its roughly 5,900 employees.