Welcome to our dedicated page for Principal Financial SEC filings (Ticker: PFG), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
The Principal Financial Group, Inc. (PFG) SEC filings page on Stock Titan provides access to the company’s regulatory disclosures as filed with the U.S. Securities and Exchange Commission. Principal’s common stock is listed on the Nasdaq Global Select Market under the symbol PFG, and its filings offer detailed information about financial performance, segment results, governance changes, and capital markets activity.
Recent Form 8-K filings illustrate how Principal uses SEC reports to communicate material events. For example, the company files 8-Ks to announce quarterly and year-to-date financial results, including net income, non-GAAP operating earnings, and metrics such as assets under management and assets under administration. Segment data in these filings cover Retirement and Income Solutions, Investment Management (Principal Asset Management), International Pension, Specialty Benefits, Life Insurance, and Corporate, giving investors a view into the performance of each area.
Other 8-K filings disclose governance and leadership changes, such as the election of the Chair of the Board, and provide Regulation FD disclosures on assets under management by asset manager. These documents complement the company’s earnings releases and financial supplements, which are referenced in the filings and provide additional detail on segment margins, underwriting results, and capital levels.
On Stock Titan, SEC documents for PFG are paired with AI-powered summaries designed to explain the key points of lengthy filings in straightforward language. Users can review real-time updates from EDGAR, quickly identify the main themes in quarterly reports, and locate information about material events reported on Form 8-K. This helps investors and researchers understand how Principal Financial Group reports its financial condition, segment performance, and corporate actions over time.
Wee Yee Cheong filed a Form 144 notifying a proposed sale of 9,183 shares of Common Stock. The form lists $929,891.70 as the aggregate amount and identifies Morgan Stanley Smith Barney LLC as the broker and CUSIP 216012384 with an entry date of 05/01/2026. The shares are described as resulting from restricted stock vesting under a registered plan on 02/27/2026. The filing also reports prior sales: 4,737 shares on 04/30/2026 and 1,080 shares on 04/29/2026.
Principal Financial Group executive Cheong Wee Yee, President - Asia & Middle East, reported an open-market sale of 1,080 shares of common stock. The weighted average sale price was about $101 per share, with actual trades occurring between $101.00 and $101.02.
After this transaction, Cheong directly holds 91,108 shares of Principal Financial Group common stock. This total includes 1,763 shares previously acquired through the company’s Employee Stock Purchase Plan.
Principal Financial Group interim general counsel George Djurasovic reported selling Common Stock in two open-market transactions. On 2026-04-28, he sold 2,571.0000 shares at a weighted average price of $100.8300 per share, with actual prices ranging from $100.78 to $100.87.
He then sold 0.9890 shares on 2026-04-30 at $99.6300 per share. Both sales were settled in cash and involved directly owned shares. After these transactions, he held 21,905.0100 shares of Principal Financial Group Common Stock directly.
WEE YEE CHEONG filed a Form 144 reporting proposed sales of 4,737 shares of Common Stock. The filing lists a market value of $478,481.05 with a reporting date of 04/30/2026. The shares relate to restricted stock vesting under a registered plan dated 02/27/2026, tied to services rendered. The filing also discloses 1,080 shares sold on 04/29/2026 for $109,081.62.
Principal Financial Group Inc Schedule 13G shows Vanguard Capital Management reports beneficial ownership of 15,573,456 shares of common stock, representing 7.18% of the class. The filing lists 2,099,248 shares as sole voting power and confirms dispositive power over the full 15,573,456 shares. The form is signed on 04/30/2026.
PFG-related Rule 144 notice: Morgan Stanley Smith Barney LLC notified of intended sale of 1,080 shares of Common Stock associated with restricted stock vesting under a registered plan. The filing lists 765 shares vested 02/27/2026 and 315 shares vested 03/30/2026.
Principal Financial Group, Inc. reported much stronger results for the three months ended March 31, 2026. Total revenues were $3,529.1 million, slightly below $3,695.9 million a year earlier, but total expenses fell to $3,047.3 million from $3,667.0 million, sharply improving profitability.
Income before income taxes increased to $481.8 million from $28.9 million, and net income attributable to Principal Financial Group, Inc. jumped to $424.6 million from $48.1 million. Diluted earnings per common share rose to $1.93, compared with $0.21 in the prior-year quarter.
Total assets were $332.7 billion as of March 31, 2026, down from $341.4 billion at year-end 2025, while total stockholders’ equity was $11.8 billion. Operating cash flow was $187.1 million, compared with $977.3 million in the first quarter of 2025. Other comprehensive income turned negative, driven mainly by net unrealized losses on available-for-sale securities.
Principal Financial Group Inc ownership disclosure: Vanguard Portfolio Management reports beneficial ownership of 11,295,571 shares of Common Stock, representing 5.20% as of 03/31/2026. The filing lists sole voting power of 30,737 shares and sole dispositive power over 11,295,571 shares. The statement clarifies holdings include assets managed across Vanguard affiliates and funds.
PFG notice of proposed sale of Common stock linked to restricted stock vesting under a registered plan.
The filing lists proposed sales tied to restricted stock vesting dated 02/27/2026 and 03/30/2026
PFG notice of proposed sale of Common stock linked to restricted stock vesting under a registered plan.
The filing lists proposed sales tied to restricted stock vesting dated 02/27/2026 and 03/30/2026
BlackRock, Inc. filed an amended Schedule 13G/A reporting beneficial ownership of 19,558,812 shares of Principal Financial Group Inc common stock, representing 9.0% as of 03/31/2026. The filing states these holdings reflect certain Reporting Business Units of BlackRock, Inc.
The form lists 17,946,520 shares as sole voting power and 19,558,812 shares as sole dispositive power. The amendment is signed by Spencer Fleming on 04/24/2026.